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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$12.25

$9.23 M

0.00%

$0.00

0.79%

Vitals

YTD Return

-23.9%

1 yr return

-5.0%

3 Yr Avg Return

10.3%

5 Yr Avg Return

8.2%

Net Assets

$9.23 M

Holdings in Top 10

39.5%

52 WEEK LOW AND HIGH

$12.3
$12.25
$17.33

Expenses

OPERATING FEES

Expense Ratio 0.79%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 33.93%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$10,000,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Mid-Cap Blend


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$12.25

$9.23 M

0.00%

$0.00

0.79%

SMDOX - Profile

Distributions

  • YTD Total Return -23.9%
  • 3 Yr Annualized Total Return 10.3%
  • 5 Yr Annualized Total Return 8.2%
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -0.19%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Sterling Capital SMID Opportunities Fund
  • Fund Family Name
    Sterling Capital Funds
  • Inception Date
    Sep 30, 2016
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Lee Houser

Fund Description

The fund normally invests principally in equity securities and will invest at least 80% of its net assets plus borrowings for investment purposes in the securities of small or middle capitalization companies. Small or middle capitalization companies are generally defined as companies with market capitalizations within the range of those companies in the Russell 2500™ Index or the Russell Midcap® Index at the time of purchase. It invests primarily in domestically traded U.S. common stocks and U.S. traded equity stocks of foreign companies, including ADRs.


SMDOX - Performance

Return Ranking - Trailing

Period SMDOX Return Category Return Low Category Return High Rank in Category (%)
YTD -23.9% -56.0% 25.9% 70.31%
1 Yr -5.0% -41.1% 52.2% 38.94%
3 Yr 10.3%* -2.2% 22.7% 87.79%
5 Yr 8.2%* 3.9% 14.7% 73.65%
10 Yr N/A* 5.8% 14.7% N/A

* Annualized

Return Ranking - Calendar

Period SMDOX Return Category Return Low Category Return High Rank in Category (%)
2021 9.3% -69.6% 32.4% 57.61%
2020 8.3% -17.7% 2510.2% 55.44%
2019 30.6% -24.4% 37.5% 5.98%
2018 -11.4% -77.7% 7.9% 18.41%
2017 12.3% -62.4% 26.9% 30.25%

Total Return Ranking - Trailing

Period SMDOX Return Category Return Low Category Return High Rank in Category (%)
YTD -23.9% -56.0% 25.9% 69.43%
1 Yr -5.0% -41.1% 102.7% 36.10%
3 Yr 10.3%* -2.2% 28.6% 83.59%
5 Yr 8.2%* 3.9% 21.1% 70.59%
10 Yr N/A* 5.8% 14.7% N/A

* Annualized

Total Return Ranking - Calendar

Period SMDOX Return Category Return Low Category Return High Rank in Category (%)
2021 9.3% -69.6% 32.4% 57.71%
2020 8.3% -17.7% 2510.2% 55.56%
2019 30.6% -24.4% 37.5% 5.96%
2018 -11.4% -77.7% 7.9% 35.88%
2017 12.3% -62.4% 26.9% 60.00%

NAV & Total Return History


SMDOX - Holdings

Concentration Analysis

SMDOX Category Low Category High SMDOX % Rank
Net Assets 9.23 M 481 K 145 B 93.43%
Number of Holdings 37 1 2445 85.45%
Net Assets in Top 10 3.65 M 3.49 K 10.8 B 91.45%
Weighting of Top 10 39.53% 2.8% 100.0% 21.53%

Top 10 Holdings

  1. TransUnion 4.92%
  2. Fiserv Inc 4.82%
  3. Waste Connections Inc 4.78%
  4. MagnaChip Semiconductor Corp 4.40%
  5. Amdocs Ltd 4.31%
  6. NextEra Energy Partners LP 4.19%
  7. Morningstar Inc 4.16%
  8. FMC Corp 4.13%
  9. Centene Corp 4.08%
  10. Pioneer Natural Resources Co 3.97%

Asset Allocation

Weighting Return Low Return High SMDOX % Rank
Stocks
96.91% 0.00% 100.57% 73.67%
Cash
3.10% -2.51% 100.00% 24.94%
Preferred Stocks
0.00% 0.00% 21.68% 81.76%
Other
0.00% -1.04% 36.11% 80.14%
Convertible Bonds
0.00% 0.00% 1.78% 82.45%
Bonds
0.00% 0.00% 14.82% 81.29%

Stock Sector Breakdown

Weighting Return Low Return High SMDOX % Rank
Technology
21.97% 0.00% 43.45% 12.27%
Financial Services
15.92% 0.00% 46.10% 24.31%
Industrials
15.58% 0.00% 45.89% 56.71%
Healthcare
12.41% 0.00% 47.15% 26.39%
Consumer Cyclical
10.91% 2.49% 61.84% 65.74%
Energy
7.59% 0.00% 58.13% 19.68%
Real Estate
4.90% 0.00% 25.82% 68.06%
Utilities
4.33% 0.00% 18.97% 40.74%
Basic Materials
3.52% 0.00% 26.18% 80.79%
Communication Services
2.87% 0.00% 30.98% 43.98%
Consumer Defense
0.00% 0.00% 32.18% 99.77%

Stock Geographic Breakdown

Weighting Return Low Return High SMDOX % Rank
US
85.05% 0.00% 100.04% 90.30%
Non US
11.86% 0.00% 27.19% 6.24%

SMDOX - Expenses

Operational Fees

SMDOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.79% 0.03% 8.45% 62.94%
Management Fee 0.70% 0.00% 1.67% 52.94%
12b-1 Fee 0.00% 0.00% 1.00% 19.10%
Administrative Fee 0.11% 0.01% 0.30% 59.02%

Sales Fees

SMDOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

SMDOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMDOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 33.93% 0.00% 321.00% 39.07%

SMDOX - Distributions

Dividend Yield Analysis

SMDOX Category Low Category High SMDOX % Rank
Dividend Yield 0.00% 0.00% 18.58% 90.55%

Dividend Distribution Analysis

SMDOX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Monthly Annually

Net Income Ratio Analysis

SMDOX Category Low Category High SMDOX % Rank
Net Income Ratio -0.19% -2.06% 3.38% 80.48%

Capital Gain Distribution Analysis

SMDOX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

SMDOX - Fund Manager Analysis

Managers

Lee Houser


Start Date

Tenure

Tenure Rank

Aug 31, 2021

0.75

0.8%

Lee D. Houser, CFA®, Executive Director, joined Sterling Capital Management in 2006 and has investment experience since 1999. Lee is an associate portfolio manager for Sterling’s Fundamental Equity Mid Cap Value and Fundamental Equity Small Cap Value strategies. Prior to joining Sterling, he worked for ICM Asset Management as a senior research analyst. Previous work experience includes analyst positions at Redchip Research, Raymond James Financial, Inc. and also as a software engineer with Bell Atlantic Corp. Lee received his B.S. in Mathematics and Economics from James Madison University, where he was a summa cum laude graduate, and his M.B.A. from Duke University. He holds the Chartered Financial Analyst® designation.

James Curtis


Start Date

Tenure

Tenure Rank

Aug 31, 2021

0.75

0.8%

James L. Curtis, CFA®, Director, first worked at Sterling Capital Management from 1999 to 2001 and rejoined the firm in 2020. He has investment experience since 1996 and serves as an equity analyst on the fundamental equity team. Prior to rejoining Sterling, Jim was a portfolio manager and senior equity analyst at Putnam Investments, worked on the Raptor Global Fund at Tudor Investment Corporation and most recently founded and served as managing principal of Staghorn Capital Management acting as portfolio manager of a global long-short hedge fund. Jim received his B.S.B.A. in Finance from the University of North Carolina at Chapel Hill’s Kenan-Flagler Business School and his M.B.A. in Finance from Emory University’s Goizueta Business School. He holds the Chartered Financial Analyst® designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.25 38.44 7.36 5.78