SMDIX: Hartford Schroders US S/M-Cap Opps I

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SMDIX Hartford Schroders US S/M-Cap Opps I


Profile

SMDIX - Profile

Vitals

  • YTD Return -12.7%
  • 3 Yr Annualized Return 0.6%
  • 5 Yr Annualized Return N/A
  • Net Assets $671 M
  • Holdings in Top 10 19.9%

52 WEEK LOW AND HIGH

$14.26
$10.04
$16.93

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.00%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 39.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $2,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -12.7%
  • 3 Yr Annualized Total Return 0.6%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.42%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Hartford Schroders US MidCap Opportunities Fund
  • Fund Family Name
    Hartford Mutual Funds
  • Inception Date
    Mar 31, 2006
  • Shares Outstanding
    N/A
  • Share Class
    Inv
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Robert Kaynor

Fund Description

Under normal circumstances, the fund invests primarily in equity securities. It normally invests at least 80% of its assets in securities of mid cap companies located in the United States. The fund may also invest in equity securities of micro cap companies, small cap companies or large cap companies if the Sub-Adviser believes they offer the potential for capital appreciation. It may invest in common and preferred stocks, as well as in over-the-counter securities.


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Categories

Fund Company Quick Screens

SMDIX - Fund Company Quick Screens


Performance

SMDIX - Performance

Return Ranking - Trailing

Period SMDIX Return Category Return Low Category Return High Rank in Category (%)
YTD -12.7% -42.4% 1827.6% 44.17%
1 Yr -7.4% -62.9% 1820.0% 23.46%
3 Yr 0.6%* -29.8% 176.7% 15.76%
5 Yr N/A* -21.9% 6.8% 3.88%
10 Yr N/A* -10.0% 12.0% 7.57%

* Annualized

Return Ranking - Calendar

Period SMDIX Return Category Return Low Category Return High Rank in Category (%)
2019 26.9% -23.6% 35.6% 20.11%
2018 -13.1% -44.3% -1.3% 21.51%
2017 13.8% -13.5% 21.5% 18.47%
2016 N/A -16.4% 23.6% N/A
2015 N/A -40.7% 2.9% N/A

Total Return Ranking - Trailing

Period SMDIX Return Category Return Low Category Return High Rank in Category (%)
YTD -12.7% -42.4% 1827.6% 44.17%
1 Yr -7.4% -62.9% 1820.0% 23.46%
3 Yr 0.6%* -29.8% 176.7% 27.88%
5 Yr N/A* -21.9% 9.7% 6.20%
10 Yr N/A* -9.1% 12.0% 9.73%

* Annualized

Total Return Ranking - Calendar

Period SMDIX Return Category Return Low Category Return High Rank in Category (%)
2019 26.9% -23.6% 35.6% 20.11%
2018 -13.1% -44.3% 0.1% 38.37%
2017 13.8% -8.7% 24.9% 55.10%
2016 N/A -4.7% 26.2% N/A
2015 N/A -40.3% 3.9% N/A

NAV & Total Return History


Holdings

SMDIX - Holdings

Concentration Analysis

SMDIX Category Low Category High SMDIX % Rank
Net Assets 671 M 109 K 107 B 42.74%
Number of Holdings 75 1 3231 59.41%
Net Assets in Top 10 141 M 9.36 K 8.82 B 36.02%
Weighting of Top 10 19.86% 3.3% 100.0% 51.61%

Top 10 Holdings

  1. Catalent Inc 2.45%
  2. BWX Technologies Inc 2.29%
  3. Assurant Inc 2.11%
  4. Leidos Holdings Inc 1.98%
  5. Encompass Health Corp 1.95%
  6. IAC/InterActiveCorp 1.89%
  7. Advance Auto Parts Inc 1.87%
  8. Verisk Analytics Inc 1.79%
  9. Mohawk Industries Inc 1.77%
  10. West Pharmaceutical Services Inc 1.76%

Asset Allocation

Weighting Return Low Return High SMDIX % Rank
Stocks
96.65% 78.44% 106.40% 70.97%
Cash
3.35% -6.40% 16.38% 25.00%
Preferred Stocks
0.00% 0.00% 6.47% 62.10%
Other
0.00% -2.20% 2.59% 59.95%
Convertible Bonds
0.00% 0.00% 0.00% 59.68%
Bonds
0.00% 0.00% 5.39% 64.25%

Stock Sector Breakdown

Weighting Return Low Return High SMDIX % Rank
Technology
22.33% 1.49% 33.17% 15.32%
Healthcare
15.06% 2.58% 26.15% 22.04%
Financial Services
13.52% 0.56% 49.48% 52.42%
Consumer Cyclical
13.10% 0.00% 42.57% 36.29%
Industrials
12.62% 0.00% 49.37% 73.39%
Real Estate
7.13% 0.00% 30.44% 61.29%
Utilities
6.33% 0.00% 13.42% 28.76%
Communication Services
4.68% 0.00% 33.30% 25.81%
Consumer Defense
2.36% 0.00% 23.84% 84.68%
Basic Materials
1.61% 0.00% 10.92% 88.71%
Energy
1.25% 0.00% 15.09% 75.54%

Stock Geographic Breakdown

Weighting Return Low Return High SMDIX % Rank
US
93.93% 72.81% 105.72% 55.91%
Non US
2.72% 0.00% 18.55% 44.09%

Expenses

SMDIX - Expenses

Operational Fees

SMDIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.00% 0.02% 19.45% 56.30%
Management Fee 0.75% 0.00% 2.00% 65.41%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

SMDIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

SMDIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 54.76%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMDIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 39.00% 0.01% 962.00% 44.88%

Distributions

SMDIX - Distributions

Dividend Yield Analysis

SMDIX Category Low Category High SMDIX % Rank
Dividend Yield 0.00% 0.00% 5.78% 60.81%

Dividend Distribution Analysis

SMDIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

SMDIX Category Low Category High SMDIX % Rank
Net Income Ratio 0.42% -6.46% 2.17% 62.19%

Capital Gain Distribution Analysis

SMDIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

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Fund Manager Analysis

SMDIX - Fund Manager Analysis

Managers

Robert Kaynor


Start Date

Tenure

Tenure Rank

Jan 10, 2018

2.47

2.5%

Bob Kaynor is Head of US Small and Mid Cap Equities and Portfolio Manager at Schroders, which involves being an important part of the investment decision making process and the co-ordination of the analyst team. Robert joined Schroders as a senior equity analyst in 2013, became Research Director in 2014 and Co-Portfolio Manager in 2018 alongside Jenny Jones. He joined Schroders in 2013 and is based in New York. Bob was the Chief Investment Officer and Managing Member at Ballast Capital Group from 2010 to 2013, which involved managing a fundamental long/short portfolio. He was a Managing Director/Portfolio Manager at Ramius Capital Group from 2003 to 2010, which involved co-managing a hedged equity product with a goal of generating non-correlated positive returns whilst managing risk. He was a Partner/Analyst at Barbary Coast Capital Management from 2000 to 2003, which involved co-managing a long/short equity hedge fund focused on small and mid cap equities. He was a Analyst/Assistant Portfolio Manager at RCM Capital Management from 1994 to 2000, which involved working exclusively on a domestic long only small cap product recommending and covering equities. Qualifications: CFA Charterholder; BSc in Economics with Financial Applications from Southern Methodist University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.16 33.25 6.4 3.87