SUFCX: Guggenheim StylePlus - Mid Growth C

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SUFCX Guggenheim StylePlus - Mid Growth C


Profile

SUFCX - Profile

Vitals

  • YTD Return 2.9%
  • 3 Yr Annualized Return -7.0%
  • 5 Yr Annualized Return -5.3%
  • Net Assets $85.7 M
  • Holdings in Top 10 92.9%

52 WEEK LOW AND HIGH

$27.69
$17.44
$28.41

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.27%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 73.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $2,500
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 2.9%
  • 3 Yr Annualized Total Return -7.0%
  • 5 Yr Annualized Total Return -5.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.30%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Guggenheim StylePlus - Mid Growth Fund
  • Fund Family Name
    Guggenheim Investments
  • Inception Date
    Jan 29, 1999
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Farhan Sharaff

Fund Description

The fund seeks to exceed the total return of the Russell Midcap® Growth Index. It pursues its objective by investing, under normal circumstances, at least 80% of its assets in: (i) equity securities issued by companies that have market capitalizations within the range of companies in the index; (ii) investment vehicles that provide exposure to companies that have market capitalizations within the range of companies in the index; and (iii) equity derivatives.


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Categories

Performance

SUFCX - Performance

Return Ranking - Trailing

Period SUFCX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.9% 2.9% 14.4% 100.00%
1 Yr 4.1% 1.5% 19.4% 81.82%
3 Yr -7.0%* -7.0% 6.8% 100.00%
5 Yr -5.3%* -5.3% 2.4% 100.00%
10 Yr N/A* 1.8% 3.9% 20.00%

* Annualized

Return Ranking - Calendar

Period SUFCX Return Category Return Low Category Return High Rank in Category (%)
2019 28.0% 13.8% 29.6% 36.36%
2018 -35.0% -35.0% -8.9% 100.00%
2017 5.2% 3.8% 14.6% 81.82%
2016 7.3% -8.9% 15.5% 44.44%
2015 -17.0% -17.0% -7.8% 100.00%

Total Return Ranking - Trailing

Period SUFCX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.9% 2.9% 14.4% 100.00%
1 Yr 4.1% 1.5% 19.4% 81.82%
3 Yr -7.0%* -7.0% 15.6% 100.00%
5 Yr -5.3%* -5.3% 11.4% 100.00%
10 Yr N/A* 10.8% 13.7% 60.00%

* Annualized

Total Return Ranking - Calendar

Period SUFCX Return Category Return Low Category Return High Rank in Category (%)
2019 28.0% 13.8% 29.6% 36.36%
2018 -35.0% -35.0% 4.0% 100.00%
2017 5.2% 3.8% 28.5% 81.82%
2016 7.3% 2.3% 15.5% 44.44%
2015 -17.0% -17.0% 5.8% 100.00%

NAV & Total Return History


Holdings

SUFCX - Holdings

Concentration Analysis

SUFCX Category Low Category High SUFCX % Rank
Net Assets 85.7 M 2.49 M 7.37 B 64.29%
Number of Holdings 193 7 193 18.18%
Net Assets in Top 10 44.6 M 11.1 M 722 M 63.64%
Weighting of Top 10 92.92% 9.6% 92.9% 18.18%

Top 10 Holdings

  1. Guggenheim Strategy II 33.10%
  2. Guggenheim Strategy III 33.05%
  3. Russell Midcap Growth Index Total Return 12.58%
  4. Guggenheim Ultra Short Duration Instl 11.94%
  5. iShares S&P Mid-Cap 400 Growth ETF 1.08%
  6. E-mini S&P MidCap 400 Future June 20 0.28%
  7. Gentex Corp 0.25%
  8. Domino's Pizza Inc 0.24%
  9. Teradyne Inc 0.21%
  10. Hill-Rom Holdings Inc 0.20%

Asset Allocation

Weighting Return Low Return High SUFCX % Rank
Bonds
34.27% 0.00% 34.27% 18.18%
Other
31.54% 0.00% 31.54% 18.18%
Cash
31.44% 21.02% 90.46% 36.36%
Stocks
2.54% 2.54% 78.97% 81.82%
Convertible Bonds
0.21% 0.00% 0.21% 18.18%
Preferred Stocks
0.00% 0.00% 0.00% 36.36%

Stock Sector Breakdown

Weighting Return Low Return High SUFCX % Rank
Healthcare
22.91% 12.04% 39.91% 63.64%
Industrials
22.62% 7.39% 22.62% 18.18%
Technology
19.39% 19.25% 26.01% 36.36%
Consumer Cyclical
17.84% 7.91% 17.84% 18.18%
Real Estate
3.95% 3.08% 4.33% 63.64%
Consumer Defense
3.53% 0.26% 6.45% 36.36%
Financial Services
3.51% 3.51% 11.90% 81.82%
Communication Services
3.13% 0.25% 10.61% 36.36%
Energy
1.45% 0.03% 2.34% 36.36%
Basic Materials
1.05% 1.05% 14.49% 81.82%
Utilities
0.61% 0.43% 1.12% 36.36%

Stock Geographic Breakdown

Weighting Return Low Return High SUFCX % Rank
US
2.40% 2.40% 51.03% 81.82%
Non US
0.14% 0.14% 27.94% 81.82%

Bond Sector Breakdown

Weighting Return Low Return High SUFCX % Rank
Cash & Equivalents
34.87% 34.87% 100.00% 81.82%
Securitized
33.85% 0.00% 33.85% 18.18%
Corporate
24.86% 0.00% 24.86% 18.18%
Government
6.32% 0.00% 6.32% 18.18%
Derivative
0.10% 0.00% 0.10% 18.18%
Municipal
0.00% 0.00% 0.00% 36.36%

Bond Geographic Breakdown

Weighting Return Low Return High SUFCX % Rank
US
20.42% 0.00% 20.42% 18.18%
Non US
13.85% 0.00% 13.85% 18.18%

Expenses

SUFCX - Expenses

Operational Fees

SUFCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.27% 1.31% 2.48% 27.27%
Management Fee 0.75% 0.60% 1.30% 28.57%
12b-1 Fee 1.00% 0.25% 1.00% 90.00%
Administrative Fee N/A 0.10% 0.10% 22.22%

Sales Fees

SUFCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.50% N/A
Deferred Load 1.00% 1.00% 5.50% 66.67%

Trading Fees

SUFCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.20% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SUFCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 73.00% 42.00% 73.00% 77.78%

Distributions

SUFCX - Distributions

Dividend Yield Analysis

SUFCX Category Low Category High SUFCX % Rank
Dividend Yield 0.00% 0.00% 0.00% 42.86%

Dividend Distribution Analysis

SUFCX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

SUFCX Category Low Category High SUFCX % Rank
Net Income Ratio 0.30% -1.32% 1.28% 45.45%

Capital Gain Distribution Analysis

SUFCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

SUFCX - Fund Manager Analysis

Managers

Farhan Sharaff


Start Date

Tenure

Tenure Rank

Apr 18, 2013

7.21

7.2%

Mr. Sharaff joined Guggenheim in May 2009 and is a Senior Managing Director and the Assistant Chief Investment Officer, Equities. Mr. Sharaff has more than 30 years of experience in investment research and investment management. Prior to joining Guggenheim, he was a Partner and Chief Investment Officer at MJX Capital Advisors, a wealth management firm focused on providing advice and investment management for its clients. Prior to that, Mr. Sharaff served as the global chief investment officer at CIGNA Corporation, Zurich Scudder Investments and Citigroup. In all of these engagements, Mr. Sharaff was responsible for research, investment management, product development and investment risk management. He was also a member of the business management teams at Citigroup and Zurich Scudder. Mr. Sharaff has a B.S. in Electrical Engineering from the University of Aston (U.K.) and an MBA from the Manchester Business School (U.K.). Mr. Sharaff sits on the board of Guggenheim Global Investment plc.

Qi Yan


Start Date

Tenure

Tenure Rank

Apr 30, 2016

4.17

4.2%

Qi Yan, Managing Director and Portfolio Manager in equity and equity derivative strategies of Guggenheim Partners. Mr. Yan joined Guggenheim Partners in 2005. In addition to his portfolio management responsibilities, Mr. Yan works closely with institutional clients in developing and implementing customized risk management solutions. Mr. Yan earned his M.S. in Statistics from Yale University, and his B.S. in Mathematics from Cambridge University.

Adam Bloch


Start Date

Tenure

Tenure Rank

Nov 02, 2018

1.66

1.7%

Adam Bloch, Managing Director and Portfolio Manager of Guggenheim Partners. Mr. Bloch joined Guggenheim Partners in 2012 and is a Portfolio Manager for the firm's Active Fixed Income and Total Return mandates. Mr. Bloch works with the Chief Investment Officers and other Portfolio Managers to develop portfolio strategy that is in line with the firm’s views. He oversees strategy implementation, working with research analysts and traders to generate trade ideas, hedge portfolios, and manage day-to-day risk. Prior to joining Guggenheim Partners, he worked in Leveraged Finance at Bank of America Merrill Lynch in New York where he structured high-yield bonds and leveraged loans for leveraged buyouts, restructurings, and corporate refinancings across multiple industries. Mr. Bloch graduated from the University of Pennsylvania.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.16 34.38 8.29 6.5