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Trending ETFs

Name

As of 03/25/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.13

$47.1 M

0.35%

$0.09

1.34%

Vitals

YTD Return

10.5%

1 yr return

29.9%

3 Yr Avg Return

5.4%

5 Yr Avg Return

10.0%

Net Assets

$47.1 M

Holdings in Top 10

33.6%

52 WEEK LOW AND HIGH

$26.2
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.34%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 45.90%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$5,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 03/25/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.13

$47.1 M

0.35%

$0.09

1.34%

WSACX - Profile

Distributions

  • YTD Total Return 10.5%
  • 3 Yr Annualized Total Return 5.4%
  • 5 Yr Annualized Total Return 10.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.64%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency None

Fund Details

  • Legal Name
    Wellington Shields All-Cap Fund
  • Fund Family Name
    Wellington Shields
  • Inception Date
    Feb 12, 1997
  • Shares Outstanding
    N/A
  • Share Class
    Instl
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Alexander L.M. Cripps

Fund Description

Principal Investment Strategies of the Fund. The All-Cap Fund pursues its investment objective by investing primarily in equity securities of all market capitalizations.

The All-Cap Fund’s investments will be primarily in equity securities, such as common and preferred stock, securities convertible into common stock, exchange traded funds (“ETFs”) that focus their investments in equity securities, and short sales. Under normal market conditions, the All-Cap Fund will invest at least 80% of its total assets in equity securities.

While the All-Cap Fund’s primary focus is investment in equity securities, the All-Cap Fund has flexibility to invest in other types of securities when the Advisor believes they offer opportunities that are more attractive. Accordingly, the All-Cap Fund may invest in derivative instruments, including put and call options. The All-Cap Fund will generally invest in derivative instruments for hedging and income generation purposes. The All-Cap Fund may also sell a security short (i.e., sell a security borrowed from a broker) if the Advisor expects the market price for the security to drop in the future. When the All-Cap Fund makes a short sale of a security, the All-Cap Fund will have to replace the security in the future, whether

or not the price declines. The All-Cap Fund may hold up to 20% of its net assets in derivative instruments and short positions at any time.

In selecting portfolio securities, Capital Management Associates, Inc. (“CMA” or the “Advisor”) uses various screens and models to produce a potential universe of companies. Then through fundamental research, the Advisor selects from that universe companies whose current share price is relatively undervalued. The Advisor considers selling or reducing the All-Cap Fund’s holding in a security if the security no longer meets the Advisor’s investment criteria or the Advisor believes a more attractive investment alternative is available. Final investment decisions are made by the All-Cap Fund’s portfolio managers.

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WSACX - Performance

Return Ranking - Trailing

Period WSACX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.5% -10.6% 29.0% 66.87%
1 Yr 29.9% -11.2% 73.4% 90.06%
3 Yr 5.4%* -26.8% 34.2% 77.88%
5 Yr 10.0%* -14.4% 30.8% 93.46%
10 Yr 7.4%* -5.4% 19.1% 96.76%

* Annualized

Return Ranking - Calendar

Period WSACX Return Category Return Low Category Return High Rank in Category (%)
2023 8.7% -74.1% 72.4% 96.56%
2022 -25.4% -85.9% 4.7% 13.90%
2021 13.2% -52.4% 60.5% 32.89%
2020 15.1% -34.3% 145.0% 85.90%
2019 17.3% -21.8% 49.4% 86.73%

Total Return Ranking - Trailing

Period WSACX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.5% -10.6% 29.0% 66.87%
1 Yr 29.9% -11.2% 73.4% 90.06%
3 Yr 5.4%* -26.8% 34.2% 77.88%
5 Yr 10.0%* -14.4% 30.8% 93.46%
10 Yr 7.4%* -5.4% 19.1% 96.76%

* Annualized

Total Return Ranking - Calendar

Period WSACX Return Category Return Low Category Return High Rank in Category (%)
2023 11.6% -4.6% 72.4% 98.63%
2022 -19.5% -61.7% 5.6% 8.48%
2021 23.4% -39.8% 118.1% 37.75%
2020 15.3% 2.8% 149.2% 97.34%
2019 26.4% -5.2% 49.4% 93.75%

NAV & Total Return History


WSACX - Holdings

Concentration Analysis

WSACX Category Low Category High WSACX % Rank
Net Assets 47.1 M 242 K 222 B 91.93%
Number of Holdings 49 1 3217 66.44%
Net Assets in Top 10 16.7 M 104 K 111 B 94.86%
Weighting of Top 10 33.64% 0.7% 205.0% 88.67%

Top 10 Holdings

  1. Microsoft Corporation 4.19%
  2. Linde PLC (United Kingdom) 4.16%
  3. First American Treasury Obligations Fund - Class X 3.61%
  4. Apple, Inc. 3.44%
  5. Amazon.com, Inc. 3.23%
  6. Alphabet, Inc. - Class A 3.20%
  7. Diamondback Energy, Inc. 3.10%
  8. Palo Alto Networks, Inc. 2.97%
  9. Blackrock Inc. 2.87%
  10. Chart Industries, Inc. 2.87%

Asset Allocation

Weighting Return Low Return High WSACX % Rank
Stocks
96.36% 0.00% 130.05% 86.17%
Cash
3.64% -1.50% 173.52% 13.49%
Preferred Stocks
0.00% 0.00% 7.84% 91.48%
Other
0.00% -43.49% 59.52% 86.26%
Convertible Bonds
0.00% 0.00% 1.94% 89.10%
Bonds
0.00% 0.00% 104.15% 90.30%

Stock Sector Breakdown

Weighting Return Low Return High WSACX % Rank
Basic Materials
15.44% 0.00% 18.91% 0.34%
Industrials
13.85% 0.00% 30.65% 5.32%
Technology
13.52% 0.00% 65.70% 97.47%
Financial Services
13.21% 0.00% 43.06% 21.37%
Energy
12.01% 0.00% 41.09% 1.94%
Healthcare
11.83% 0.00% 39.76% 57.18%
Consumer Cyclical
6.27% 0.00% 62.57% 96.03%
Consumer Defense
4.94% 0.00% 25.50% 32.69%
Communication Services
4.70% 0.00% 66.40% 90.54%
Real Estate
2.29% 0.00% 16.05% 25.17%
Utilities
1.95% 0.00% 16.07% 8.78%

Stock Geographic Breakdown

Weighting Return Low Return High WSACX % Rank
US
96.36% 0.00% 130.05% 72.60%
Non US
0.00% 0.00% 78.10% 93.51%

WSACX - Expenses

Operational Fees

WSACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.34% 0.01% 19.54% 25.36%
Management Fee 1.00% 0.00% 1.50% 98.31%
12b-1 Fee N/A 0.00% 1.00% 18.03%
Administrative Fee N/A 0.01% 1.02% 84.81%

Sales Fees

WSACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.25% 8.50% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

WSACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

WSACX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 45.90% 0.00% 316.74% 63.36%

WSACX - Distributions

Dividend Yield Analysis

WSACX Category Low Category High WSACX % Rank
Dividend Yield 0.35% 0.00% 28.34% 32.94%

Dividend Distribution Analysis

WSACX Category Low Category High Category Mod
Dividend Distribution Frequency None Annually Annual Annual

Net Income Ratio Analysis

WSACX Category Low Category High WSACX % Rank
Net Income Ratio -0.64% -6.13% 3.48% 72.65%

Capital Gain Distribution Analysis

WSACX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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WSACX - Fund Manager Analysis

Managers

Alexander L.M. Cripps


Start Date

Tenure

Tenure Rank

Mar 29, 2016

6.18

6.2%

Mr. Cripps is a Portfolio Manager, Analyst and Member of the Investment Policy Committee of CMA since 2010 and has been affiliated with CMA since 2005.

W. Jameson McFadden


Start Date

Tenure

Tenure Rank

Mar 29, 2016

6.18

6.2%

Mr. McFadden has been the President of CMA since January 1, 2014, and has been affiliated with CMA since 2006. Mr. McFadden is also Managing Member of Wellington Shields & Co., LLC (“WSC”), the distributor for the Funds.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 54.45 8.2 3.08