SMBYX: ClearBridge Mid Cap I

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SMBYX ClearBridge Mid Cap I


Profile

SMBYX - Profile

Vitals

  • YTD Return -5.2%
  • 3 Yr Annualized Return -0.7%
  • 5 Yr Annualized Return 2.1%
  • Net Assets $1.79 B
  • Holdings in Top 10 22.8%

52 WEEK LOW AND HIGH

$36.60
$24.12
$40.67

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.87%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 20.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000,000
  • IRA $1,000,000

Fund Classification


Distributions

  • YTD Total Return -5.2%
  • 3 Yr Annualized Total Return -0.7%
  • 5 Yr Annualized Total Return 2.1%
  • Capital Gain Distribution Frequency Semi-Annually
  • Net Income Ratio 0.48%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Semi-Annually

Fund Details

  • Legal Name
    ClearBridge Mid Cap Fund
  • Fund Family Name
    Legg Mason
  • Inception Date
    Dec 03, 1998
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Brian Angerame

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets, plus borrowings for investment purposes, if any, in equity securities, or other investments with similar economic characteristics, of medium capitalization companies. The fund may invest up to 20% of its assets in equity securities of companies other than medium capitalization companies. The fund may also invest up to 25% of its net assets in securities of foreign issuers.


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Categories

Performance

SMBYX - Performance

Return Ranking - Trailing

Period SMBYX Return Category Return Low Category Return High Rank in Category (%)
YTD -5.2% -42.4% 1956.3% 27.81%
1 Yr -4.7% -62.9% 2011.3% 35.33%
3 Yr -0.7%* -29.8% 180.4% 28.75%
5 Yr 2.1%* -21.9% 94.6% 22.31%
10 Yr 6.4%* -10.0% 11.8% 14.29%

* Annualized

Return Ranking - Calendar

Period SMBYX Return Category Return Low Category Return High Rank in Category (%)
2019 24.1% -23.6% 40.9% 42.15%
2018 -16.0% -44.3% -1.3% 30.27%
2017 6.6% -13.5% 18.9% 55.08%
2016 7.3% -16.4% 23.6% 71.59%
2015 -1.8% -40.7% 2.9% 5.96%

Total Return Ranking - Trailing

Period SMBYX Return Category Return Low Category Return High Rank in Category (%)
YTD -5.2% -42.4% 1956.3% 27.81%
1 Yr -4.7% -62.9% 2011.3% 35.33%
3 Yr -0.7%* -29.8% 180.4% 43.44%
5 Yr 2.1%* -21.9% 94.6% 57.77%
10 Yr 6.4%* -9.1% 11.9% 52.98%

* Annualized

Total Return Ranking - Calendar

Period SMBYX Return Category Return Low Category Return High Rank in Category (%)
2019 24.1% -23.6% 40.9% 42.15%
2018 -16.0% -44.3% 0.1% 49.26%
2017 6.6% -8.7% 24.9% 86.23%
2016 7.3% -4.7% 26.2% 86.36%
2015 -1.8% -40.3% 3.9% 11.49%

NAV & Total Return History


Holdings

SMBYX - Holdings

Concentration Analysis

SMBYX Category Low Category High SMBYX % Rank
Net Assets 1.79 B 118 K 116 B 18.33%
Number of Holdings 65 1 3252 70.00%
Net Assets in Top 10 378 M 59.1 K 9.84 B 14.17%
Weighting of Top 10 22.77% 3.9% 100.0% 38.61%

Top 10 Holdings

  1. Carvana Co Class A 2.54%
  2. Alexandria Real Estate Equities Inc 2.50%
  3. Splunk Inc 2.40%
  4. Aptiv PLC 2.40%
  5. Casey's General Stores Inc 2.32%
  6. CDW Corp 2.21%
  7. Lam Research Corp 2.18%
  8. Autodesk Inc 2.14%
  9. Ameren Corp 2.05%
  10. Eversource Energy 2.04%

Asset Allocation

Weighting Return Low Return High SMBYX % Rank
Stocks
98.09% 86.14% 100.11% 59.44%
Cash
1.91% -4.60% 13.86% 36.94%
Preferred Stocks
0.00% 0.00% 2.78% 44.44%
Other
0.00% -1.03% 3.76% 43.89%
Convertible Bonds
0.00% 0.00% 2.28% 43.06%
Bonds
0.00% 0.00% 5.39% 48.89%

Stock Sector Breakdown

Weighting Return Low Return High SMBYX % Rank
Technology
25.44% 1.56% 33.17% 9.44%
Consumer Cyclical
16.60% 0.00% 42.57% 15.28%
Industrials
14.22% 0.00% 50.75% 66.11%
Healthcare
13.54% 2.58% 22.42% 35.83%
Financial Services
8.98% 0.58% 42.16% 88.06%
Real Estate
7.03% 0.00% 30.44% 60.56%
Utilities
5.32% 0.00% 16.65% 36.11%
Consumer Defense
3.90% 0.00% 14.06% 68.61%
Communication Services
2.41% 0.00% 32.28% 60.28%
Energy
1.51% 0.00% 15.09% 67.22%
Basic Materials
1.05% 0.00% 10.92% 91.94%

Stock Geographic Breakdown

Weighting Return Low Return High SMBYX % Rank
US
94.38% 81.06% 99.99% 62.22%
Non US
3.71% 0.00% 17.00% 36.94%

Expenses

SMBYX - Expenses

Operational Fees

SMBYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.87% 0.02% 19.45% 71.22%
Management Fee 0.73% 0.00% 1.50% 54.44%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

SMBYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

SMBYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMBYX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 20.00% 2.00% 962.00% 22.95%

Distributions

SMBYX - Distributions

Dividend Yield Analysis

SMBYX Category Low Category High SMBYX % Rank
Dividend Yield 0.00% 0.00% 5.52% 44.13%

Dividend Distribution Analysis

SMBYX Category Low Category High Category Mod
Dividend Distribution Frequency Semi-Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

SMBYX Category Low Category High SMBYX % Rank
Net Income Ratio 0.48% -6.46% 2.17% 58.19%

Capital Gain Distribution Analysis

SMBYX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Semi-Annually Annually Semi-Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

SMBYX - Fund Manager Analysis

Managers

Brian Angerame


Start Date

Tenure

Tenure Rank

May 11, 2005

15.32

15.3%

Brian co-manages the Mid Cap, Mid Cap Growth and SMID Cap Growth products. He joined a predecessor organization in 2000 as an equity research analyst responsible for the consumer discretionary and consumer staples sectors, and has 26 years of investment industry experience. Previously, Brian was an analyst and assistant portfolio manager of the Prudential Real Estate Securities Fund at Prudential Investment Management. He earned his BA in Government from Dartmouth College and is a member of the New York Society of Security Analysts.

Matthew Lilling


Start Date

Tenure

Tenure Rank

Jun 30, 2020

0.17

0.2%

Mr. Lilling is a Director and a Portfolio Manager at ClearBridge. He joined ClearBridge in 2010.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 26.09 6.05 4.04