Ivy Small Cap Growth A

Snapshot

Compare

Profile

Performance

WSGAX - Snapshot

Vitals

YTD Return 5.7%
3 Yr Annualized Return 19.7%
5 Yr Annualized Return 20.4%
Net Assets $3.07 B
Holdings in Top 10 25.3%

52 WEEK LOW AND HIGH

$22.74

$15.00

$24.39

Expenses

OPERATING RELATED FEES

Expense Ratio 1.31%

SALES FEES

Front Load 3.50%
Deferred Load N/A

BROKERAGE FEES

Turnover 40.00%

TRADING FEES

Max Redemption Fee N/A

Min Investment

Standard (Taxable) $750
IRA N/A

Fund Classification

Primary Theme
U.S. Small-Cap Growth Equity
Fund Type Open End Mutual Fund
Investment Style Small Growth

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Vanguard Small Cap Growth Index Fund

Fund

$77.54

-0.67%

$36.57 B

$0.00

3.11%

0.19%

Vanguard Small Cap Growth Index Fund

VBK | ETF

$275.43

-0.75%

$36.57 B

0.30%

$0.82

2.13%

0.07%

Vanguard Explorer Fund

Fund

$141.38

-0.26%

$22.97 B

0.11%

$0.16

9.85%

0.41%

Neuberger Berman Genesis Fund

Fund

$76.53

-0.05%

$12.73 B

$0.00

8.72%

1.01%

Janus Henderson Triton Fund

Fund

$39.54

-0.13%

$12.55 B

$0.00

2.75%

0.76%

WSGAX - Profile

Distributions

YTD Total Return 5.7%
3 Yr Annualized Total Return 18.3%
5 Yr Annualized Total Return 19.6%
Capital Gain Distribution Frequency Annually
Net Income Ratio -0.87%

DIVIDENDS

Dividend Yield 0.0%
Dividend Distribution Frequency Annually

Fund Details

Legal Name

Ivy Small Cap Growth Fund
Fund Family Name

Ivy Funds
Inception Date

Jul 03, 2000
Shares Outstanding

N/A
Share Class

A
Currency

USD
Domiciled Country

United States
Manager

Timothy Miller

WSGAX - Performance

Return Ranking - Trailing

Period	WSGAX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	5.7%	-83.6%	70.1%	53.49%
1 Yr	67.8%	13.3%	212.7%	58.10%
3 Yr	19.7%*	-4.8%	63.6%	56.79%
5 Yr	20.4%*	0.3%	42.2%	52.56%
10 Yr	13.1%*	-3.4%	21.6%	61.37%

* Annualized

Return Ranking - Calendar

Period	WSGAX Return	Category Return Low	Category Return High	Rank in Category (%)
2020	26.1%	-63.0%	340.3%	54.68%
2019	15.6%	-22.8%	42.9%	79.09%
2018	-17.9%	-76.3%	13.6%	53.94%
2017	10.8%	-52.6%	37.0%	66.67%
2016	6.8%	-56.6%	25.6%	50.61%

Total Return Ranking - Trailing

Period	WSGAX Return	Category Return Low	Category Return High	Rank in Category (%)
YTD	5.7%	-83.5%	70.1%	53.49%
1 Yr	62.0%	10.5%	212.7%	74.56%
3 Yr	18.3%*	-6.0%	63.6%	65.41%
5 Yr	19.6%*	-0.9%	42.2%	56.92%
10 Yr	12.7%*	-3.7%	21.6%	67.96%

* Annualized

Total Return Ranking - Calendar

Period	WSGAX Return	Category Return Low	Category Return High	Rank in Category (%)
2020	26.1%	-63.0%	340.3%	54.68%
2019	15.6%	-22.8%	42.9%	79.09%
2018	-17.9%	-54.2%	14.5%	65.67%
2017	10.8%	-8.4%	42.0%	87.67%
2016	6.8%	-56.6%	31.4%	68.16%

NAV & Total Return History

WSGAX - Holdings

Concentration Analysis

	WSGAX	Category Low	Category High	WSGAX % Rank
Net Assets	3.07 B	230 K	36.6 B	24.01%
Number of Holdings	86	6	1266	69.98%
Net Assets in Top 10	773 M	64 K	4.01 B	20.38%
Weighting of Top 10	25.27%	2.9%	100.0%	28.48%

Top 10 Holdings

Vericel Corp 3.35%
Five9 Inc 3.09%
State Street Instl US Govt MMkt Premier 3.01%
Wingstop Inc 2.73%
The Brink's Co 2.68%
CareDx Inc 2.50%
Installed Building Products Inc 2.38%
PetIQ Inc Class A 2.31%
Varonis Systems Inc 2.25%
Monolithic Power Systems Inc 2.20%

Asset Allocation

	Weighting	Return Low	Return High	WSGAX % Rank
Stocks	97.01%	49.24%	100.52%	72.35%
Cash	3.42%	-1.88%	23.24%	21.17%
Preferred Stocks	0.00%	0.00%	2.00%	91.00%
Convertible Bonds	0.00%	0.00%	0.07%	90.68%
Bonds	0.00%	-0.03%	1.74%	90.05%
Other	-0.43%	-2.51%	49.68%	98.74%

Stock Sector Breakdown

	Weighting	Return Low	Return High	WSGAX % Rank
Healthcare	27.61%	0.01%	61.09%	47.87%
Technology	26.98%	6.88%	74.93%	31.75%
Industrials	17.60%	0.00%	34.65%	40.44%
Consumer Cyclical	16.10%	0.00%	32.98%	20.22%
Financial Services	6.07%	0.00%	44.42%	51.66%
Communication Services	2.68%	0.00%	19.61%	36.81%
Consumer Defense	2.53%	0.00%	17.44%	70.62%
Basic Materials	0.44%	0.00%	10.61%	79.15%
Utilities	0.00%	0.00%	3.92%	93.36%
Real Estate	0.00%	0.00%	24.53%	96.84%
Energy	0.00%	0.00%	6.17%	96.52%

Stock Geographic Breakdown

	Weighting	Return Low	Return High	WSGAX % Rank
US	95.80%	32.21%	100.05%	39.34%
Non US	1.21%	0.00%	41.45%	80.73%

WSGAX - Expenses

Operational Fees

	WSGAX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Expense Ratio	1.31%	0.01%	23.73%	43.59%
Management Fee	0.83%	0.05%	1.50%	56.96%
12b-1 Fee	0.25%	0.00%	1.00%	62.05%
Administrative Fee	N/A	0.01%	0.40%	2.43%

Sales Fees

	WSGAX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Front Load	3.50%	2.50%	5.75%	96.43%
Deferred Load	N/A	1.00%	5.50%	N/A

Trading Fees

	WSGAX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Max Redemption Fee	N/A	1.00%	2.00%	N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

	WSGAX Fees (% of AUM)	Category Return Low	Category Return High	Rank in Category (%)
Turnover	40.00%	0.00%	442.00%	30.65%

WSGAX - Distributions

Dividend Yield Analysis

	WSGAX	Category Low	Category High	WSGAX % Rank
Dividend Yield	0.00%	0.00%	7.60%	91.00%

Dividend Distribution Analysis

	WSGAX	Category Low	Category High	Category Mod
Dividend Distribution Frequency	Annually	Annually	Annually	Annually

Net Income Ratio Analysis

	WSGAX	Category Low	Category High	WSGAX % Rank
Net Income Ratio	-0.87%	-8.87%	1.48%	70.43%

Capital Gain Distribution Analysis

	WSGAX	Category Low	Category High	Capital Mode
Capital Gain Distribution Frequency	Annually	Annually	Annually	Annually

Dividend Payout History

Date	Amount

View More +

WSGAX - Fund Manager Analysis

Managers

Timothy Miller

Start Date

Tenure

Tenure Rank

Apr 01, 2010

11.09

11.1%

Mr. Miller, CFA, is Senior Vice President of IICO, and Vice President of and portfolio manager for another investment company for which IICO serves as investment manager. He joined IICO in February 2008 and has served as the portfolio manager for investment companies managed by IICO (or its affiliates) since March 2008. Previous employment included serving as the Chief Investment Officer of Invesco Funds Group, Inc., and as the Chief Investment Officer of the Denver Investment Center of Invesco North America. Mr. Miller holds a BS degree in Business Administration from St. Louis University.

Bradley Halverson

Start Date

Tenure

Tenure Rank

Oct 01, 2016

4.58

4.6%

Brad Halverson is co-portfolio manager of the small cap growth product suite of mutual funds and institutional accounts. He was named co-portfolio manager of the product suite in 2016. Mr. Halverson joined the organization in 2008 as an equity investment analyst on the Small Cap Growth team. He was appointed assistant vice president in 2013 and vice president in 2015. He was named assistant portfolio manager of small cap growth institutional accounts, serving in the role from 2014 to 2016. He was appointed senior vice president in 2018. Prior to joining the firm, Mr. Halverson was associated with Northpointe Capital as an equity analyst responsible for researching growth stocks across micro, small, and mid cap portfolios. From 2002 to 2004 he was an associate in health care investment banking for A.G. Edwards & Sons, Inc. He was affiliated with PricewaterhouseCoopers, LLP in positions of increasing responsibility from 1995 through 2000, culminating as a manager in business advisory services. Mr. Halverson graduated from Brigham Young University in 1995 with a BS and MS in Accounting. He earned an MBA with an emphasis in Finance and Corporate Strategy from the University of Michigan in 2002. Mr. Halverson is a CFA charterholder. He is a member of the CFA Institute. He is a former Certified Public Accountant (CPA).

Kenneth McQuade

Start Date

Tenure

Tenure Rank

Oct 01, 2016

4.58

4.6%

Kenneth G. McQuade was named co portfolio manager of the small cap growth product suit in 2016. He was sole portfolio manager of Ivy VIP Small Growth from 2016 to 2016. Mr. McQuade joined Waddell & Reed in 1997 as an investment analyst. He was an assistant portfolio manager of separately managed small cap accounts from August 2003 until March 2010. Mr. McQuade is Senior Vice President of WRIMCO and IICO and Vice President of the Trust. He earned a BS degree in finance from Bradley University.

Tenure Analysis

Category Low	Category High	Category Average	Category Mode
0.04	29.35	8.44	4.17

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Ivy Small Cap Growth A

WSGAX - Snapshot

Vitals

52 WEEK LOW AND HIGH

Expenses

OPERATING RELATED FEES

SALES FEES

BROKERAGE FEES

TRADING FEES

Min Investment

Fund Classification

WSGAX - Profile

Distributions

Fund Details

WSGAX - Performance

Return Ranking - Trailing

Return Ranking - Calendar

Total Return Ranking - Trailing

Total Return Ranking - Calendar

NAV & Total Return History

WSGAX - Holdings

Concentration Analysis

Top 10 Holdings

Asset Allocation

Stock Sector Breakdown

Stock Geographic Breakdown

WSGAX - Expenses

Operational Fees

Sales Fees

Trading Fees

Related Fees

WSGAX - Distributions

Dividend Yield Analysis

Dividend Distribution Analysis

Net Income Ratio Analysis

Capital Gain Distribution Analysis

Dividend Payout History

WSGAX - Fund Manager Analysis

Managers

Timothy Miller

Bradley Halverson

Kenneth McQuade

Tenure Analysis

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