USCOX: US Global Investors China Region Inv

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Find the latest content and information here about the 2019 Charles Schwab Impact Conference.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

USCOX US Global Investors China Region Inv


Profile

USCOX - Profile

Vitals

  • YTD Return -1.6%
  • 3 Yr Annualized Return 3.2%
  • 5 Yr Annualized Return 1.7%
  • Net Assets $13 M
  • Holdings in Top 10 50.7%

52 WEEK LOW AND HIGH

$8.97
$7.80
$9.60

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.66%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 109.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $5,000
  • IRA N/A

Fund Classification

  • Primary Caregory
  • Fund Type Open End Mutual Fund
  • Investment Style China Region

Distributions

  • YTD Total Return -1.6%
  • 3 Yr Annualized Total Return 3.2%
  • 5 Yr Annualized Total Return 1.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.96%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    U.S. Global Investors China Region Fund
  • Fund Family Name
    U.S. Global Investors
  • Inception Date
    Feb 10, 1994
  • Shares Outstanding
    N/A
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Frank Holmes

Fund Description

Under normal market conditions, the fund will invest at least 80% of its net assets in equity and equity-related securities of companies located in the China region. The equity and equity-related securities in which the fund primarily invests are common stocks, preferred stocks, convertible securities, rights and warrants, ETF, and depository receipts (ADRs and GDRs). It is non-diversified.


Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.


Categories

Performance

USCOX - Performance

Return Ranking - Trailing

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.6% -4.1% 13.1% 86.15%
1 Yr 10.6% -28.5% 41.4% 58.06%
3 Yr 3.2%* -10.2% 17.5% 54.00%
5 Yr 1.7%* -11.5% 10.0% 62.00%
10 Yr 1.2%* -6.2% 18.4% 67.50%

* Annualized

Return Ranking - Calendar

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
2019 20.6% -26.0% 36.1% 61.29%
2018 -34.4% -52.1% -12.2% 87.04%
2017 57.5% 18.8% 58.1% 10.00%
2016 -1.2% -16.0% 4.0% 30.00%
2015 -9.6% -34.4% 3.1% 52.00%

Total Return Ranking - Trailing

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.6% -4.1% 13.1% 86.15%
1 Yr 10.6% -28.5% 41.4% 58.06%
3 Yr 3.2%* -5.1% 20.7% 62.00%
5 Yr 1.7%* -11.5% 14.8% 70.00%
10 Yr 1.2%* -6.2% 19.4% 85.00%

* Annualized

Total Return Ranking - Calendar

Period USCOX Return Category Return Low Category Return High Rank in Category (%)
2019 20.6% -26.0% 36.1% 61.29%
2018 -34.4% -52.1% -9.6% 90.74%
2017 57.5% 18.9% 65.8% 22.00%
2016 -1.2% -11.5% 5.9% 40.00%
2015 -9.6% -34.4% 9.7% 84.00%

NAV & Total Return History


Holdings

USCOX - Holdings

Concentration Analysis

USCOX Category Low Category High USCOX % Rank
Net Assets 13 M 5.59 M 1.3 B 95.38%
Number of Holdings 83 33 136 23.08%
Net Assets in Top 10 6.6 M 2.99 M 612 M 92.31%
Weighting of Top 10 50.72% 28.5% 68.9% 44.62%

Top 10 Holdings

  1. Yihai International Holdings Ltd 9.73%
  2. Ping An Insurance (Group) Co. of China Ltd Class H 6.98%
  3. CNOOC Ltd ADR 4.56%
  4. Country Garden Holdings Co Ltd 4.54%
  5. Weichai Power Co Ltd Class H 4.43%
  6. China Overseas Property Holdings Ltd 4.33%
  7. Li Ning Co Ltd 4.31%
  8. Longfor Group Holdings Ltd 4.16%
  9. ANTA Sports Products Ltd 3.88%
  10. China Mengniu Dairy Co Ltd 3.80%

Asset Allocation

Weighting Return Low Return High USCOX % Rank
Stocks
99.99% 87.06% 100.25% 7.69%
Cash
0.01% -0.25% 12.94% 93.85%
Preferred Stocks
0.00% 0.00% 0.00% 100.00%
Other
0.00% 0.00% 7.29% 100.00%
Convertible Bonds
0.00% 0.00% 0.03% 100.00%
Bonds
0.00% 0.00% 0.00% 100.00%

Expenses

USCOX - Expenses

Operational Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.66% 0.82% 3.99% 19.35%
Management Fee 1.23% 0.66% 1.50% 76.92%
12b-1 Fee 0.25% 0.00% 1.00% 66.67%
Administrative Fee 0.05% 0.05% 0.26% 12.50%

Sales Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% 100.00%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

USCOX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 109.00% 1.00% 344.00% 80.65%

Distributions

USCOX - Distributions

Dividend Yield Analysis

USCOX Category Low Category High USCOX % Rank
Dividend Yield 0.00% 0.00% 13.11% 100.00%

Dividend Distribution Analysis

USCOX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

USCOX Category Low Category High USCOX % Rank
Net Income Ratio 0.96% -1.02% 2.68% 37.10%

Capital Gain Distribution Analysis

USCOX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

USCOX - Fund Manager Analysis

Managers

Frank Holmes


Start Date

Tenure

Tenure Rank

Feb 10, 1994

25.99

26.0%

Mr. Holmes is Chief Executive Officer since 1989 and Chief Investment Officer since 1999 at U.S. Global Investors, Inc. Mr. Holmes had investment banking experience in the international capital markets and the gold mining industry. He was formerly President and Chairman of the Toronto Society of the Investment Dealers Association and a member of the Toronto Stock Exchange's Listing Committee as well as a member seat holder of the stock exchanges in Toronto, Montreal, Vancouver and Alberta.

Ralph Aldis


Start Date

Tenure

Tenure Rank

Dec 31, 2015

4.09

4.1%

Ralph P. Aldis, CFA, is a Portfolio Manager for U.S. Global Investors, Inc. Aldis has served as senior research analyst of the U.S. Global Investors, Inc. since 2001. Previously he was with United Services Advisors as director of research and analysis since April 1989. Before that, he spent three years in the research department at Neil A. Eisner and Company, and he also worked as a research assistant at Southwest Energy Associates during the summer of 1986. He is a member of the Society of Economic Geologists and the San Antonio Society of Financial Analysts.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.14 25.99 4.03 11.09