Segall Bryant & Hamill Small Cap Core Fund
Name
As of 04/15/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
1.5%
1 yr return
13.7%
3 Yr Avg Return
2.4%
5 Yr Avg Return
N/A
Net Assets
$74.3 M
Holdings in Top 10
18.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.20%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 36.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$250,000
IRA
$250,000
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 04/15/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
SBASX - Profile
Distributions
- YTD Total Return 1.5%
- 3 Yr Annualized Total Return 2.4%
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio -0.24%
- Dividend Yield 0.0%
- Dividend Distribution Frequency None
Fund Details
-
Legal NameSegall Bryant & Hamill Small Cap Core Fund
-
Fund Family NameSegall Bryant & Hamill Funds
-
Inception DateFeb 11, 2020
-
Shares OutstandingN/A
-
Share ClassInstl
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJeffrey Paulis
Fund Description
● | Under normal the Fund will invest at least 80% of its net assets (including amounts borrowed for investment purposes) in small-cap companies. The Fund currently considers “small-capitalization companies” to be those included in, or similar in size to, those included in its benchmark index, the Russell 2000® Index, at the time of purchase. As of February 28, 2023, the benchmark capitalization range was $5.4 million to $8.0 billion. As of February 28, 2023, the weighted average market capitalization of the benchmark index was approximately $2.9 billion as compared to approximately $5.8 billion for the companies within the Fund’s portfolio. Please note that these market capitalization measures will fluctuate over time. |
● | The Fund is not limited to the stocks included in the Russell 2000® Index. With respect to portfolio structure, the Adviser maintains exposure to most sectors within the benchmark; however, with an active management process, there will be variances in sector exposure relative to the benchmark index. The Adviser maintains guidelines to monitor this variance. |
● | The investment process used by the Fund’s Adviser is driven by a combination of quantitative analysis (which may encompass techniques such as evaluation of financial data or statistical/mathematical modeling), fundamental analysis (which may include assessments of a company’s holdings or key characteristics, as well as broader economic factors) and experienced judgment. The Adviser searches for companies it believes are attractively priced relative to historical valuation, peer groups, and the market, concentrating most on cash flow capability over time. |
● | SBH also utilizes an “integrated” approach to a company’s environmental, social, and corporate governance (“ESG”) practices within its investment process alongside other non-ESG factors. SBH believes ESG factors may be important drivers of value in conjunction with the underlying strength and potential of a business, however its consideration of these factors would not necessarily result in a company being included or excluded from the evaluation process but rather would contribute to the overall evaluation of that company. |
● | The Fund expects to only invest in securities of companies whose stock is traded on U.S. markets, including depositary receipts or shares issued by companies incorporated outside of the United States (e.g., ADRs). |
● | Stocks may be sold when conditions have changed and the company’s prospects are no longer attractive, its stock price has achieved the team’s valuation target or better relative investment opportunities have been identified. |
SBASX - Performance
Return Ranking - Trailing
Period | SBASX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 1.5% | -9.0% | 13.6% | 39.37% |
1 Yr | 13.7% | -4.7% | 45.9% | 32.57% |
3 Yr | 2.4%* | -25.0% | 58.4% | 3.96% |
5 Yr | N/A* | -4.2% | 44.3% | N/A |
10 Yr | N/A* | 1.2% | 24.5% | N/A |
* Annualized
Return Ranking - Calendar
Period | SBASX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 9.7% | -20.5% | 54.6% | 78.35% |
2022 | -14.9% | -82.1% | 32.2% | 1.96% |
2021 | 3.4% | -90.6% | 300.1% | 22.70% |
2020 | N/A | -63.0% | 127.9% | N/A |
2019 | N/A | -7.7% | 42.9% | N/A |
Total Return Ranking - Trailing
Period | SBASX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 1.5% | -9.0% | 13.6% | 39.37% |
1 Yr | 13.7% | -4.7% | 45.9% | 32.57% |
3 Yr | 2.4%* | -25.0% | 58.4% | 3.96% |
5 Yr | N/A* | -4.2% | 44.3% | N/A |
10 Yr | N/A* | 1.2% | 24.5% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | SBASX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 13.9% | -19.0% | 136.8% | 67.96% |
2022 | -13.1% | -59.9% | 44.3% | 3.39% |
2021 | 23.5% | -22.7% | 411.9% | 9.37% |
2020 | N/A | 1.5% | 150.8% | N/A |
2019 | N/A | 5.5% | 55.3% | N/A |
NAV & Total Return History
SBASX - Holdings
Concentration Analysis
SBASX | Category Low | Category High | SBASX % Rank | |
---|---|---|---|---|
Net Assets | 74.3 M | 207 K | 34.3 B | 88.52% |
Number of Holdings | 90 | 7 | 1180 | 54.96% |
Net Assets in Top 10 | 13.4 M | 57.4 K | 2.83 B | 90.26% |
Weighting of Top 10 | 18.00% | 7.1% | 100.1% | 77.35% |
Top 10 Holdings
- EnPro Industries, Inc. 2.35%
- KBR, Inc. 2.10%
- Modine Manufacturing Company 1.86%
- Universal Display Corporation 1.84%
- ITT, Inc. 1.78%
- Casella Waste Systems, Inc. 1.70%
- Descartes Systems Group, Inc. (The) 1.64%
- SPX Technologies, Inc. 1.62%
- UFP Industries, Inc. 1.56%
- Hub Group, Inc. 1.56%
Asset Allocation
Weighting | Return Low | Return High | SBASX % Rank | |
---|---|---|---|---|
Stocks | 94.14% | 77.88% | 108.99% | 93.39% |
Cash | 5.86% | 0.00% | 26.25% | 13.39% |
Preferred Stocks | 0.00% | 0.00% | 3.53% | 87.65% |
Other | 0.00% | -0.22% | 5.89% | 86.78% |
Convertible Bonds | 0.00% | 0.00% | 1.57% | 86.43% |
Bonds | 0.00% | 0.00% | 3.22% | 86.43% |
Stock Sector Breakdown
Weighting | Return Low | Return High | SBASX % Rank | |
---|---|---|---|---|
Industrials | 23.22% | 0.00% | 36.64% | 8.17% |
Technology | 21.04% | 2.91% | 75.51% | 77.04% |
Consumer Cyclical | 15.46% | 0.00% | 24.04% | 21.91% |
Healthcare | 12.98% | 0.00% | 47.90% | 91.83% |
Financial Services | 8.58% | 0.00% | 42.95% | 31.83% |
Basic Materials | 7.43% | 0.00% | 9.24% | 1.91% |
Energy | 4.96% | 0.00% | 55.49% | 18.78% |
Consumer Defense | 3.82% | 0.00% | 13.56% | 52.35% |
Real Estate | 2.51% | 0.00% | 15.31% | 43.48% |
Utilities | 0.00% | 0.00% | 5.57% | 89.74% |
Communication Services | 0.00% | 0.00% | 15.31% | 97.91% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | SBASX % Rank | |
---|---|---|---|---|
US | 94.14% | 30.27% | 102.09% | 84.70% |
Non US | 0.00% | 0.00% | 61.74% | 90.26% |
SBASX - Expenses
Operational Fees
SBASX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.20% | 0.05% | 23.20% | 51.39% |
Management Fee | 0.80% | 0.05% | 1.62% | 50.87% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | 0.01% | 0.01% | 0.40% | 2.48% |
Sales Fees
SBASX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
SBASX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
SBASX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 36.00% | 3.00% | 439.00% | 30.34% |
SBASX - Distributions
Dividend Yield Analysis
SBASX | Category Low | Category High | SBASX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 6.96% | 13.39% |
Dividend Distribution Analysis
SBASX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | None | Annual | Annual | Annual |
Net Income Ratio Analysis
SBASX | Category Low | Category High | SBASX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.24% | -2.47% | 1.10% | 13.76% |
Capital Gain Distribution Analysis
SBASX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 27, 2023 | $0.046 | OrdinaryDividend |
Dec 28, 2022 | $0.012 | OrdinaryDividend |
SBASX - Fund Manager Analysis
Managers
Jeffrey Paulis
Start Date
Tenure
Tenure Rank
Dec 31, 2019
2.42
2.4%
Jeff Paulis is a Principal and Senior Portfolio Manager for Segall Bryant & Hamill's Small Cap strategies. He is the lead Portfolio Manager for our Small Cap Core and SMID Cap strategies. Mr. Paulis is also responsible for equity research within the consumer discretionary and industrial sectors for the SBH Small Cap and SBH Small Cap Value portfolios. Prior to joining SBH in 2003, his professional experience included serving as a Research Analyst at McDonald Investments. Prior to joining McDonald Investments, he served as an intern at Kennedy Capital Management. He is a graduate of Saint Louis University with a B.S. in Business Administration and holds an MBA from the University of Chicago’s Booth School of Business. Mr. Paulis has been in the investment industry since 2001 and has earned the Chartered Financial Analyst (CFA) designation.
Mark Dickherber
Start Date
Tenure
Tenure Rank
Dec 31, 2019
2.42
2.4%
Mark Dickherber is a Principal and Director of Segall Bryant & Hamill's Small Cap strategies. He is the lead Portfolio Manager for our Small Cap Value strategy and the Co-Portfolio Manager for our Small Cap Core and Small Cap Value Concentrated strategies. He is also responsible for equity research in the Small Cap and Small/Mid Core equity portfolios. Mr. Dickherber is a specialist in the healthcare sector. Prior to joining SBH, Mr. Dickherber served as Director of Research for Kennedy Capital Management, where he had worked since 1996. Mr. Dickherber graduated magna cum laude from the University of Missouri-St. Louis with a B.S. in Accounting. He served as Treasurer for the CFA Society of St. Louis from 2004-2006 and as a Director from 2006-2008. Mr. Dickherber has been in the investment industry since 1996 and has earned Chartered Financial Analyst (CFA) and Certified Public Accountant (CPA) designations.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 30.44 | 9.01 | 5.25 |