SWSCX: Schwab Small-Cap Equity

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Find the latest content and information here about the 2019 Charles Schwab Impact Conference.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

SWSCX Schwab Small-Cap Equity


Profile

SWSCX - Profile

Vitals

  • YTD Return -33.6%
  • 3 Yr Annualized Return -19.0%
  • 5 Yr Annualized Return -12.3%
  • Net Assets $499 M
  • Holdings in Top 10 13.1%

52 WEEK LOW AND HIGH

$11.53
$9.57
$17.76

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.09%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 117.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $0
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -33.6%
  • 3 Yr Annualized Total Return -19.0%
  • 5 Yr Annualized Total Return -12.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.09%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Schwab Small-Cap Equity Fund™
  • Fund Family Name
    Schwab Funds
  • Inception Date
    Jul 01, 2003
  • Shares Outstanding
    33121665
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Jonas Svallin

Fund Description

The fund invests at least 80% of its net assets (including, for this purpose, any borrowings for investment purposes) in small-cap equity securities. Small-cap equity securities generally are securities with market capitalizations within the universe of the Russell 2000® Index at the time of purchase by the fund.


Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.


Categories

Fund Company Quick Screens

SWSCX - Fund Company Quick Screens


Performance

SWSCX - Performance

Return Ranking - Trailing

Period SWSCX Return Category Return Low Category Return High Rank in Category (%)
YTD -33.6% -58.1% 31.6% 70.58%
1 Yr -31.2% -94.4% 32.4% 72.78%
3 Yr -19.0%* -64.7% 64.0% 83.84%
5 Yr -12.3%* -44.4% 32.5% 79.55%
10 Yr -1.5%* -20.1% 11.7% 64.86%

* Annualized

Return Ranking - Calendar

Period SWSCX Return Category Return Low Category Return High Rank in Category (%)
2019 17.8% -94.0% 48.3% 64.71%
2018 -29.8% -67.3% 0.1% 86.47%
2017 -3.9% -36.3% 36.3% 89.00%
2016 23.1% -36.7% 34.1% 11.01%
2015 -15.7% -48.0% 3.1% 77.73%

Total Return Ranking - Trailing

Period SWSCX Return Category Return Low Category Return High Rank in Category (%)
YTD -33.6% -58.1% 31.6% 70.58%
1 Yr -31.2% -94.4% 32.4% 72.78%
3 Yr -19.0%* -64.1% 64.0% 92.23%
5 Yr -12.3%* -42.7% 32.5% 91.32%
10 Yr -1.5%* -14.8% 11.7% 85.47%

* Annualized

Total Return Ranking - Calendar

Period SWSCX Return Category Return Low Category Return High Rank in Category (%)
2019 17.8% -94.0% 48.3% 64.71%
2018 -29.8% -67.1% 0.1% 91.43%
2017 -3.9% -26.8% 52.6% 95.31%
2016 23.1% -24.6% 34.1% 23.51%
2015 -15.7% -48.0% 5.3% 88.66%

NAV & Total Return History


Holdings

SWSCX - Holdings

Concentration Analysis

SWSCX Category Low Category High SWSCX % Rank
Net Assets 499 M 937 K 88.1 B 40.68%
Number of Holdings 276 1 2479 33.71%
Net Assets in Top 10 76.8 M 82.9 K 3.16 B 41.39%
Weighting of Top 10 13.05% 2.8% 100.0% 57.47%

Top 10 Holdings

  1. First BanCorp 1.42%
  2. First Industrial Realty Trust Inc 1.40%
  3. EMCOR Group Inc 1.38%
  4. Atkore International Group Inc 1.33%
  5. Progress Software Corp 1.32%
  6. Integer Holdings Corp 1.30%
  7. Hilltop Holdings Inc 1.28%
  8. Navient Corp 1.25%
  9. Xperi Corp 1.20%
  10. Emergent BioSolutions Inc 1.17%

Asset Allocation

Weighting Return Low Return High SWSCX % Rank
Stocks
99.69% 86.60% 103.54% 13.23%
Cash
0.31% -84.82% 13.68% 84.78%
Preferred Stocks
0.00% 0.00% 1.03% 55.48%
Other
0.00% -8.94% 23.68% 55.33%
Convertible Bonds
0.00% 0.00% 2.48% 54.20%
Bonds
0.00% 0.00% 58.30% 55.33%

Stock Sector Breakdown

Weighting Return Low Return High SWSCX % Rank
Healthcare
19.24% 0.00% 36.63% 8.61%
Industrials
18.59% 7.73% 50.07% 46.48%
Financial Services
16.51% 0.00% 44.90% 54.66%
Technology
14.67% 0.00% 45.53% 41.61%
Consumer Cyclical
9.29% 1.51% 33.59% 77.33%
Real Estate
7.39% 0.00% 21.15% 61.98%
Basic Materials
3.76% 0.00% 20.42% 47.20%
Consumer Defense
3.56% 0.00% 15.01% 57.25%
Communication Services
2.61% 0.00% 22.51% 39.17%
Energy
2.45% -0.10% 26.16% 65.14%
Utilities
1.92% 0.00% 23.96% 72.17%

Stock Geographic Breakdown

Weighting Return Low Return High SWSCX % Rank
US
94.10% 81.79% 102.04% 71.69%
Non US
5.59% 0.00% 16.73% 9.96%

Expenses

SWSCX - Expenses

Operational Fees

SWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.09% 0.01% 12.58% 59.94%
Management Fee 0.81% 0.00% 1.50% 63.48%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

SWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

SWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 40.31%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 117.00% 0.02% 436.00% 90.36%

Distributions

SWSCX - Distributions

Dividend Yield Analysis

SWSCX Category Low Category High SWSCX % Rank
Dividend Yield 0.00% 0.00% 11.57% 55.19%

Dividend Distribution Analysis

SWSCX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

SWSCX Category Low Category High SWSCX % Rank
Net Income Ratio 0.09% -5.33% 2.35% 68.53%

Capital Gain Distribution Analysis

SWSCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

SWSCX - Fund Manager Analysis

Managers

Jonas Svallin


Start Date

Tenure

Tenure Rank

Aug 03, 2012

7.58

7.6%

Jonas Svallin, CFA, Vice President and Head of Active Equities, has overall responsibility for all aspects of the management of the fund and leads the Active Equities portfolio management and research team. Prior to joining CSIM in 2012, Mr. Svallin spent nearly three years as a partner and a director of quantitative analytics and research at Fiduciary Research & Consulting, where he provided oversight of quantitative analytics and risk management efforts. From 2003 until 2009, Mr. Svallin was a principal and head portfolio manager at Algert Coldiron Investors LLC (now known as Algert Global). Prior to joining Algert, Mr. Svallin worked as a quantitative research associate at RCM Capital Management and a senior consultant at FactSet Research Systems.

Wei Li


Start Date

Tenure

Tenure Rank

Jun 14, 2013

6.72

6.7%

Wei Li, Ph.D., CFA, Senior Portfolio Manager, is responsible for the day-to-day co-management of the fund. Prior to joining CSIM in 2012, Ms. Li spent more than ten years at BlackRock, Inc. (formerly Barclays Global Investors), where she held a number of positions. From 2001 to 2009, she worked in various roles in the Global Advanced Active group, including portfolio management and quantitative research for both U.S. and international equity markets. After 2009, she worked in the defined contribution research and product development area for almost two years.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.07 47.36 6.55 0.33