WEBAX: TETON Westwood Balanced Fund - MutualFunds.com
Continue to site >
Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$12.37

-

0.16%

$0.02

1.42%

Vitals

YTD Return

10.2%

1 yr return

18.2%

3 Yr Avg Return

8.8%

5 Yr Avg Return

9.0%

Net Assets

$55.3 M

Holdings in Top 10

19.3%

52 WEEK LOW AND HIGH

$12.28
$10.65
$12.51

Expenses

OPERATING FEES

Expense Ratio 1.42%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 46.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$1,000

IRA

$250


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Allocation--50% to 70% Equity


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$12.37

-

0.16%

$0.02

1.42%

WEBAX - Profile

Distributions

  • YTD Total Return 10.2%
  • 3 Yr Annualized Total Return 8.8%
  • 5 Yr Annualized Total Return 9.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.95%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency None

Fund Details

  • Legal Name
    TETON Westwood Balanced Fund
  • Fund Family Name
    Teton Westwood Funds
  • Inception Date
    Oct 01, 1991
  • Shares Outstanding
    N/A
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Matthew Lockridge

Fund Description

The fund invests in a combination of equity and debt securities. It is primarily equity-oriented, and uses a top-down approach in seeking to provide equity-like returns but with lower volatility than a fully invested equity portfolio. The fund will typically invest 30% to 70% of its assets in equity securities and 70% to 30% in debt securities, and the balance of the fund's assets in cash or cash equivalents. It may also invest up to 25% of its total assets in foreign equity securities and in EDRs or ADRs.


WEBAX - Performance

Return Ranking - Trailing

Period WEBAX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.2% -3.1% 98.7% 44.29%
1 Yr 18.2% -5.2% 64.4% 74.67%
3 Yr 8.8%* -3.2% 18.8% 83.60%
5 Yr 9.0%* 0.6% 18.8% 78.58%
10 Yr 8.7%* 2.0% 14.0% 70.74%

* Annualized

Return Ranking - Calendar

Period WEBAX Return Category Return Low Category Return High Rank in Category (%)
2020 -0.7% -39.0% 28.7% 90.61%
2019 10.0% -5.8% 26.1% 84.67%
2018 -14.5% -32.7% 0.0% 74.18%
2017 6.2% -6.5% 22.4% 71.21%
2016 0.4% -43.7% 18.6% 86.41%

Total Return Ranking - Trailing

Period WEBAX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.2% -3.1% 95.9% 44.29%
1 Yr 18.2% -5.2% 64.4% 63.11%
3 Yr 8.8%* -3.2% 18.8% 71.36%
5 Yr 9.0%* -0.5% 18.8% 66.84%
10 Yr 8.7%* 1.9% 14.0% 66.49%

* Annualized

Total Return Ranking - Calendar

Period WEBAX Return Category Return Low Category Return High Rank in Category (%)
2020 -0.7% -39.0% 28.7% 90.61%
2019 10.0% -5.8% 26.1% 85.28%
2018 -14.5% -32.7% 0.8% 89.98%
2017 6.2% -3.7% 31.9% 90.91%
2016 0.4% -43.7% 19.8% 95.64%

NAV & Total Return History


WEBAX - Holdings

Concentration Analysis

WEBAX Category Low Category High WEBAX % Rank
Net Assets 55.3 M 786 K 215 B 89.56%
Number of Holdings 96 1 15392 41.85%
Net Assets in Top 10 10.5 M -201 M 47.4 B 78.83%
Weighting of Top 10 19.28% 8.1% 100.0% 92.64%

Top 10 Holdings

  1. JPMorgan Chase & Co 2.39%
  2. Johnson & Johnson 2.29%
  3. The Walt Disney Co 2.24%
  4. Apple Inc 2.20%
  5. Federal National Mortgage Association 2.62% 2.17%
  6. Abbott Laboratories 2.13%
  7. Amazon.com Inc 2.07%
  8. Church & Dwight Co Inc 2.00%
  9. Microsoft Corp 1.97%
  10. UnitedHealth Group Inc 1.95%

Asset Allocation

Weighting Return Low Return High WEBAX % Rank
Stocks
66.35% 0.00% 135.66% 24.73%
Bonds
31.02% 0.00% 118.02% 52.91%
Convertible Bonds
1.43% 0.00% 26.00% 14.98%
Preferred Stocks
0.73% 0.00% 21.17% 19.26%
Cash
0.48% -54.99% 100.00% 85.37%
Other
0.00% -6.69% 67.29% 63.02%

Stock Sector Breakdown

Weighting Return Low Return High WEBAX % Rank
Technology
18.80% 0.00% 57.21% 49.46%
Financial Services
18.20% 0.00% 100.00% 12.75%
Healthcare
12.96% 0.00% 52.26% 53.64%
Consumer Cyclical
12.07% 0.00% 38.28% 33.73%
Industrials
10.86% 0.00% 33.21% 42.31%
Communication Services
10.24% 0.00% 28.21% 26.82%
Energy
6.14% 0.00% 57.95% 11.92%
Consumer Defense
5.50% 0.00% 25.55% 71.16%
Real Estate
1.91% 0.00% 99.15% 76.16%
Utilities
1.72% 0.00% 99.15% 80.93%
Basic Materials
1.59% 0.00% 34.29% 87.25%

Stock Geographic Breakdown

Weighting Return Low Return High WEBAX % Rank
US
66.35% 0.00% 134.30% 6.66%
Non US
0.00% 0.00% 36.57% 97.38%

Bond Sector Breakdown

Weighting Return Low Return High WEBAX % Rank
Corporate
64.19% 0.00% 99.71% 14.51%
Government
34.30% 0.00% 100.00% 29.37%
Securitized
1.52% 0.00% 90.03% 80.02%
Derivative
0.00% 0.00% 32.51% 47.56%
Cash & Equivalents
0.00% 0.00% 100.00% 99.41%
Municipal
0.00% 0.00% 98.19% 75.15%

Bond Geographic Breakdown

Weighting Return Low Return High WEBAX % Rank
US
28.63% 0.00% 65.90% 41.02%
Non US
2.39% -17.26% 95.28% 72.53%

WEBAX - Expenses

Operational Fees

WEBAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.42% 0.06% 5.49% 24.62%
Management Fee 0.75% 0.00% 2.00% 86.35%
12b-1 Fee 0.25% 0.00% 1.00% 23.26%
Administrative Fee N/A 0.01% 0.83% 12.31%

Sales Fees

WEBAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

WEBAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 2.60%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

WEBAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 46.00% 0.00% 435.00% 44.86%

WEBAX - Distributions

Dividend Yield Analysis

WEBAX Category Low Category High WEBAX % Rank
Dividend Yield 0.16% 0.00% 3.00% 22.80%

Dividend Distribution Analysis

WEBAX Category Low Category High Category Mod
Dividend Distribution Frequency None Annually Monthly Annually

Net Income Ratio Analysis

WEBAX Category Low Category High WEBAX % Rank
Net Income Ratio 0.95% -1.95% 11.02% 74.49%

Capital Gain Distribution Analysis

WEBAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

WEBAX - Fund Manager Analysis

Managers

Matthew Lockridge


Start Date

Tenure

Tenure Rank

Apr 01, 2013

8.42

8.4%

Mr. Matthew R. Lockridge, CFA, joined Westwood in 2010, serves as a Portfolio Manager and is responsible for investment research in the Consumer Discretionary and Staples sectors. He is also a member of the Consumer/Health Care research group. Mr. Lockridge began his career at Arthur Andersen, LLP, within their Chicago consulting practice. He served as a Senior Consultant with Deloitte Consulting, LLP, where he assisted clients with various corporate finance and accounting issues. Mr. Lockridge then served as a Managing Director and Partner at Dearborn Partners, LLC, where he was a member of the firm’s investment committee and oversaw all investments in the consumer and industrial sectors. Mr. Lockridge earned his MBA with a concentration in Finance and Accounting from the University of Chicago, Graduate School of Business and his BBA in Finance from Southern Methodist University.

P. Adrian Helfert


Start Date

Tenure

Tenure Rank

Jun 30, 2019

2.17

2.2%

Mr. Adrian Helfert has served as Senior Vice President and Director of Multi-Asset Portfolios at the Westwood since 2019. He is responsible for leading the firm’s multi-asset strategies team. Most recently, Mr. Helfert served as Managing Director and Senior Multi-Asset Portfolio Manager at Amundi in London, where he was responsible for Global Fixed Income strategies. During his 13-year Amundi tenure, he also was an investment team leader on absolute return, unconstrained and total return portfolios. Prior to joining Amundi, Mr. Helfert worked at Royal Bank of Scotland and JPMorgan’s Asset Management Group. Mr. Helfert earned his MBA from Duke University and his BA in physics from the University of Virginia, where he was awarded a fellowship for his work in Solid State Physics. He also served in the U.S. Navy / Marine Corps as a Combat Medic. Mr. Helfert has served on the portfolio team for the Westwood Income Opportunity Fund since 2019. Mr. Helfert participates in the investment decision process. He has authority to direct trading activity for the Fund and is also responsible for representing the Fund to investors. Mr. Helfert has more than 19 years of investment experience.

William Sheehan


Start Date

Tenure

Tenure Rank

Sep 13, 2019

1.97

2.0%

Mr. William Sheehan, CFA, has served as Vice President, Research Analyst for Westwood Management Corp since joining in 2018. From 2015 to 2017, Mr. Sheehan was an analyst at Citadel, LLC focused on the technology sector. Mr. Sheehan was an analyst at Boardman Bay Capital Management from 2013 to 2015 and prior to that he held several roles investing across the technology, media and telecom sectors. Mr. Sheehan earned a Bachelor of Science in degree in economics from The Wharton School at the University of Pennsylvania. He is a member of the CFA Institute.

Lauren Hill


Start Date

Tenure

Tenure Rank

Aug 04, 2020

1.07

1.1%

Ms. Hill joined Westwood in 2015 and is a Portfolio Manager on the Large Cap Value portfolio team and a Research Analyst specializing in the Consumer Discretionary and Industrials sectors. She is a member of the Consumer/Health Care and Technology/Industrials research groups. Before joining Westwood, Ms. Hill spent 11 years working in equity research in New York. She served as a Generalist at Northern Border Investments and Cantillon Capital and as a Financials and Utilities Analyst at J.P. Morgan Asset Management. Prior to that, she worked as an Associate on the sell-side at Sanford Bernstein with the No. 1-ranked Consumer Finance Analyst. Ms. Hill earned her MBA with Honors from Columbia Business School where she participated in the Value Investing Program. She earned her BBA in Finance and Accounting with Honors from Southern Methodist University. Ms. Hill is a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.07 37.69 6.27 1.67