Name
As of 11/20/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
8.8%
1 yr return
21.0%
3 Yr Avg Return
5.1%
5 Yr Avg Return
11.3%
Net Assets
$1.77 B
Holdings in Top 10
26.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.39%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 1.00%
Redemption Fee 2.00%
Min Investment
Standard (Taxable)
$1,000
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 11/20/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
GABSX - Profile
Distributions
- YTD Total Return 8.8%
- 3 Yr Annualized Total Return 5.1%
- 5 Yr Annualized Total Return 11.3%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.09%
- Dividend Yield 0.2%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameTHE GABELLI SMALL CAP GROWTH FUND
-
Fund Family NameGabelli Fund Complex
-
Inception DateOct 22, 1991
-
Shares OutstandingN/A
-
Share ClassA
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerMario Gabelli
Fund Description
Under normal market conditions, the Small Cap Growth Fund invests at least 80% of its net assets in equity securities of U.S. and non-U.S. companies that are considered to be small companies at the time the Small Cap Growth Fund makes its investment. The Small Cap Growth Fund invests primarily in the common stocks of companies which Gabelli Funds, LLC, the Small Cap Growth Fund’s adviser (the “Adviser”), believes are likely to have rapid growth in revenues and above average rates of earnings growth. The Adviser currently characterizes small capitalization companies for the Small Cap Growth Fund as those with total common stock market values of $3 billion or less at the time of investment.
In selecting investments for the Small Cap Growth Fund, the Adviser seeks issuers with a dominant market share or niche franchise in growing and/or consolidating industries. The Adviser considers for purchase the stocks of small capitalization (capitalization is the price per share multiplied by the number of shares outstanding) companies with experienced management, strong balance sheets, and rising free cash flow and earnings. The Adviser’s goal is to invest long term in the stocks of companies trading at reasonable market valuations relative to perceived economic worth.
Frequently, smaller companies exhibit one or more of the following traits:
| ● | New products or technologies |
| ● | New distribution methods |
| ● | Rapid changes in industry conditions due to regulatory or other developments |
| ● | Changes in management or similar characteristics that may result not only in expected growth in revenues but in an accelerated or above average rate of earnings growth, which would usually be reflected in capital appreciation. |
In addition, because smaller companies are less actively followed by stock analysts and less information is available on which to base stock price evaluations, the market may overlook favorable trends in particular smaller growth companies and then adjust its valuation more quickly once investor interest is gained.
GABSX - Performance
Return Ranking - Trailing
| Period | GABSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 8.8% | -3.6% | 37.7% | 91.51% |
| 1 Yr | 21.0% | 0.0% | 47.7% | 92.45% |
| 3 Yr | 5.1%* | -14.0% | 42.6% | 19.50% |
| 5 Yr | 11.3%* | -12.6% | 34.1% | 26.00% |
| 10 Yr | 8.7%* | -2.9% | 18.1% | 36.02% |
* Annualized
Return Ranking - Calendar
| Period | GABSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 10.4% | -19.9% | 29.0% | 71.59% |
| 2022 | -20.0% | -59.3% | 118.2% | 41.14% |
| 2021 | 10.0% | -31.6% | 39.3% | 53.38% |
| 2020 | -8.4% | -51.0% | 39.5% | 96.83% |
| 2019 | -0.3% | -5.6% | 37.8% | 98.34% |
Total Return Ranking - Trailing
| Period | GABSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 8.8% | -3.6% | 37.7% | 91.51% |
| 1 Yr | 21.0% | 0.0% | 47.7% | 92.45% |
| 3 Yr | 5.1%* | -14.0% | 42.6% | 19.50% |
| 5 Yr | 11.3%* | -12.6% | 34.1% | 26.00% |
| 10 Yr | 8.7%* | -2.9% | 18.1% | 36.02% |
* Annualized
Total Return Ranking - Calendar
| Period | GABSX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 21.3% | -11.7% | 31.8% | 7.58% |
| 2022 | -12.5% | -45.2% | 123.7% | 16.57% |
| 2021 | 25.3% | 0.0% | 45.6% | 37.91% |
| 2020 | 13.7% | -50.5% | 46.9% | 45.44% |
| 2019 | 21.5% | 2.2% | 40.9% | 82.61% |
NAV & Total Return History
GABSX - Holdings
Concentration Analysis
| GABSX | Category Low | Category High | GABSX % Rank | |
|---|---|---|---|---|
| Net Assets | 1.77 B | 555 K | 145 B | 18.64% |
| Number of Holdings | 415 | 2 | 2445 | 31.64% |
| Net Assets in Top 10 | 451 M | 124 K | 9.87 B | 12.62% |
| Weighting of Top 10 | 26.01% | 3.1% | 100.1% | 23.44% |
Top 10 Holdings
- KKR Co Inc 4.04%
- AMETEK Inc 3.72%
- Mueller Industries Inc 3.07%
- Crane Co 2.97%
- Lennar Corp 2.78%
- GATX Corp 2.62%
- Graco Inc 1.90%
- Textron Inc 1.65%
- Herc Holdings Inc 1.65%
- Modine Manufacturing Co 1.62%
Asset Allocation
| Weighting | Return Low | Return High | GABSX % Rank | |
|---|---|---|---|---|
| Stocks | 96.14% | 7.51% | 107.74% | 83.05% |
| Bonds | 2.94% | 0.00% | 87.66% | 3.39% |
| Cash | 0.76% | 0.00% | 42.24% | 71.94% |
| Preferred Stocks | 0.16% | 0.00% | 6.06% | 2.07% |
| Other | 0.00% | -0.07% | 49.08% | 75.14% |
| Convertible Bonds | 0.00% | 0.00% | 3.17% | 58.30% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | GABSX % Rank | |
|---|---|---|---|---|
| Industrials | 37.42% | 2.46% | 37.42% | 0.57% |
| Consumer Cyclical | 21.48% | 0.99% | 47.79% | 1.52% |
| Consumer Defense | 7.99% | 0.00% | 18.87% | 4.76% |
| Communication Services | 7.55% | 0.00% | 14.85% | 3.05% |
| Healthcare | 6.05% | 0.00% | 26.53% | 90.29% |
| Financial Services | 4.85% | 0.00% | 35.52% | 99.05% |
| Real Estate | 4.49% | 0.00% | 29.43% | 80.57% |
| Basic Materials | 4.06% | 0.00% | 18.66% | 65.52% |
| Technology | 3.02% | 0.00% | 43.95% | 99.24% |
| Energy | 2.07% | 0.00% | 37.72% | 84.76% |
| Utilities | 1.02% | 0.00% | 18.58% | 82.48% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | GABSX % Rank | |
|---|---|---|---|---|
| US | 90.75% | 2.58% | 107.74% | 95.29% |
| Non US | 5.40% | 0.00% | 97.07% | 3.01% |
Bond Sector Breakdown
| Weighting | Return Low | Return High | GABSX % Rank | |
|---|---|---|---|---|
| Corporate | 0.04% | 0.00% | 100.00% | 10.30% |
| Derivative | 0.00% | -0.07% | 5.65% | 68.74% |
| Cash & Equivalents | 0.00% | 0.00% | 100.00% | 95.29% |
| Securitized | 0.00% | 0.00% | 8.22% | 56.83% |
| Municipal | 0.00% | 0.00% | 0.15% | 56.24% |
| Government | 0.00% | 0.00% | 38.56% | 57.43% |
Bond Geographic Breakdown
| Weighting | Return Low | Return High | GABSX % Rank | |
|---|---|---|---|---|
| US | 2.94% | 0.00% | 73.68% | 3.39% |
| Non US | 0.00% | 0.00% | 13.98% | 57.44% |
GABSX - Expenses
Operational Fees
| GABSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 1.39% | 0.01% | 38.30% | 24.20% |
| Management Fee | 1.00% | 0.00% | 1.50% | 94.90% |
| 12b-1 Fee | 0.25% | 0.00% | 1.00% | 50.61% |
| Administrative Fee | N/A | 0.01% | 0.45% | N/A |
Sales Fees
| GABSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 3.50% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
| GABSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | 2.00% | 1.00% | 2.00% | 42.22% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| GABSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 1.00% | 1.00% | 314.00% | 0.66% |
GABSX - Distributions
Dividend Yield Analysis
| GABSX | Category Low | Category High | GABSX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.17% | 0.00% | 42.47% | 4.33% |
Dividend Distribution Analysis
| GABSX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annual | Annually | SemiAnnual | Annual |
Net Income Ratio Analysis
| GABSX | Category Low | Category High | GABSX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 0.09% | -2.40% | 2.49% | 56.19% |
Capital Gain Distribution Analysis
| GABSX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Oct 17, 2023 | $0.079 | OrdinaryDividend |
| Oct 17, 2023 | $0.014 | CapitalGainShortTerm |
| Oct 17, 2023 | $3.539 | CapitalGainLongTerm |
| Nov 28, 2022 | $3.610 | OrdinaryDividend |
| Nov 26, 2021 | $0.046 | OrdinaryDividend |
| Nov 26, 2021 | $0.004 | CapitalGainShortTerm |
| Nov 26, 2021 | $6.340 | CapitalGainLongTerm |
| Nov 20, 2020 | $9.560 | CapitalGainLongTerm |
| Nov 19, 2019 | $0.071 | OrdinaryDividend |
| Nov 19, 2019 | $0.016 | CapitalGainShortTerm |
| Nov 19, 2019 | $9.946 | CapitalGainLongTerm |
| Nov 28, 2018 | $0.018 | CapitalGainShortTerm |
| Nov 28, 2018 | $2.108 | CapitalGainLongTerm |
| Nov 28, 2018 | $0.091 | OrdinaryDividend |
| Nov 28, 2017 | $0.071 | CapitalGainShortTerm |
| Nov 28, 2017 | $3.049 | CapitalGainLongTerm |
| Nov 28, 2016 | $0.037 | CapitalGainShortTerm |
| Nov 28, 2016 | $1.951 | CapitalGainLongTerm |
| Nov 24, 2015 | $1.722 | CapitalGainLongTerm |
| Nov 25, 2014 | $0.919 | CapitalGainLongTerm |
| Nov 26, 2013 | $0.014 | CapitalGainShortTerm |
| Nov 26, 2013 | $1.405 | CapitalGainLongTerm |
| Dec 27, 2012 | $0.092 | ExtraDividend |
| Nov 28, 2012 | $0.070 | CapitalGainShortTerm |
| Nov 28, 2012 | $0.765 | CapitalGainLongTerm |
| Nov 28, 2012 | $0.163 | OrdinaryDividend |
| Nov 28, 2011 | $0.007 | CapitalGainShortTerm |
| Nov 28, 2011 | $0.747 | CapitalGainLongTerm |
| Sep 28, 2009 | $0.021 | CapitalGainShortTerm |
| Nov 26, 2008 | $0.070 | CapitalGainShortTerm |
| Nov 26, 2008 | $1.362 | CapitalGainLongTerm |
| Nov 28, 2007 | $0.065 | CapitalGainShortTerm |
| Nov 28, 2007 | $1.480 | CapitalGainLongTerm |
| Dec 20, 2006 | $2.450 | CapitalGainLongTerm |
| Dec 20, 2005 | $0.027 | CapitalGainShortTerm |
| Dec 20, 2005 | $2.030 | CapitalGainLongTerm |
| Dec 20, 2004 | $1.150 | CapitalGainLongTerm |
| Dec 22, 2003 | $0.089 | CapitalGainShortTerm |
| Dec 22, 2003 | $0.083 | CapitalGainLongTerm |
| Dec 20, 2002 | $0.009 | CapitalGainShortTerm |
| Dec 20, 2002 | $0.243 | CapitalGainLongTerm |
| Dec 20, 2002 | $0.003 | OrdinaryDividend |
| Dec 20, 2001 | $0.154 | CapitalGainShortTerm |
| Dec 20, 2001 | $0.192 | CapitalGainLongTerm |
| Dec 20, 2001 | $0.014 | OrdinaryDividend |
| Dec 21, 2000 | $0.055 | OrdinaryDividend |
| Dec 21, 2000 | $0.290 | CapitalGainShortTerm |
| Dec 21, 2000 | $4.437 | CapitalGainLongTerm |
| Dec 21, 1999 | $0.141 | CapitalGainShortTerm |
| Dec 21, 1999 | $2.321 | CapitalGainLongTerm |
| Dec 22, 1998 | $0.534 | CapitalGainLongTerm |
| Sep 30, 1997 | $0.070 | OrdinaryDividend |
| Sep 30, 1997 | $0.480 | CapitalGainShortTerm |
| Sep 30, 1997 | $2.107 | CapitalGainLongTerm |
| Dec 27, 1996 | $2.160 | CapitalGainLongTerm |
| Dec 31, 1992 | $0.185 | OrdinaryDividend |
GABSX - Fund Manager Analysis
Managers
Mario Gabelli
Start Date
Tenure
Tenure Rank
Oct 22, 1991
30.63
30.6%
Mario Gabelli is the Founder, Chairman and Chief Investment Officer. Mr. Gabelli is one of the most respected investors in the United States and is a leading proponent of value investing. His proprietary Private Market Value with a Catalyst™ methodology has become an analytical standard in the value investing community. He holds an MBA from Columbia University Graduate School of Business, and is a summa cum laude BS graduate from Fordham University. Mr. Gabelli is a Chartered Financial Analyst. He is a member of the board of overseers of Columbia University Graduate School of Business.
Gordon Grender
Start Date
Tenure
Tenure Rank
Feb 01, 2021
1.33
1.3%
Grender has been associated with Global Asset Management since 1983 . Currently, he serves as director of GAM International Management Limited. Prior to joining GAM, he was with Kitcat and Aitken, London. He has been actively involved in fund management in North American stock markets since 1974.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.08 | 49.61 | 7.18 | 2.58 |