USCOX: US Global Investors China Region Inv

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USCOX US Global Investors China Region Inv

  • Fund
  • USCOX
  • Price as of: Oct 15, 2019
  • $8.74 + $0.07 + 0.81%

USCOX - Profile

Vitals

  • YTD Return 15.6%
  • 3 Yr Annualized Return 3.7%
  • 5 Yr Annualized Return 2.5%
  • Net Assets $13.6 M
  • Holdings in Top 10 45.2%

52 WEEK LOW AND HIGH

$8.74
$7.27
$9.37

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.66%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 109.00%

TRADING FEES

  • Max Redemption Fee 0.05%

Min Investment

STANDARD (TAXABLE)

$5,000

IRA

$5,000

Fund Classification

PRIMARY CATEGORY

  • Fund Type Open End Mutual Fund
  • Investment Style China Region

Distributions

  • YTD Total Return 15.6%
  • 3 Yr Annualized Total Return 3.7%
  • 5 Yr Annualized Total Return 2.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.96%
DIVIDENDS
  • Dividend Yield 0.9%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name U.S. Global Investors China Region Fund
  • Fund Family Name U.S. Global Investors
  • Inception Date Feb 10, 1994
  • Shares Outstanding N/A
  • Share Class No Load
  • Currency USD
  • Domiciled Country United States
  • Manager Frank E. Holmes

Fund Description

Under normal market conditions, the fund will invest at least 80% of its net assets in equity and equity-related securities of companies located in the China region. The equity and equity-related securities in which the fund primarily invests are common stocks, preferred stocks, convertible securities, rights and warrants, ETF, and depository receipts (ADRs and GDRs). It is non-diversified.

USCOX - Performance

Return Ranking - Trailing

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.6% -26.1% 36.3% 55.36%
1 Yr 6.5% -11.9% 24.5% 27.78%
3 Yr 3.7%* -5.4% 12.0% 64.58%
5 Yr 2.5%* -11.7% 11.5% 72.92%
10 Yr 0.9%* -5.6% 7.8% 81.58%

* Annualized


Return Ranking - Calendar

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
2018 -34.4% -52.1% -12.2% 86.00%
2017 57.5% 18.8% 58.1% 10.87%
2016 -1.2% -16.0% 4.0% 32.61%
2015 -9.6% -34.4% 3.1% 47.83%
2014 -1.0% -23.4% 37.8% 26.09%

Total Return Ranking - Trailing

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.6% -26.1% 36.3% 55.36%
1 Yr 6.5% -11.9% 26.0% 37.04%
3 Yr 3.7%* -5.3% 13.9% 75.00%
5 Yr 2.5%* -11.7% 11.5% 83.33%
10 Yr 0.9%* -5.6% 7.8% 92.11%

* Annualized


Total Return Ranking - Calendar

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
2018 -34.4% -52.1% -9.6% 90.00%
2017 57.5% 18.9% 65.8% 23.91%
2016 -1.2% -11.5% 5.9% 43.48%
2015 -9.6% -34.4% 9.7% 82.61%
2014 -1.0% -14.8% 37.8% 58.70%

NAV & Total Return History

USCOX - Holdings

Concentration Analysis

USCOX Category Low Category High USCOX % Rank
Net Assets 13.6 M 12.3 M 1.17 B 89.29%
Number of Holdings 88 34 124 5.36%
Net Assets in Top 10 6.67 M 4.64 M 547 M 96.43%
Weighting of Top 10 45.24% 29.2% 66.4% 80.36%

Top 10 Holdings

  1. Yihai International Holdings Ltd 7.49%

  2. Ping An Insurance (Group) Co. of China Ltd Class H 6.44%

  3. Country Garden Holdings Co Ltd 4.80%

  4. Weichai Power Co Ltd Class H 4.59%

  5. CNOOC Ltd ADR 4.51%

  6. China Overseas Property Holdings Ltd 4.03%

  7. Citic Telecom International Holdings Ltd 3.95%

  8. China Mengniu Dairy Co Ltd 3.47%

  9. Longfor Group Holdings Ltd 3.21%

  10. Li Ning Co Ltd 2.74%


Asset Allocation

Weighting Return Low Return High USCOX % Rank
Stocks
99.78% 90.87% 100.85% 8.93%
Cash
0.24% -0.85% 8.93% 89.29%
Preferred Stocks
0.00% 0.00% 0.00% 85.71%
Convertible Bonds
0.00% 0.00% 0.00% 85.71%
Bonds
0.00% -0.03% 0.00% 78.57%
Other
-0.02% -0.02% 8.08% 100.00%

Stock Sector Breakdown

Weighting Return Low Return High USCOX % Rank
Real Estate
21.01% 0.00% 21.01% 1.79%
Consumer Defense
15.39% 1.36% 20.06% 19.64%
Financial Services
10.51% 0.00% 48.87% 83.93%
Consumer Cyclical
10.51% 3.77% 33.34% 89.29%
Industrials
9.61% 0.00% 18.34% 17.86%
Basic Materials
8.28% 0.00% 8.28% 1.79%
Technology
6.91% 6.91% 31.10% 100.00%
Communication Services
6.26% 0.00% 9.60% 12.50%
Energy
5.45% 0.00% 6.60% 10.71%
Healthcare
3.76% 1.21% 27.59% 80.36%
Utilities
1.29% 0.00% 4.87% 32.14%

Stock Geographic Breakdown

Weighting Return Low Return High USCOX % Rank
Non US
98.96% 86.56% 99.76% 23.21%
US
0.82% 0.00% 6.44% 50.00%

USCOX - Expenses

Operational Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.66% 0.91% 5.13% 20.37%
Management Fee 1.23% 0.66% 1.50% 73.21%
12b-1 Fee 0.25% 0.00% 1.00% 64.86%
Administrative Fee 0.05% 0.05% 0.26% 5.26%

Sales Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 0.05% 0.05% 2.00% 100.00%

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 109.00% 1.00% 131.00% 90.74%

USCOX - Distributions

Dividend Yield Analysis

USCOX Category Low Category High USCOX % Rank
Dividend Yield 0.89% 0.00% 1.95% 23.21%

Dividend Distribution Analysis

USCOX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History


Net Income Ratio Analysis

USCOX Category Low Category High USCOX % Rank
Net Income Ratio 0.96% -1.07% 2.54% 35.19%

Capital Gain Distribution Analysis

USCOX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

USCOX - Managers

Frank E. Holmes

Manager

Start Date

Tenure

Tenure Rank

Feb 10, 1994

25.65

25.7%

Mr. Holmes is Chief Executive Officer since 1989 and Chief Investment Officer since 1999 at U.S. Global Investors, Inc. Mr. Holmes had investment banking experience in the international capital markets and the gold mining industry. He was formerly President and Chairman of the Toronto Society of the Investment Dealers Association and a member of the Toronto Stock Exchange's Listing Committee as well as a member seat holder of the stock exchanges in Toronto, Montreal, Vancouver and Alberta.


Ralph P. Aldis

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2015

3.75

3.8%

Ralph P. Aldis, CFA, is a Portfolio Manager for U.S. Global Investors, Inc. Aldis has served as senior research analyst of the U.S. Global Investors, Inc. since 2001. Previously he was with United Services Advisors as director of research and analysis since April 1989. Before that, he spent three years in the research department at Neil A. Eisner and Company, and he also worked as a research assistant at Southwest Energy Associates during the summer of 1986. He is a member of the Society of Economic Geologists and the San Antonio Society of Financial Analysts.


Tenure Analysis

Category Low

0.15

Category High

25.65

Category Average

5.02

Category Mode

10.75