TOPPX: Tocqueville Opportunity

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TOPPX Tocqueville Opportunity

  • Fund
  • TOPPX
  • Price as of: Jan 17, 2020
  • $31.39
    + $0.03 + 0.10%

Profile

TOPPX - Profile

Vitals

  • YTD Return 6.8%
  • 3 Yr Annualized Return 15.4%
  • 5 Yr Annualized Return 9.0%
  • Net Assets $83.6 M
  • Holdings in Top 10 31.7%

52 WEEK LOW AND HIGH

$31.39
$23.50
$31.39

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.41%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 133.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA $250

Fund Classification


Distributions

  • YTD Total Return 6.8%
  • 3 Yr Annualized Total Return 15.4%
  • 5 Yr Annualized Total Return 9.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.97%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Tocqueville Opportunity Fund
  • Fund Family Name
    Tocqueville
  • Inception Date
    Aug 01, 1994
  • Shares Outstanding
    2846904
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Paul Lambert

Fund Description

The fund invests primarily in the common stocks of small and mid cap companies which have the potential to deliver above-average long-term earnings growth. The adviser defines small cap companies with a market capitalization of less than $3 billion and mid cap companies as companies with a market capitalization between $3 billion and $30 billion. In addition, the fund may invest in large cap companies. Market capitalization is measured at the time of initial purchase.


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Categories

Performance

TOPPX - Performance

Return Ranking - Trailing

Period TOPPX Return Category Return Low Category Return High Rank in Category (%)
YTD 6.8% 0.0% 8.8% 3.69%
1 Yr 30.2% -52.2% 49.4% 23.20%
3 Yr 15.4%* -38.0% 45.0% 19.78%
5 Yr 9.0%* -29.8% 25.8% 31.30%
10 Yr 10.2%* -15.2% 20.0% 37.36%

* Annualized

Return Ranking - Calendar

Period TOPPX Return Category Return Low Category Return High Rank in Category (%)
2019 36.8% -50.2% 44.9% 6.03%
2018 -15.8% -51.7% 102.3% 51.61%
2017 30.2% -21.1% 36.0% 5.69%
2016 -6.6% -61.7% 40.3% 91.80%
2015 2.6% -54.0% 12.2% 3.66%

Total Return Ranking - Trailing

Period TOPPX Return Category Return Low Category Return High Rank in Category (%)
YTD 6.8% 0.0% 8.8% 3.69%
1 Yr 30.2% -52.2% 49.4% 21.51%
3 Yr 15.4%* -33.1% 45.0% 28.36%
5 Yr 9.0%* -20.6% 25.8% 48.32%
10 Yr 10.2%* -10.9% 20.0% 61.26%

* Annualized

Total Return Ranking - Calendar

Period TOPPX Return Category Return Low Category Return High Rank in Category (%)
2019 36.8% -50.2% 44.9% 6.03%
2018 -15.8% -51.7% 102.3% 66.85%
2017 30.2% -7.0% 39.4% 11.01%
2016 -6.6% -61.7% 40.3% 98.36%
2015 2.6% -54.0% 12.2% 18.32%

NAV & Total Return History


Holdings

TOPPX - Holdings

Concentration Analysis

TOPPX Category Low Category High TOPPX % Rank
Net Assets 83.6 M 740 K 34.6 B 86.41%
Number of Holdings 197 1 2554 7.55%
Net Assets in Top 10 26.9 M 183 K 5.97 B 83.56%
Weighting of Top 10 31.70% 5.5% 100.0% 23.99%

Top 10 Holdings

  1. Shopify Inc A 5.68%
  2. ServiceNow Inc 5.08%
  3. Workday Inc Class A 3.90%
  4. Global Payments Inc 2.62%
  5. Paycom Software Inc 2.59%
  6. Twilio Inc A 2.46%
  7. Okta Inc A 2.43%
  8. Fiserv Inc 2.39%
  9. Coupa Software Inc 2.36%
  10. PayPal Holdings Inc 2.19%

Asset Allocation

Weighting Return Low Return High TOPPX % Rank
Stocks
100.08% 89.33% 121.88% 2.01%
Preferred Stocks
0.00% 0.00% 1.89% 73.15%
Other
0.00% -11.06% 5.15% 72.32%
Convertible Bonds
0.00% 0.00% 0.07% 72.15%
Bonds
0.00% 0.00% 2.56% 72.65%
Cash
-0.08% -27.03% 11.17% 98.15%

Stock Sector Breakdown

Weighting Return Low Return High TOPPX % Rank
Technology
48.08% 0.00% 56.36% 2.01%
Industrials
20.82% 0.00% 33.54% 15.77%
Healthcare
16.89% 0.00% 38.81% 45.30%
Financial Services
5.47% 0.00% 40.35% 73.49%
Consumer Cyclical
5.00% 2.84% 58.77% 98.49%
Basic Materials
2.15% 0.00% 19.70% 40.77%
Real Estate
1.22% 0.00% 52.42% 85.57%
Communication Services
0.36% 0.00% 17.52% 79.70%
Utilities
0.00% 0.00% 6.40% 79.53%
Energy
0.00% 0.00% 12.44% 90.94%
Consumer Defense
0.00% 0.00% 16.09% 97.15%

Stock Geographic Breakdown

Weighting Return Low Return High TOPPX % Rank
US
91.30% 80.04% 115.67% 74.50%
Non US
8.78% 0.00% 17.06% 14.09%

Expenses

TOPPX - Expenses

Operational Fees

TOPPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.41% 0.00% 27.43% 32.43%
Management Fee 0.75% 0.00% 1.50% 53.95%
12b-1 Fee 0.25% 0.00% 1.00% 52.53%
Administrative Fee 0.15% 0.01% 0.40% 78.92%

Sales Fees

TOPPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

TOPPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 48.28%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

TOPPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 133.00% 1.24% 385.00% 95.76%

Distributions

TOPPX - Distributions

Dividend Yield Analysis

TOPPX Category Low Category High TOPPX % Rank
Dividend Yield 0.00% 0.00% 41.57% 72.15%

Dividend Distribution Analysis

TOPPX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

TOPPX Category Low Category High TOPPX % Rank
Net Income Ratio -0.97% -2.55% 2.65% 86.05%

Capital Gain Distribution Analysis

TOPPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

TOPPX - Fund Manager Analysis

Managers

Paul Lambert


Start Date

Tenure

Tenure Rank

Nov 01, 2019

0.16

0.2%

Paul Lambert joined Tocqueville in 2010. Before that, Mr. Lambert was an analyst with Key Bank within its Asset Recovery Group where he worked with distressed middle companies as they restructured their debt. Mr. Lambert received his A.A. from Dean College and a B.S. from Babson College. He also holds the CFA designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.09 33.02 8.07 2.84