Rice Hall James Micro Cap Instl
- RHJSX
- Price as of: Jul 23, 2021
-
$41.42
N/A N/A
- Primary Theme
- U.S. Small-Cap Growth Equity
- Fund Company
- Rice Hall James
- Share Class
RHJSX - Snapshot
Vitals
- YTD Return 20.8%
- 3 Yr Annualized Return 14.1%
- 5 Yr Annualized Return 17.9%
- Net Assets $55.3 M
- Holdings in Top 10 19.8%
52 WEEK LOW AND HIGH
Expenses
OPERATING RELATED FEES
- Expense Ratio 1.26%
SALES FEES
- Front Load N/A
- Deferred Load N/A
BROKERAGE FEES
- Turnover 69.00%
TRADING FEES
- Max Redemption Fee 2.00%
Min Investment
- Standard (Taxable) $2,500
- IRA $500
Fund Classification
-
Primary Theme
U.S. Small-Cap Growth Equity
- Fund Type Open End Mutual Fund
- Investment Style Small Growth
RHJSX - Profile
Distributions
- YTD Total Return 20.8%
- 3 Yr Annualized Total Return 14.1%
- 5 Yr Annualized Total Return 17.9%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.76%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameRice Hall James Micro Cap Portfolio
-
Fund Family NameRice Hall James
-
Inception DateJul 01, 1994
-
Shares Outstanding1291523
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerThomas McDowell
Fund Description
Under normal circumstances, the fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in equity securities of small-cap companies. The fund focuses on U.S. companies with total market capitalizations (number of shares outstanding multiplied by share price) that at the time of initial purchase fall within the range of companies in the Russell Microcap Index at reconstitution each June.
RHJSX - Performance
Return Ranking - Trailing
| Period | RHJSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 20.8% | -83.5% | 54.9% | 4.17% |
| 1 Yr | 73.6% | 13.3% | 139.6% | 6.74% |
| 3 Yr | 14.1%* | 3.4% | 59.7% | 83.64% |
| 5 Yr | 17.9%* | -1.2% | 42.4% | 68.32% |
| 10 Yr | 13.3%* | -3.4% | 23.1% | 67.67% |
* Annualized
Return Ranking - Calendar
| Period | RHJSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 21.3% | -63.0% | 340.3% | 74.83% |
| 2019 | 12.1% | -22.8% | 48.3% | 86.99% |
| 2018 | -23.1% | -76.3% | 13.6% | 72.29% |
| 2017 | 0.2% | -52.6% | 37.0% | 92.56% |
| 2016 | 22.1% | -56.6% | 25.6% | 3.76% |
Total Return Ranking - Trailing
| Period | RHJSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 20.8% | -83.5% | 54.9% | 4.17% |
| 1 Yr | 73.6% | 10.5% | 139.6% | 6.43% |
| 3 Yr | 14.1%* | 2.5% | 59.7% | 81.13% |
| 5 Yr | 17.9%* | -2.4% | 42.4% | 67.24% |
| 10 Yr | 13.3%* | -3.7% | 23.1% | 66.29% |
* Annualized
Total Return Ranking - Calendar
| Period | RHJSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 21.3% | -63.0% | 340.3% | 74.83% |
| 2019 | 12.1% | -22.8% | 48.3% | 86.99% |
| 2018 | -23.1% | -54.2% | 14.5% | 78.15% |
| 2017 | 0.2% | -8.4% | 42.0% | 98.24% |
| 2016 | 22.1% | -56.6% | 31.4% | 4.18% |
NAV & Total Return History
RHJSX - Holdings
Concentration Analysis
| RHJSX | Category Low | Category High | RHJSX % Rank | |
|---|---|---|---|---|
| Net Assets | 55.3 M | 230 K | 37.9 B | 87.62% |
| Number of Holdings | 80 | 6 | 1293 | 73.33% |
| Net Assets in Top 10 | 11 M | 67 K | 3.82 B | 89.84% |
| Weighting of Top 10 | 19.80% | 3.9% | 100.0% | 55.10% |
Top 10 Holdings
- Dreyfus Treasury Obligations Csh Mgt Ins 4.21%
- MYR Group Inc 2.47%
- The Providence Service Corp 2.04%
- Vicor Corp 1.95%
- CareDx Inc 1.95%
- Designer Brands Inc 1.89%
- Sterling Construction Co Inc 1.89%
- Thryv Holdings Inc 1.89%
- ModivCare Inc 1.88%
- Energy Recovery Inc 1.87%
Asset Allocation
| Weighting | Return Low | Return High | RHJSX % Rank | |
|---|---|---|---|---|
| Stocks | 95.79% | 52.72% | 100.36% | 83.17% |
| Cash | 4.21% | -1.88% | 23.24% | 13.33% |
| Preferred Stocks | 0.00% | 0.00% | 4.29% | 66.67% |
| Other | 0.00% | -3.83% | 24.04% | 68.41% |
| Convertible Bonds | 0.00% | 0.00% | 0.00% | 66.03% |
| Bonds | 0.00% | -0.01% | 2.18% | 65.71% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | RHJSX % Rank | |
|---|---|---|---|---|
| Technology | 26.18% | 0.00% | 71.26% | 37.62% |
| Healthcare | 24.29% | 0.00% | 73.57% | 62.38% |
| Industrials | 21.18% | 0.00% | 33.55% | 13.97% |
| Consumer Cyclical | 12.84% | 0.00% | 33.08% | 57.62% |
| Consumer Defense | 5.21% | 0.00% | 15.12% | 19.37% |
| Financial Services | 4.27% | 0.00% | 100.00% | 75.71% |
| Communication Services | 3.54% | 0.00% | 18.46% | 21.90% |
| Energy | 1.31% | 0.00% | 64.00% | 28.25% |
| Real Estate | 1.19% | 0.00% | 11.60% | 61.75% |
| Utilities | 0.00% | 0.00% | 4.32% | 75.71% |
| Basic Materials | 0.00% | 0.00% | 11.08% | 95.24% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | RHJSX % Rank | |
|---|---|---|---|---|
| US | 94.66% | 0.03% | 100.00% | 49.68% |
| Non US | 1.13% | 0.00% | 99.36% | 84.13% |
RHJSX - Expenses
Operational Fees
| RHJSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 1.26% | 0.01% | 11.80% | 37.10% |
| Management Fee | 0.75% | 0.00% | 1.50% | 38.31% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.01% | 0.40% | N/A |
Sales Fees
| RHJSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 2.50% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
| RHJSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | 2.00% | 1.00% | 2.00% | 51.67% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| RHJSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 69.00% | 0.00% | 442.00% | 57.26% |
RHJSX - Distributions
Dividend Yield Analysis
| RHJSX | Category Low | Category High | RHJSX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 0.94% | 67.46% |
Dividend Distribution Analysis
| RHJSX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
| RHJSX | Category Low | Category High | RHJSX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -0.76% | -8.87% | 1.48% | 61.25% |
Capital Gain Distribution Analysis
| RHJSX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
RHJSX - Fund Manager Analysis
Managers
Thomas McDowell
Start Date
Tenure
Tenure Rank
Jul 01, 1994
27.02
27.0%
Tom joined RHJ in 1984 as a Portfolio Manager and Analyst and has 39 years of investment experience. Tom assumed leadership of the company in 1994. Previously, he was a Portfolio Manager with California First Bank and specialized in the consumer-related industries. Tom completed a B.A. at the University of California, Los Angeles, and an M.B.A. at San Diego State University.
Cara Thome
Start Date
Tenure
Tenure Rank
Dec 31, 2001
19.51
19.5%
Cara joined RHJ in January 2001 and has 21 years of investment experience. She was previously an Analyst at the Equity Research Department at George K. Baum & Company. Cara has a B.A. from Truman State University and an M.A. from the University of Exeter.
Reed Wirick, CFA
Start Date
Tenure
Tenure Rank
Dec 31, 2008
12.5
12.5%
Reed joined RHJ in July 2008 and has 19 years of investment experience. Prior to joining the firm, he was a Senior Research Associate at Cambridge Associates, LLC. Prior to that, he was an Economist with the U.S. Department of Commerce. Reed has a B.A. from St. Mary’s College of Maryland and an M.B.A. from the Tuck School of Business at Dartmouth. Reed is a CFA® charterholder. He is a member of CFA Society San Diego.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.02 | 29.52 | 8.57 | 4.33 |