TFAFX: Tactical Growth Allocation Fund - MutualFunds.com
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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$11.63

-

0.03%

$0.00

2.11%

Vitals

YTD Return

8.8%

1 yr return

16.0%

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$60.5 M

Holdings in Top 10

46.4%

52 WEEK LOW AND HIGH

$11.51
$10.19
$11.98

Expenses

OPERATING FEES

Expense Ratio 2.11%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

$500

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Multistrategy


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$11.63

-

0.03%

$0.00

2.11%

TFAFX - Profile

Distributions

  • YTD Total Return 8.8%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -0.54%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Tactical Growth Allocation Fund
  • Fund Family Name
    Tactical Fund Advisors
  • Inception Date
    Jun 10, 2019
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Joseph Halpern

Fund Description

The fund may invest in domestic and foreign equities, equity-related securities such as options on equity indices or index ETFs, investment grade fixed income securities, ETFs that primarily invest in equities and/or investment grade fixed income securities and ETNs linked to the VIX (market volatility) index. ETFs that the fund may invest in include leveraged ETFs. It may short shares of equity and fixed income ETFs. Foreign equity securities or ETFs that the fund may invest in may also include issuers from emerging market countries.


TFAFX - Performance

Return Ranking - Trailing

Period TFAFX Return Category Return Low Category Return High Rank in Category (%)
YTD 8.8% -73.0% 19.4% 17.56%
1 Yr 16.0% -9.1% 86.9% 9.82%
3 Yr N/A* -9.5% 16.2% N/A
5 Yr N/A* -4.9% 14.4% N/A
10 Yr N/A* -0.9% 7.5% N/A

* Annualized

Return Ranking - Calendar

Period TFAFX Return Category Return Low Category Return High Rank in Category (%)
2020 3.1% -22.7% 305.1% 40.37%
2019 N/A -9.8% 27.3% N/A
2018 N/A -20.8% 10.9% N/A
2017 N/A -12.4% 29.4% N/A
2016 N/A -10.5% 15.8% N/A

Total Return Ranking - Trailing

Period TFAFX Return Category Return Low Category Return High Rank in Category (%)
YTD 8.8% -73.0% 19.4% 17.56%
1 Yr 16.0% -13.4% 86.9% 9.09%
3 Yr N/A* -9.5% 16.2% N/A
5 Yr N/A* -5.3% 14.4% N/A
10 Yr N/A* -0.9% 7.5% N/A

* Annualized

Total Return Ranking - Calendar

Period TFAFX Return Category Return Low Category Return High Rank in Category (%)
2020 3.1% -22.7% 305.1% 40.37%
2019 N/A -9.8% 27.3% N/A
2018 N/A -20.8% 10.9% N/A
2017 N/A -8.4% 29.4% N/A
2016 N/A -10.2% 18.0% N/A

NAV & Total Return History


TFAFX - Holdings

Concentration Analysis

TFAFX Category Low Category High TFAFX % Rank
Net Assets 60.5 M 1.5 M 5.01 B 69.74%
Number of Holdings 176 4 4478 63.25%
Net Assets in Top 10 28.2 M -398 M 2.55 B 73.85%
Weighting of Top 10 46.44% 13.1% 100.0% 73.39%

Top 10 Holdings

  1. Microsoft Corp 2.02%
  2. Apple Inc 1.94%
  3. Amazon.com Inc 1.70%
  4. Square Inc A 1.61%

Asset Allocation

Weighting Return Low Return High TFAFX % Rank
Stocks
60.89% -3.75% 97.95% 23.32%
Bonds
26.09% -326.45% 6347.80% 48.06%
Cash
7.64% -6278.21% 410.43% 47.00%
Convertible Bonds
4.12% 0.00% 87.92% 13.07%
Preferred Stocks
0.66% -0.12% 46.97% 33.22%
Other
0.61% -21.53% 148.54% 66.43%

Stock Sector Breakdown

Weighting Return Low Return High TFAFX % Rank
Technology
28.01% 0.00% 39.58% 0.79%
Financial Services
15.50% 0.00% 59.28% 84.25%
Consumer Cyclical
14.03% 0.00% 29.09% 16.14%
Communication Services
12.05% 0.00% 21.78% 16.93%
Healthcare
8.36% 0.00% 45.63% 50.79%
Industrials
8.26% 0.00% 21.45% 96.06%
Consumer Defense
4.83% 0.00% 13.62% 66.54%
Real Estate
4.46% 0.00% 51.26% 85.04%
Energy
1.66% 0.00% 100.00% 82.28%
Basic Materials
1.52% 0.00% 27.46% 83.86%
Utilities
1.32% 0.00% 9.23% 86.61%

Stock Geographic Breakdown

Weighting Return Low Return High TFAFX % Rank
US
56.69% -8.85% 91.88% 19.79%
Non US
4.20% -19.62% 42.11% 48.06%

Bond Sector Breakdown

Weighting Return Low Return High TFAFX % Rank
Corporate
56.44% 0.00% 87.73% 14.84%
Cash & Equivalents
31.06% 0.27% 100.00% 43.46%
Securitized
8.00% 0.00% 56.83% 37.81%
Government
4.48% 0.00% 84.29% 63.25%
Derivative
0.01% 0.00% 88.81% 56.54%
Municipal
0.01% 0.00% 27.33% 36.40%

Bond Geographic Breakdown

Weighting Return Low Return High TFAFX % Rank
US
18.97% -126.19% 6311.18% 51.94%
Non US
7.12% -382.37% 121.02% 36.75%

TFAFX - Expenses

Operational Fees

TFAFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.11% 0.29% 31.15% 41.73%
Management Fee 1.30% 0.00% 2.50% 74.91%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.30% N/A

Sales Fees

TFAFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

TFAFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

TFAFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 491.00% N/A

TFAFX - Distributions

Dividend Yield Analysis

TFAFX Category Low Category High TFAFX % Rank
Dividend Yield 0.03% 0.00% 4.56% 20.85%

Dividend Distribution Analysis

TFAFX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

TFAFX Category Low Category High TFAFX % Rank
Net Income Ratio -0.54% -2.51% 6.83% 84.17%

Capital Gain Distribution Analysis

TFAFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

TFAFX - Fund Manager Analysis

Managers

Joseph Halpern


Start Date

Tenure

Tenure Rank

Jun 10, 2019

2.23

2.2%

Mr. Halpern is the Chief Executive Officer and Portfolio Manager of Exceed. He founded Exceed Advisory in 2013. Since May 2017, Mr. Halpern has also held various roles at Fountainhead Capital Management, LLC (FCM), Fountainhead AM, LLC (FAM) and Fountainhead Retirement Services, LLC, (FRS) each an affiliated registered investment advisor (RIA). Mr. Halpern has served as Chief Compliance Officer at FCM and FAM as of February 2018 and FRS as of April 2019. Mr. Halpern has served as Chief Investment Officer of FAM since May 2017. Mr. Halpern has also served as a Senior Advisor to OmegaPoint Research, Inc. a Fintech company providing an advanced portfolio intelligence engine and separately, provided expert witness consulting on derivative-related legal matters since April 2018. From Dec. 2016 to June 2017, he was a Portfolio Manager of Catalyst. From 2010 to founding Exceed Advisory in 2013, Mr. Halpern was a director at Lamco, the asset management division of Lehman Brothers Holdings Inc. where he managed the exotic derivatives commodities book, was chief negotiator on a number of global bank settlements and was a lead member of a task force on structured products. Between 2007 and 2010, Mr. Halpern was Director on the Equity Derivatives Trading desk of ING Financial Markets (“ING”), a global financial institution. From 2006 to 2007, Mr. Halpern was SVP of Strategy and Risk for Kellogg Capital Group’s derivatives division. From 2002 to 2006, Mr. Halpern was a partner at Halpern Capital, a boutique investment bank focusing on investment banking and trading services in addition to providing independent research to institutional clients. Mr. Halpern began his career in 1996 as a derivatives trader at Letco Specialists, which has since been acquired by TD Securities, and became its youngest partner before leaving in 2002. Mr. Halpern has a BS from New York University, Stern School of Business.

Drew Horter


Start Date

Tenure

Tenure Rank

Jun 10, 2019

2.23

2.2%

Drew K. Horter is Chief Executive Officer and Chief Investment Strategist of Tactical Fund Advisors, LLC. Mr. Horter has been in financial services since 1982, and is a licensed insurance professional. He has extensive industry knowledge as an Investment Advisor Representative, and has previously held FINRA securities licenses that include the Series 6, 7, 22 and 63. In 1991 Drew founded Horter Investment Management, an SEC-registered investment advisory firm. Mr. Horter is a graduate of the University of Cincinnati with a degree in Economics.

Joe Maas


Start Date

Tenure

Tenure Rank

Jan 01, 2020

1.67

1.7%

Joe Maas founded Synergy Financial Management in 2001 and has served as its chief executive officer since its inception. Mr. Maas is a chartered financial analyst, a certified valuation analyst, and is accredited in business appraisal review. Mr. Maas has a Masters of Science in Financial Services from American College.

Jeff Pietsch


Start Date

Tenure

Tenure Rank

Dec 17, 2020

0.7

0.7%

Jeff Pietsch, JD CFA is a Registered Investment Adviser Representative in the State of Washington who has worked in the investment industry since 2001. President of CONCERT Capital Management, Inc., Mr. Pietsch is also a recognized writer and sought after guest speaker on the topics of active portfolio management and quantitative trading system development and analysis. Mr. Pietsch has been a Chartered Financial Analyst charterholder since 2002. He also holds an MBA in finance from Northwestern University’s Kellogg School of Management, a JD from the Northwestern University School of Law, and a BS from Cornell University.

David Moenning


Start Date

Tenure

Tenure Rank

Dec 17, 2020

0.7

0.7%

Mr. David Moenning founded Heritage in January 2013 and has served as its investment officer since its inception. Mr. Moenning also, since 2013, has served as the managing partner of Numetrix Capital, LLC, an investing research firm

Vance Howard


Start Date

Tenure

Tenure Rank

Aug 26, 2021

0.01

0.0%

Vance Howard began his professional money management career in 1992 with the formation of Chartered Financial Services, Inc., which was renamed Howard Capital Management, Inc. in 1999. Vance specializes in research, development, and implementation of various types of trading systems.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 17.37 4.48 1.67