Continue to site >
Trending ETFs
You have successfully subscribed to Advisor Access. Thank you!
Help us personalize your experience.
Which type of investor describes you best?
Help us personalize your experience.
What is your AUM?
Knowing your investable assets will help us build and prioritize features that will suit your investment needs.

Congratulations on personalizing your experience.

Email is verified. Thank you!

Name

As of 07/12/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

AIG Small-Cap Quality Fund

SASWX | Fund

$22.03

$37.1 M

-

1.05%

Vitals

YTD Return

12.7%

1 yr return

50.7%

3 Yr Avg Return

6.9%

5 Yr Avg Return

13.4%

Net Assets

$37.1 M

Holdings in Top 10

28.2%

52 WEEK LOW AND HIGH

$22.0
$14.63
$22.67

Expenses

OPERATING FEES

Expense Ratio 1.05%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 68.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$50,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 07/12/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

AIG Small-Cap Quality Fund

SASWX | Fund

$22.03

$37.1 M

-

1.05%

SASWX - Profile

Distributions

  • YTD Total Return 12.7%
  • 3 Yr Annualized Total Return 6.9%
  • 5 Yr Annualized Total Return 13.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.05%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    AIG Small-Cap Quality Fund
  • Fund Family Name
    AIG
  • Inception Date
    Feb 06, 2014
  • Shares Outstanding
    N/A
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Timothy Pettee

Fund Description

Under normal circumstances, the Fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in equity securities of small-capitalization (“small-cap”) companies. Small-cap companies will generally include companies whose market capitalizations are equal to or less than the largest company in the Russell 2000® Index (the “Small Cap Index”) during the most recent 12-month period. For the most recent annual reconstitution published as of May 8, 2020, the market capitalization range of companies in the Small Cap Index was approximately $94.8 million to $4.4 billion, which range will vary daily. The Fund expects to invest primarily in common stocks.The principal investment technique of the Fund is to employ a “buy and hold” strategy with approximately 75-100 small-cap equity securities selected from the Small Cap Index semi-annually. Certain stocks in the Small Cap Index may be excluded as a result of liquidity screens or other limitations or restrictions applied during the selection process. The portfolio managers select securities on the basis of certain quality-related factors or measures, including low financial leverage, free cash flow, volatility, valuation and profitability. While the securities selection process will take place on a semi-annual basis, the portfolio managers may, from time to time, substitute certain securities or reduce the position size of a portfolio security in between the semi-annual rebalancings under certain limited circumstances. These circumstances will generally include where a security held by the Fund no longer meets certain market capitalization requirements or guidelines established by the portfolio managers (e.g., minimum market capitalization requirements) or to comply with the Fund’s 80% investment policy, when the value of a security held by the Fund becomes a disproportionately large percentage of the Fund’s holdings, when the size of the Fund’s position in a security has the potential to create market liquidity or other issues in connection with the semi-annual rebalancing or efficient management of the Fund, each in the discretion of the portfolio managers.The Fund’s portfolio will be evaluated and adjusted at the discretion of the portfolio managers on a semi-annual basis. The semi-annual consideration of the securities that meet the selection criteria will take place on or about February 1 and August 1, with the first semi-annual rebalancing occurring on or about August 1, 2021. Thereafter, when an investor purchases shares of the Fund, SunAmerica will generally invest additional funds in the pre-selected securities based on each security’s respective percentage of the Fund’s assets at the time. The Fund employs a strategy to hold securities between its semi-annual rebalancings, even if there are adverse developments concerning a particular security or industry, or the economy or the stock market generally. Due to changes in the market value of the securities held by the Fund, it is likely that the weighting of the stocks in its portfolio will fluctuate throughout the course of the semi-annual period. The investment objective, principal investment strategies and principal investment techniques of the Fund may be changed without shareholder approval. You will receive at least sixty (60) days’ notice of any change to the 80% investment policy set forth above.
Read More

SASWX - Performance

Return Ranking - Trailing

Period SASWX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.7% -84.1% 50.0% 9.12%
1 Yr 50.7% 13.3% 139.6% 52.64%
3 Yr 6.9%* 3.4% 59.7% 99.18%
5 Yr 13.4%* -1.2% 42.4% 96.25%
10 Yr N/A* -3.4% 23.1% N/A

* Annualized

Return Ranking - Calendar

Period SASWX Return Category Return Low Category Return High Rank in Category (%)
2023 13.2% -63.0% 340.3% 90.70%
2022 13.1% -22.8% 48.3% 85.15%
2021 -18.2% -76.3% 13.6% 55.75%
2020 6.3% -52.6% 37.0% 81.87%
2019 18.6% -56.6% 25.6% 8.52%

Total Return Ranking - Trailing

Period SASWX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.7% -84.0% 50.0% 9.12%
1 Yr 50.7% 10.5% 139.6% 47.60%
3 Yr 6.9%* 2.5% 59.7% 98.84%
5 Yr 13.4%* -2.4% 42.4% 95.38%
10 Yr N/A* -3.7% 23.1% N/A

* Annualized

Total Return Ranking - Calendar

Period SASWX Return Category Return Low Category Return High Rank in Category (%)
2023 13.2% -63.0% 340.3% 90.70%
2022 13.1% -22.8% 48.3% 85.15%
2021 -18.2% -54.2% 14.5% 66.90%
2020 6.3% -8.4% 42.0% 94.15%
2019 18.6% -56.6% 31.4% 11.02%

NAV & Total Return History

SASWX - Holdings

Concentration Analysis

SASWX Category Low Category High SASWX % Rank
Net Assets 37.1 M 230 K 37.9 B 90.82%
Number of Holdings 88 6 1459 64.72%
Net Assets in Top 10 11.4 M 67 K 3.82 B 88.92%
Weighting of Top 10 28.19% 3.9% 100.0% 21.90%

Top 10 Holdings

  1. Mueller Industries Inc 3.28%
  2. Future on Russel 2000 (TR) Sep20 3.17%
  3. Future on Russel 2000 (TR) Sep20 3.17%
  4. Future on Russel 2000 (TR) Sep20 3.17%
  5. Future on Russel 2000 (TR) Sep20 3.17%
  6. Future on Russel 2000 (TR) Sep20 3.17%
  7. Future on Russel 2000 (TR) Sep20 3.17%
  8. Future on Russel 2000 (TR) Sep20 3.17%
  9. Future on Russel 2000 (TR) Sep20 3.17%
  10. Future on Russel 2000 (TR) Sep20 3.17%

Asset Allocation

Weighting Return Low Return High SASWX % Rank
Stocks 		98.87% 52.72% 100.36% 33.23%
Cash 		1.14% -1.88% 23.24% 62.50%
Preferred Stocks 		0.00% 0.00% 4.29% 43.83%
Other 		0.00% -3.83% 24.04% 50.95%
Convertible Bonds 		0.00% 0.00% 0.00% 41.46%
Bonds 		0.00% -0.01% 2.18% 41.77%

Stock Sector Breakdown

Weighting Return Low Return High SASWX % Rank
Financial Services 		19.85% 0.00% 100.00% 1.42%
Healthcare 		17.17% 0.00% 73.57% 81.33%
Industrials 		15.98% 0.00% 33.55% 63.13%
Technology 		12.68% 0.00% 71.26% 95.57%
Consumer Cyclical 		12.46% 0.00% 33.08% 65.03%
Real Estate 		7.40% 0.00% 11.60% 3.32%
Communication Services 		7.28% 0.00% 18.46% 5.54%
Basic Materials 		4.82% 0.00% 11.08% 12.50%
Consumer Defense 		2.36% 0.00% 15.12% 78.64%
Utilities 		0.00% 0.00% 4.32% 57.91%
Energy 		0.00% 0.00% 64.00% 75.95%

Stock Geographic Breakdown

Weighting Return Low Return High SASWX % Rank
US 		98.86% 0.03% 100.00% 6.49%
Non US 		0.01% 0.00% 99.36% 92.88%

SASWX - Expenses

Operational Fees

SASWX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.05% 0.01% 11.80% 58.89%
Management Fee 1.00% 0.00% 1.50% 87.80%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

SASWX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

SASWX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SASWX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 68.00% 0.00% 442.00% 56.10%

SASWX - Distributions

Dividend Yield Analysis

SASWX Category Low Category High SASWX % Rank
Dividend Yield 0.00% 0.00% 0.94% 43.20%

Dividend Distribution Analysis

SASWX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

SASWX Category Low Category High SASWX % Rank
Net Income Ratio -0.05% -8.87% 1.48% 14.58%

Capital Gain Distribution Analysis

SASWX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

SASWX - Fund Manager Analysis

Managers

Timothy Pettee

Start Date

Tenure

Tenure Rank

Dec 15, 2020

0.54

0.5%

Mr. Pettee is Senior Vice President, Chief Investment Officer and Chief Investment Strategist at SAAMCo and heads its Rules-Based Investments Team. Prior to SunAmerica, Mr. Pettee was Executive Vice President and Global Director of Research for Schroder Investment Management. Prior to Schroder, he was Director of Research with U.S. Trust Company of New York and co-managed that firm’s small-cap retail funds and research core products. He also held several positions in research and portfolio management at Alliance Capital Management.

Jane Algieri

Start Date

Tenure

Tenure Rank

Dec 15, 2020

0.54

0.5%

Andrew Sheridan

Start Date

Tenure

Tenure Rank

Dec 15, 2020

0.54

0.5%

Mr. Sheridan, Vice President, Portfolio Manager and Senior Research Analyst, joined SAAMCo in 2003. In addition to his portfolio management responsibilities, Mr. Sheridan is a member of the SAAMCo research team, covering the technology industry. Prior to joining SunAmerica, he worked in the research department at U.S. Trust and the market research division of Greenwich Associates.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 29.52 8.58 4.33

Advertisement

×

Wait! Do you know all the important aspects of mutual funds?

×

Free Advisor Access newsletter emailed to you.

Receive free and exclusive email updates for financial advisors about best performers, news, CE accredited webcasts and more.

Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.

Disclaimer: By registering, you agree to share your data with MutualFunds.com and opt-in to receiving occasional communications about projects and events. The contents of this form are subject to the MutualFunds.com Privacy Policy. You can unsubscribe at any time.