USCOX: U.S. Global Investors China Region Fund - MutualFunds.com
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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$8.76

-

0.57%

$0.05

3.56%

Vitals

YTD Return

-12.3%

1 yr return

-1.6%

3 Yr Avg Return

0.7%

5 Yr Avg Return

4.7%

Net Assets

$11.2 M

Holdings in Top 10

51.1%

52 WEEK LOW AND HIGH

$8.65
$8.40
$11.95

Expenses

OPERATING FEES

Expense Ratio 3.56%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 243.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$5,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

China Region


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$8.76

-

0.57%

$0.05

3.56%

USCOX - Profile

Distributions

  • YTD Total Return -12.3%
  • 3 Yr Annualized Total Return 0.7%
  • 5 Yr Annualized Total Return 4.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.88%
DIVIDENDS
  • Dividend Yield 0.6%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    U.S. Global Investors China Region Fund
  • Fund Family Name
    U.S. Global Investors
  • Inception Date
    Feb 10, 1994
  • Shares Outstanding
    N/A
  • Share Class
    Inv
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Frank Holmes

Fund Description

Under normal market conditions, the fund will invest at least 80% of its net assets in equity and equity-related securities of companies located in the China region. The equity and equity-related securities in which the fund primarily invests include common stocks, preferred stocks, convertible securities, rights and warrants, ETF, and depository receipts (ADRs and GDRs). It is non-diversified.


USCOX - Performance

Return Ranking - Trailing

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
YTD -12.3% -49.2% 48.0% 63.78%
1 Yr -1.6% -27.3% 67.2% 71.54%
3 Yr 0.7%* -7.5% 37.1% 96.91%
5 Yr 4.7%* -0.5% 25.5% 94.38%
10 Yr 1.6%* 0.8% 14.5% 98.63%

* Annualized

Return Ranking - Calendar

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
2020 9.5% -21.7% 138.4% 87.27%
2019 20.6% -1.9% 46.9% 66.02%
2018 -34.4% -52.1% -5.1% 83.91%
2017 57.5% 7.9% 78.5% 11.39%
2016 -1.2% -54.3% 130.0% 24.36%

Total Return Ranking - Trailing

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
YTD -12.3% -49.2% 52.9% 66.93%
1 Yr -1.6% -27.3% 67.2% 69.92%
3 Yr 0.7%* -7.5% 37.1% 96.91%
5 Yr 4.7%* -0.5% 25.5% 94.38%
10 Yr 1.6%* 0.8% 14.5% 98.63%

* Annualized

Total Return Ranking - Calendar

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
2020 9.5% -21.7% 138.4% 87.27%
2019 20.6% -1.9% 46.9% 66.02%
2018 -34.4% -52.1% -5.0% 86.21%
2017 57.5% 7.9% 78.5% 18.99%
2016 -1.2% -30.2% 18.0% 26.92%

NAV & Total Return History


USCOX - Holdings

Concentration Analysis

USCOX Category Low Category High USCOX % Rank
Net Assets 11.2 M 1.4 M 7.56 B 85.19%
Number of Holdings 40 23 909 82.44%
Net Assets in Top 10 5.93 M 1.12 M 4.39 B 80.92%
Weighting of Top 10 51.11% 9.1% 74.8% 37.40%

Top 10 Holdings

  1. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  2. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  3. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  4. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  5. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  6. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  7. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  8. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  9. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%
  10. Yihai International Holdings Ltd Shs Unitary 144A/Reg S 10.88%

Asset Allocation

Weighting Return Low Return High USCOX % Rank
Stocks
97.46% 57.27% 100.63% 69.47%
Bonds
2.26% 0.00% 2.26% 0.76%
Cash
0.28% -0.63% 16.41% 70.99%
Preferred Stocks
0.00% 0.00% 0.00% 61.83%
Other
0.00% 0.00% 40.11% 73.28%
Convertible Bonds
0.00% 0.00% 0.00% 61.83%

USCOX - Expenses

Operational Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 3.56% 0.09% 3.56% 0.75%
Management Fee 1.39% 0.09% 1.50% 99.26%
12b-1 Fee 0.25% 0.00% 1.00% 61.40%
Administrative Fee N/A 0.03% 0.26% 12.00%

Sales Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% 100.00%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 243.00% 8.00% 243.00% 100.00%

USCOX - Distributions

Dividend Yield Analysis

USCOX Category Low Category High USCOX % Rank
Dividend Yield 0.57% 0.00% 1.66% 64.44%

Dividend Distribution Analysis

USCOX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

USCOX Category Low Category High USCOX % Rank
Net Income Ratio -0.88% -1.66% 5.16% 94.40%

Capital Gain Distribution Analysis

USCOX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

USCOX - Fund Manager Analysis

Managers

Frank Holmes


Start Date

Tenure

Tenure Rank

Feb 10, 1994

27.57

27.6%

Mr. Holmes is Chief Executive Officer since 1989 and Chief Investment Officer since 1999 at U.S. Global Investors, Inc. Mr. Holmes had investment banking experience in the international capital markets and the gold mining industry. He was formerly President and Chairman of the Toronto Society of the Investment Dealers Association and a member of the Toronto Stock Exchange's Listing Committee as well as a member seat holder of the stock exchanges in Toronto, Montreal, Vancouver and Alberta.

Ralph Aldis


Start Date

Tenure

Tenure Rank

Dec 31, 2015

5.67

5.7%

Ralph P. Aldis, CFA, is a Portfolio Manager for U.S. Global Investors, Inc. Aldis has served as senior research analyst of the U.S. Global Investors, Inc. since 2001. Previously he was with United Services Advisors as director of research and analysis since April 1989. Before that, he spent three years in the research department at Neil A. Eisner and Company, and he also worked as a research assistant at Southwest Energy Associates during the summer of 1986. He is a member of the Society of Economic Geologists and the San Antonio Society of Financial Analysts.

Joanna Sawicka


Start Date

Tenure

Tenure Rank

May 01, 2020

1.33

1.3%

Tenure Analysis

Category Low Category High Category Average Category Mode
0.15 27.57 3.45 0.67