VICCX: USA Mutuals Vice C

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VICCX USA Mutuals Vice C

  • Fund
  • VICCX
  • Price as of: Jan 17, 2020
  • $31.01
    + $0.08 + 0.26%

Profile

VICCX - Profile

Vitals

  • YTD Return 4.9%
  • 3 Yr Annualized Return 6.9%
  • 5 Yr Annualized Return 6.2%
  • Net Assets $149 M
  • Holdings in Top 10 47.8%

52 WEEK LOW AND HIGH

$31.01
$25.92
$31.01

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.28%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 14.69%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $2,000
  • IRA $100

Fund Classification


Distributions

  • YTD Total Return 4.9%
  • 3 Yr Annualized Total Return 6.9%
  • 5 Yr Annualized Total Return 6.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.34%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Semi-Annually

Fund Details

  • Legal Name
    USA Mutuals Vitium Global Fund Class C Shares
  • Fund Family Name
    USA Mutuals
  • Inception Date
    Dec 08, 2011
  • Shares Outstanding
    387982
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Jeffrey Helfrich

Fund Description

Under normal market conditions, the fund will invest at least 80% of its net assets (plus borrowings for investment purposes) in equity securities of companies that derive a significant portion of their revenues from a group of vice industries that includes the alcoholic beverages, defense/aerospace, gaming and tobacco industries. It will concentrate at least 25% of its net assets in this group of four vice industries (but no more than 80% of its net assets in any single industry).


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Categories

Performance

VICCX - Performance

Return Ranking - Trailing

Period VICCX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.9% -6.5% 5.0% 4.76%
1 Yr 25.3% -26.1% 30.1% 20.59%
3 Yr 6.9%* -18.4% 13.8% 57.14%
5 Yr 6.2%* -12.6% 11.0% 25.93%
10 Yr 10.6%* -2.2% 12.8% 31.58%

* Annualized

Return Ranking - Calendar

Period VICCX Return Category Return Low Category Return High Rank in Category (%)
2019 20.2% -22.7% 39.5% 41.18%
2018 -22.2% -48.9% 1.4% 41.94%
2017 21.5% -6.7% 24.8% 17.86%
2016 -9.4% -9.5% 17.8% 96.43%
2015 0.9% -18.8% 1.4% 14.81%

Total Return Ranking - Trailing

Period VICCX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.9% -6.5% 5.0% 4.76%
1 Yr 24.3% -26.1% 30.1% 14.71%
3 Yr 6.9%* -18.4% 13.8% 60.71%
5 Yr 6.2%* -12.1% 12.0% 33.33%
10 Yr 10.6%* 0.6% 16.0% 36.84%

* Annualized

Total Return Ranking - Calendar

Period VICCX Return Category Return Low Category Return High Rank in Category (%)
2019 20.2% -21.6% 39.5% 41.18%
2018 -22.2% -48.9% 1.4% 58.06%
2017 21.5% -3.9% 24.8% 25.00%
2016 -9.4% -9.5% 26.8% 96.43%
2015 0.9% -15.9% 1.4% 22.22%

NAV & Total Return History


Holdings

VICCX - Holdings

Concentration Analysis

VICCX Category Low Category High VICCX % Rank
Net Assets 149 M 100 11.2 B 51.11%
Number of Holdings 35 17 350 83.87%
Net Assets in Top 10 70.9 M 5.95 M 388 M 58.06%
Weighting of Top 10 47.75% 14.6% 200.3% 35.48%

Top 10 Holdings

  1. Philip Morris International Inc 6.33%
  2. Galaxy Entertainment Group Ltd 5.73%
  3. Las Vegas Sands Corp 5.62%
  4. Raytheon Co 4.94%
  5. Lockheed Martin Corp 4.54%
  6. Diageo PLC ADR 4.48%
  7. Constellation Brands Inc A 4.43%
  8. British American Tobacco PLC ADR 4.09%
  9. MGM Resorts International 3.87%
  10. Boeing Co 3.73%

Asset Allocation

Weighting Return Low Return High VICCX % Rank
Stocks
99.55% 7.31% 99.91% 16.13%
Cash
0.44% 0.00% 26.68% 77.42%
Preferred Stocks
0.01% 0.00% 22.85% 45.16%
Other
0.00% 0.00% 30.25% 61.29%
Convertible Bonds
0.00% 0.00% 22.88% 70.97%
Bonds
0.00% 0.00% 65.68% 67.74%

Stock Sector Breakdown

Weighting Return Low Return High VICCX % Rank
Consumer Defense
39.26% 0.00% 39.26% 3.23%
Consumer Cyclical
29.47% 0.00% 29.47% 3.23%
Industrials
27.13% 5.44% 34.70% 12.90%
Real Estate
2.18% 0.00% 9.80% 45.16%
Energy
1.96% 0.00% 11.42% 67.74%
Utilities
0.00% 0.00% 19.35% 80.65%
Technology
0.00% 0.00% 31.90% 90.32%
Healthcare
0.00% 0.00% 18.28% 83.87%
Financial Services
0.00% 0.00% 46.55% 90.32%
Communication Services
0.00% 0.00% 15.57% 87.10%
Basic Materials
0.00% 0.00% 6.24% 77.42%

Stock Geographic Breakdown

Weighting Return Low Return High VICCX % Rank
US
55.27% -19.25% 76.66% 51.61%
Non US
44.28% 0.00% 112.38% 16.13%

Expenses

VICCX - Expenses

Operational Fees

VICCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.28% 0.35% 5.40% 11.43%
Management Fee 0.95% 0.20% 1.00% 71.74%
12b-1 Fee 1.00% 0.00% 1.00% 85.71%
Administrative Fee N/A 0.01% 0.95% N/A

Sales Fees

VICCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 60.00%

Trading Fees

VICCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 71.43%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

VICCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 14.69% 1.00% 403.00% 21.88%

Distributions

VICCX - Distributions

Dividend Yield Analysis

VICCX Category Low Category High VICCX % Rank
Dividend Yield 0.00% 0.00% 19.26% 78.26%

Dividend Distribution Analysis

VICCX Category Low Category High Category Mod
Dividend Distribution Frequency Semi-Annually Annually Monthly Annually

Net Income Ratio Analysis

VICCX Category Low Category High VICCX % Rank
Net Income Ratio 0.34% -0.46% 2.39% 88.57%

Capital Gain Distribution Analysis

VICCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History

View More +

Fund Manager Analysis

VICCX - Fund Manager Analysis

Managers

Jeffrey Helfrich


Start Date

Tenure

Tenure Rank

Sep 30, 2019

0.25

0.3%

Mr. Helfrich serves as a portfolio manager at the USA Mutuals Advisors, Inc and also serves as a portfolio manager at Penn Davis McFarland, Inc., a Dallas-based registered investment advisor. Previously, Mr. Helfrich was a research analyst for a multi-billion-dollar family office in Dallas, investing in debt and equity. Mr. Helfrich also has been a global equity research analyst with Janus Capital Group (now Janus Henderson Group), and Independence Capital Asset Partners, LLC in Denver. Mr. Helfrich graduated magna cum laude from Harvard University with an AB in Economics and is a CFA charterholder.

Charles Norton


Start Date

Tenure

Tenure Rank

Sep 30, 2019

0.25

0.3%

Norton is a vice president and portfolio manager with Mutuals Advisors, Inc. He is also a principal and portfolio manager for GNI Captial, Inc. Prior to joining GNI, Norton was an analyst at a New York-based hedge fund from June 1998 to December 1999. From June 1996 to June 1998, he served as an analyst in the investment banking division of Smith Barney. Norton holds the Chartered Financial Analyst designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 28.01 5.47 0.08