Gabelli ESG C
Name
Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
4.2%
1 yr return
-5.1%
3 Yr Avg Return
-2.4%
5 Yr Avg Return
-5.4%
Net Assets
$33 M
Holdings in Top 10
33.4%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.90%
SALES FEES
Front Load N/A
Deferred Load 1.00%
TRADING FEES
Turnover 34.00%
Redemption Fee 2.00%
Min Investment
Standard (Taxable)
$1,000
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
SRICX - Profile
Distributions
- YTD Total Return 4.2%
- 3 Yr Annualized Total Return -2.4%
- 5 Yr Annualized Total Return -5.4%
- Capital Gain Distribution Frequency None
- Net Income Ratio 0.70%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameGabelli ESG Fund
-
Fund Family NameGabelli
-
Inception DateJun 01, 2007
-
Shares OutstandingN/A
-
Share ClassC
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerChristopher Desmarais
Fund Description
SRICX - Performance
Return Ranking - Trailing
Period | SRICX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.2% | -51.8% | 22.1% | 65.31% |
1 Yr | -5.1% | -58.9% | 46.9% | 39.27% |
3 Yr | -2.4%* | -25.7% | 197.6% | 85.87% |
5 Yr | -5.4%* | -29.1% | 93.8% | 91.57% |
10 Yr | -1.0%* | -17.2% | 37.0% | 85.09% |
* Annualized
Return Ranking - Calendar
Period | SRICX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2022 | -22.7% | -69.4% | 53.7% | 65.11% |
2021 | 2.2% | -94.0% | 152.6% | 87.58% |
2020 | 1.4% | -13.9% | 183.6% | 85.65% |
2019 | 1.5% | -18.2% | 8.9% | 92.93% |
2018 | -5.0% | -80.2% | 35.2% | 87.71% |
Total Return Ranking - Trailing
Period | SRICX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.2% | -97.2% | 22.1% | 65.31% |
1 Yr | -5.1% | -58.9% | 67.6% | 40.39% |
3 Yr | -2.4%* | -25.7% | 197.6% | 86.06% |
5 Yr | -5.4%* | -28.1% | 93.8% | 94.46% |
10 Yr | -1.0%* | -11.8% | 37.0% | 94.68% |
* Annualized
Total Return Ranking - Calendar
Period | SRICX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2022 | -22.7% | -69.4% | 53.7% | 65.18% |
2021 | 2.2% | -94.0% | 152.6% | 87.58% |
2020 | 1.4% | -13.9% | 183.6% | 85.57% |
2019 | 1.5% | -12.8% | 8.9% | 92.93% |
2018 | -5.0% | -60.0% | 35.2% | 94.07% |
NAV & Total Return History
SRICX - Holdings
Concentration Analysis
SRICX | Category Low | Category High | SRICX % Rank | |
---|---|---|---|---|
Net Assets | 33 M | 177 K | 1.21 T | 90.67% |
Number of Holdings | 133 | 2 | 4154 | 44.40% |
Net Assets in Top 10 | 12.1 M | 1.74 K | 270 B | 88.80% |
Weighting of Top 10 | 33.39% | 1.8% | 100.0% | 40.68% |
Top 10 Holdings
- CNH Industrial NV 4.71%
- NextEra Energy Inc 4.31%
- Alphabet Inc Class A 3.82%
- Conagra Brands Inc 3.60%
- Nestle SA 3.59%
- Nestle SA 3.59%
- Nestle SA 3.59%
- Nestle SA 3.59%
- Nestle SA 3.59%
- Nestle SA 3.59%
Asset Allocation
Weighting | Return Low | Return High | SRICX % Rank | |
---|---|---|---|---|
Stocks | 95.69% | 0.00% | 130.24% | 91.22% |
Cash | 4.31% | -102.29% | 100.00% | 7.81% |
Preferred Stocks | 0.00% | 0.00% | 2.23% | 33.06% |
Other | 0.00% | -13.91% | 134.98% | 33.47% |
Convertible Bonds | 0.00% | 0.00% | 5.54% | 28.91% |
Bonds | 0.00% | -0.04% | 95.81% | 29.81% |
Stock Sector Breakdown
Weighting | Return Low | Return High | SRICX % Rank | |
---|---|---|---|---|
Financial Services | 19.97% | 0.00% | 55.59% | 7.84% |
Industrials | 19.15% | 0.00% | 29.90% | 3.01% |
Healthcare | 11.57% | 0.00% | 60.70% | 88.03% |
Technology | 10.89% | 0.00% | 48.94% | 93.84% |
Consumer Defense | 10.59% | 0.00% | 49.14% | 12.54% |
Communication Services | 9.70% | 0.00% | 27.94% | 21.43% |
Consumer Cyclical | 8.13% | 0.00% | 50.47% | 80.74% |
Basic Materials | 5.07% | 0.00% | 26.10% | 11.55% |
Utilities | 4.51% | 0.00% | 25.44% | 11.69% |
Real Estate | 0.42% | 0.00% | 37.52% | 83.05% |
Energy | 0.00% | 0.00% | 41.64% | 88.87% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | SRICX % Rank | |
---|---|---|---|---|
US | 63.31% | 0.00% | 127.77% | 98.27% |
Non US | 32.38% | 0.00% | 33.51% | 0.41% |
SRICX - Expenses
Operational Fees
SRICX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.90% | 0.01% | 2.95% | 35.27% |
Management Fee | 1.00% | 0.00% | 2.00% | 96.06% |
12b-1 Fee | 1.00% | 0.00% | 1.00% | 85.92% |
Administrative Fee | N/A | 0.00% | 0.85% | N/A |
Sales Fees
SRICX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | 1.00% | 1.00% | 5.00% | 44.51% |
Trading Fees
SRICX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | 2.00% | 0.25% | 2.00% | 18.97% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
SRICX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 34.00% | 0.00% | 496.00% | 61.52% |
SRICX - Distributions
Dividend Yield Analysis
SRICX | Category Low | Category High | SRICX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 19.15% | 63.34% |
Dividend Distribution Analysis
SRICX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
SRICX | Category Low | Category High | SRICX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.70% | -54.00% | 6.06% | 49.26% |
Capital Gain Distribution Analysis
SRICX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | None | Annually | Annually | Annually |
SRICX - Fund Manager Analysis
Managers
Christopher Desmarais
Start Date
Tenure
Tenure Rank
Jun 01, 2007
15.01
15.0%
Mr. Christopher C. Desmarais, a portfolio manager for the Gabelli Funds, LLC, is a Managing Director of GAMCO Asset Management Inc. (“GAMCO”), another wholly owned subsidiary of GBL, as well as its Director of Socially Responsive Investments. Since joining GAMCO in 1993, Mr. Desmarais has been actively involved in expanding GBL’s capabilities and involvement in the field of Socially Responsible Investing. He is the Chair of the Charles F. Dolan School of Business Advisory Council at Fairfield University. Mr. Desmarais is a graduate of Fairfield University with a B.A. in Economics.
Christopher Marangi
Start Date
Tenure
Tenure Rank
Oct 05, 2011
10.66
10.7%
Christopher J. Marangi joined GAMCO in 2003 as an equity research analyst responsible for companies in the Cable, Satellite and Entertainment sectors, Mr. Marangi's experience includes 5+ years with Wellspring and JPMorgan. Mr. Marangi graduated magna cum laude and Phi Beta Kappa with a B.A. in Political Economy from Williams College and holds an M.B.A. with honors from the Columbia Graduate School of Business
Kevin Dreyer
Start Date
Tenure
Tenure Rank
Oct 05, 2011
10.66
10.7%
Mr. Dreyer, a Managing Director of GBL and Co-Chief Investment Officer of GBL’s Value Team, manages a portion of the Fund’s assets. He joined GBL in 2005 as a research analyst. Mr. Dreyer currently serves as a portfolio manager for the Adviser managing several funds within the Gabelli/GAMCO Fund Complex and GAMCO on its institutional and high net worth separate accounts team. Mr. Dreyer holds a M.B.A. from Columbia Business School and a B.S.E. from the University of Pennsylvania.
Melody Bryant
Start Date
Tenure
Tenure Rank
Feb 01, 2019
3.33
3.3%
Ms. Melody Bryant joined GAMCO Investors, Inc. in September 2018. She has almost thirty years of experience as a portfolio manager. Most recently, Ms. Bryant was a managing director and chief investment officer for Trevor, Stewart, Burton & Jacobsen Inc., a New York based registered investment adviser. She has held senior and portfolio management positions at Neuberger Berman, LLC, John A. Levin & Co., and Kempner Asset Management.
Ian Lapey
Start Date
Tenure
Tenure Rank
Feb 01, 2019
3.33
3.3%
Mr. Ian Lapey was most recently a Research Analyst and Partner at Moerus Capital Management LLC. Prior to joining Moerus, he was a Partner, Research Analyst, and Portfolio Manager at Third Avenue Management. Prior to joining Third Avenue in 2001, Mr. Lapey held equity research analyst positions at Credit Suisse First Boston and Salomon Brothers. Mr. Lapey holds a B.A. in Economics from Williams College, a Masters in Accounting from Northeastern University, and an M.B.A. in Finance and Statistics from the Stern School of Business at New York University.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.04 | 39.02 | 7.17 | 2.42 |