SMTRX: ALPS/Smith Total Return Bond Fund - MutualFunds.com
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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$11.38

-

1.37%

$0.17

0.94%

Vitals

YTD Return

-1.0%

1 yr return

1.4%

3 Yr Avg Return

6.7%

5 Yr Avg Return

N/A

Net Assets

$1.79 B

Holdings in Top 10

19.4%

52 WEEK LOW AND HIGH

$11.37
$11.11
$11.66

Expenses

OPERATING FEES

Expense Ratio 0.94%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 360.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$2,500

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Intermediate Core-Plus Bond


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$11.38

-

1.37%

$0.17

0.94%

SMTRX - Profile

Distributions

  • YTD Total Return -1.0%
  • 3 Yr Annualized Total Return 6.7%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.66%
DIVIDENDS
  • Dividend Yield 1.4%
  • Dividend Distribution Frequency Monthly

Fund Details

  • Legal Name
    ALPS/Smith Total Return Bond Fund
  • Fund Family Name
    ALPS
  • Inception Date
    Jun 29, 2018
  • Shares Outstanding
    859863
  • Share Class
    Inv
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Gibson Smith

Fund Description

The fund pursues its investment objective by primarily investing, under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in bonds. Bonds include, but are not limited to, government notes and bonds, corporate bonds, convertible bonds, commercial and residential mortgage-backed securities, and zero-coupon bonds. It may also invest in asset-backed securities, money market instruments, commercial loans, and foreign debt securities (including investments in emerging markets).


SMTRX - Performance

Return Ranking - Trailing

Period SMTRX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.0% -83.6% 1374.8% 38.45%
1 Yr 1.4% -9.5% 15.9% 47.17%
3 Yr 6.7%* 0.1% 10.6% 13.02%
5 Yr N/A* 0.8% 7.9% N/A
10 Yr N/A* 0.9% 8.7% N/A

* Annualized

Return Ranking - Calendar

Period SMTRX Return Category Return Low Category Return High Rank in Category (%)
2020 5.8% -82.5% 1027.9% 17.60%
2019 6.3% -20.8% 23.0% 26.59%
2018 N/A -11.4% 2.7% N/A
2017 N/A -49.5% 12.4% N/A
2016 N/A -49.3% 192.8% N/A

Total Return Ranking - Trailing

Period SMTRX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.0% -83.6% 1375.4% 38.54%
1 Yr 1.4% -12.2% 15.9% 36.75%
3 Yr 6.7%* -0.9% 10.6% 11.60%
5 Yr N/A* 0.7% 7.9% N/A
10 Yr N/A* 0.9% 8.7% N/A

* Annualized

Total Return Ranking - Calendar

Period SMTRX Return Category Return Low Category Return High Rank in Category (%)
2020 5.8% -82.5% 1027.9% 17.60%
2019 6.3% -20.8% 23.0% 27.90%
2018 N/A -11.4% 3.9% N/A
2017 N/A -6.0% 12.4% N/A
2016 N/A -7.0% 204.3% N/A

NAV & Total Return History


SMTRX - Holdings

Concentration Analysis

SMTRX Category Low Category High SMTRX % Rank
Net Assets 1.79 B 3.23 M 318 B 41.78%
Number of Holdings 1178 1 18612 27.71%
Net Assets in Top 10 343 M -1.01 B 45.4 B 44.58%
Weighting of Top 10 19.43% 4.0% 100.0% 69.27%

Top 10 Holdings

  1. United States Treasury Notes 0.25% 3.14%
  2. United States Treasury Bonds 1.63% 2.93%
  3. United States Treasury Notes 0.38% 2.89%
  4. United States Treasury Notes 0.5% 2.82%
  5. United States Treasury Bonds 1.13% 2.73%
  6. United States Treasury Notes 0.13% 2.48%
  7. United States Treasury Notes 0.63% 2.40%
  8. United States Treasury Bonds 1.13% 2.31%
  9. United States Treasury Notes 1.13% 2.15%
  10. United States Treasury Notes 0.63% 2.13%

Asset Allocation

Weighting Return Low Return High SMTRX % Rank
Bonds
94.94% -48.07% 176.88% 51.50%
Cash
1.89% -86.81% 162.28% 59.43%
Preferred Stocks
1.66% 0.00% 84.24% 3.46%
Convertible Bonds
1.51% 0.00% 38.29% 45.49%
Stocks
0.00% -0.23% 24.74% 78.30%
Other
0.00% -15.00% 16.74% 67.18%

Bond Sector Breakdown

Weighting Return Low Return High SMTRX % Rank
Corporate
55.92% 0.00% 100.00% 8.75%
Government
24.15% 0.00% 80.01% 51.69%
Securitized
18.05% 0.00% 98.27% 81.04%
Cash & Equivalents
1.89% 0.00% 100.00% 77.12%
Derivative
0.00% 0.00% 22.07% 81.59%
Municipal
0.00% 0.00% 100.00% 91.61%

Bond Geographic Breakdown

Weighting Return Low Return High SMTRX % Rank
US
86.75% -48.49% 245.19% 41.02%
Non US
8.19% -108.35% 39.51% 55.88%

SMTRX - Expenses

Operational Fees

SMTRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.94% 0.01% 2.91% 22.01%
Management Fee 0.55% 0.00% 0.95% 94.17%
12b-1 Fee 0.25% 0.00% 1.00% 51.03%
Administrative Fee N/A 0.01% 0.50% N/A

Sales Fees

SMTRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

SMTRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 56.00%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMTRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 360.00% 6.00% 496.00% 88.99%

SMTRX - Distributions

Dividend Yield Analysis

SMTRX Category Low Category High SMTRX % Rank
Dividend Yield 1.37% 0.00% 3.20% 73.94%

Dividend Distribution Analysis

SMTRX Category Low Category High Category Mod
Dividend Distribution Frequency Monthly Semi-Annually Monthly Monthly

Net Income Ratio Analysis

SMTRX Category Low Category High SMTRX % Rank
Net Income Ratio 1.66% -0.20% 8.97% 74.69%

Capital Gain Distribution Analysis

SMTRX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Monthly Monthly

Dividend Payout History

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SMTRX - Fund Manager Analysis

Managers

Gibson Smith


Start Date

Tenure

Tenure Rank

Jun 29, 2018

3.18

3.2%

Mr. Smith is the Chief Investment Officer of Smith Capital Investors, LLC. Prior to his association with Smith Capital Investors, Mr. Smith was with Janus Capital from 2001 until March 2016. He served as the Chief Investment Officer of Fixed Income for Janus Capital from 2006 to 2016. Mr. Smith holds a Bachelor’s degree in Economics from the University of Colorado.

Eric Bernum


Start Date

Tenure

Tenure Rank

Apr 10, 2019

2.39

2.4%

Mr. Bernum is an Investor with Smith Capital Investors, LLC, and has served as portfolio manager of the Funds since 2019. Prior to his association with Smith Capital Investors, Mr. Bernum was an Executive Director, Senior Portfolio Manager at J.P. Morgan Asset Management from 2017 to 2018. Before that, Mr. Bernum was at Janus Capital Group from 2004 to 2017 holding various positions including Assistant Portfolio Manager and the Co-Head of Global Fixed Income Trading. Mr. Bernum holds a Bachelor’s degree in Finance from Colorado State University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 32.68 6.65 0.42