YOVIX: Yorktown Small-Cap Institutional

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YOVIX Yorktown Small-Cap Institutional


Profile

YOVIX - Profile

Vitals

  • YTD Return 4.3%
  • 3 Yr Annualized Return 1.3%
  • 5 Yr Annualized Return N/A
  • Net Assets $33.5 M
  • Holdings in Top 10 32.6%

52 WEEK LOW AND HIGH

$12.73
$11.25
$12.73

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.63%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 42.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 4.3%
  • 3 Yr Annualized Total Return 1.3%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.10%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Yorktown Small-Cap Fund
  • Fund Family Name
    Yorktown Funds
  • Inception Date
    May 09, 2016
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael Borgen

Fund Description

The fund seeks to achieve its investment objective by investing in U.S. listed securities with market capitalization within the range of the targeted benchmark, the Russell 2000 Growth Index. Under normal circumstances, it invests at least 80% of its assets (plus the amount of any borrowings for investment purposes) in small cap companies. The fund may hold up to 15% of its assets in American Depositary Receipts (ADRs). Typically, it invests in approximately 40-60 stocks that pass the Investment Manager's stringent quantitative and fundamental criteria.


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Categories

Performance

YOVIX - Performance

Return Ranking - Trailing

Period YOVIX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.3% -7.6% 4.7% 1.28%
1 Yr 7.3% -94.4% 32.4% 26.16%
3 Yr 1.3%* -64.7% 11.2% 24.16%
5 Yr N/A* -44.4% 42.2% N/A
10 Yr N/A* -16.2% 19.3% N/A

* Annualized

Return Ranking - Calendar

Period YOVIX Return Category Return Low Category Return High Rank in Category (%)
2019 20.3% -94.0% 48.3% 46.30%
2018 -8.8% -67.3% 0.1% 1.35%
2017 -7.3% -36.3% 36.3% 94.04%
2016 N/A -36.7% 34.1% N/A
2015 N/A -48.0% 336.8% N/A

Total Return Ranking - Trailing

Period YOVIX Return Category Return Low Category Return High Rank in Category (%)
YTD 4.3% -7.6% 4.7% 1.28%
1 Yr 7.3% -94.4% 32.4% 26.16%
3 Yr 1.3%* -64.1% 15.5% 51.36%
5 Yr N/A* -42.7% 44.7% N/A
10 Yr N/A* -13.2% 20.3% N/A

* Annualized

Total Return Ranking - Calendar

Period YOVIX Return Category Return Low Category Return High Rank in Category (%)
2019 20.3% -94.0% 48.3% 46.30%
2018 -8.8% -67.1% 0.1% 5.53%
2017 -7.3% -26.8% 52.6% 97.26%
2016 N/A -24.6% 34.1% N/A
2015 N/A -48.0% 341.1% N/A

NAV & Total Return History


Holdings

YOVIX - Holdings

Concentration Analysis

YOVIX Category Low Category High YOVIX % Rank
Net Assets 33.5 M 937 K 96.8 B 88.64%
Number of Holdings 49 1 2492 93.61%
Net Assets in Top 10 11.1 M 82.9 K 3.17 B 82.67%
Weighting of Top 10 32.63% 2.7% 244.2% 11.22%

Top 10 Holdings

  1. Fabrinet 3.82%
  2. Mesa Laboratories Inc 3.67%
  3. Choice Hotels International Inc 3.47%
  4. Wingstop Inc 3.35%
  5. LPL Financial Holdings Inc 3.26%
  6. AudioCodes Ltd 3.25%
  7. Paycom Software Inc 3.09%
  8. Novanta Inc 3.02%
  9. Morningstar Inc 2.94%
  10. TechTarget Inc 2.76%

Asset Allocation

Weighting Return Low Return High YOVIX % Rank
Stocks
97.29% 86.99% 103.54% 67.61%
Cash
2.70% -89.32% 13.75% 33.10%
Preferred Stocks
0.00% 0.00% 1.03% 76.70%
Other
0.00% -9.98% 23.33% 76.56%
Convertible Bonds
0.00% 0.00% 2.54% 75.85%
Bonds
0.00% 0.00% 63.84% 77.41%

Stock Sector Breakdown

Weighting Return Low Return High YOVIX % Rank
Technology
24.55% 0.00% 45.53% 3.58%
Consumer Cyclical
21.17% 0.00% 37.33% 3.30%
Financial Services
15.23% 0.00% 44.90% 78.37%
Industrials
10.75% 6.72% 49.72% 97.71%
Healthcare
7.20% 0.00% 34.18% 72.49%
Communication Services
5.96% 0.00% 18.99% 5.30%
Utilities
4.48% 0.00% 23.96% 15.19%
Real Estate
4.23% 0.00% 21.15% 83.81%
Consumer Defense
2.92% 0.00% 15.01% 72.78%
Energy
1.93% -0.10% 26.16% 81.66%
Basic Materials
1.57% 0.00% 20.42% 91.12%

Stock Geographic Breakdown

Weighting Return Low Return High YOVIX % Rank
US
90.40% 81.88% 100.46% 87.36%
Non US
6.89% 0.00% 16.73% 6.53%

Expenses

YOVIX - Expenses

Operational Fees

YOVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.63% 0.01% 7.45% 20.85%
Management Fee 0.90% 0.00% 1.50% 82.34%
12b-1 Fee 0.00% 0.00% 1.00% 17.14%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

YOVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

YOVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

YOVIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 42.00% 0.25% 436.00% 47.07%

Distributions

YOVIX - Distributions

Dividend Yield Analysis

YOVIX Category Low Category High YOVIX % Rank
Dividend Yield 0.00% 0.00% 7.32% 77.95%

Dividend Distribution Analysis

YOVIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

YOVIX Category Low Category High YOVIX % Rank
Net Income Ratio 0.10% -4.91% 2.35% 65.66%

Capital Gain Distribution Analysis

YOVIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

YOVIX - Fund Manager Analysis

Managers

Michael Borgen


Start Date

Tenure

Tenure Rank

Oct 24, 2017

2.27

2.3%

Michael J. Borgen began his career in asset management in 1996, as a Quantitative Research Analyst, with industry renown quantitative investment manager Navellier & Associates. Michael’s focus and forte was in developing new and enhancing existing proprietary investment selection models for the firm’s flagship products, the Small and Small to Mid-Cap Growth strategies. A year after beginning his career, Michael developed a Small Cap Value strategy and was entrusted with managing it from December 1997 to August 2002. Subsequently, in 1998 and 2003, Michael took over management of the Mid-Cap Growth and Small Cap Growth strategies, respectively, and continued to manage these strategies for the remainder of his time at Navellier. Additionally, in 2006 and 2009, respectively, Michael created the Large Cap Core and Covered Call strategies for Navellier. Lastly, Michael concluded his career with Navellier in November of 2014 as Senior Portfolio Manager. Following a nearly two-decade long career with Navellier & Associates, Michael established Sapphire Star Capital LLC in early 2015. Currently, Sapphire Star Capital sub-advises on Navellier & Associates domestic Small, Mid, and Large Cap Growth Portfolios as well as its Covered Call Strategies. In addition, Sapphire Star Capital debuted its first Equity Long/Short product in July 2015, which is available to accredited investors who are qualified clients. Michael graduated from the University of Nevada with a M.S. in Economics and a B.S. in Finance. Michael currently holds a series 65 securities license.

James O'Leary


Start Date

Tenure

Tenure Rank

Jul 26, 2019

0.52

0.5%

Chief Invwstment Officer has over 30 years experience in the investment advisory arena starting with MPT Associates and has been managing international porfolios since 1999. Prior to joining NAI in1996, Mr. O'Leary was Maanging Director at Lexingotn Management Corporatio, he was Vice Presdient at Federated Investment Counseling. Mr. OLeary received a B.S. in business admisitration from Bowling Green State Univeristy and earned and MBA in marketing and finance from the Unversity of Cincinnati. Mr O'Leary is also a Chartered Financial Anayst (CFA).

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 47.28 6.56 0.25