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Name

As of 12/27/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

First Trust Global Wind Energy ETF

FAN | ETF

$14.90

$162 M

0.67%

$0.10

0.64%

Vitals

YTD Return

-8.3%

1 yr return

-8.3%

3 Yr Avg Return

-8.1%

5 Yr Avg Return

1.9%

Net Assets

$162 M

Holdings in Top 10

52.8%

52 WEEK LOW AND HIGH

$15.1
$14.80
$18.06

Expenses

OPERATING FEES

Expense Ratio 0.64%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Exchange Traded Fund

Name

As of 12/27/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

First Trust Global Wind Energy ETF

FAN | ETF

$14.90

$162 M

0.67%

$0.10

0.64%

FAN - Profile

Distributions

  • YTD Total Return -8.3%
  • 3 Yr Annualized Total Return -8.1%
  • 5 Yr Annualized Total Return 1.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.34%
DIVIDENDS
  • Dividend Yield 0.7%
  • Dividend Distribution Frequency None

Fund Details

  • Legal Name
    First Trust Global Wind Energy ETF
  • Fund Family Name
    First Trust Advisors L.P.
  • Inception Date
    Jun 16, 2008
  • Shares Outstanding
    16750002
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    David McGarel

Fund Description

The Fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Index is developed, maintained and sponsored by Nasdaq, Inc. (the “Index Provider”). The Index Provider may, from time to time, exercise reasonable discretion as it deems appropriate in order to maintain Index integrity.The Index provides a benchmark for investors interested in tracking public companies throughout the world that are active in the wind energy industry. According to the Index Provider, in order to be eligible for inclusion in the Index, a security must be issued by a company that is actively engaged in some aspect of the wind energy industry, such as the development or management of a wind farm, the production or distribution of electricity generated by wind power, or involvement in the design, manufacture or distribution of machinery or materials designed specifically for the wind energy industry. In addition, in order to be eligible for inclusion in the Index a security must meet the size, float and liquidity requirementsof the Index, be listed on an Index-eligible global exchange and have seasoned on an Index-eligible global exchange for at least three months.According to the Index Provider, the Index allocates an aggregate weight of 60% to companies that are identified as “Pure Play” and an aggregate weight of 40% to those companies determined to be “Diversified.” Pure Play companies are those primarily engaged and actively involved in some aspect of the wind energy industry, with 50% or more of revenues and/or generating assets (energy capacity and/or production) coming from wind-related activities. Diversified companies are those simply involved and engaged in some aspect of the wind energy industry. This is done to ensure that companies that are exclusive to the wind energy industry, which generally have smaller market capitalizations relative to their multi-industry counterparts, are adequately represented in the Index. The Index utilizes a modified market capitalization weighted methodology for each group of companies. The Pure Play companies are weighted so that the five largest Pure Play companies may not exceed 8% each of the entire Index and the remaining Pure Play Companies may not exceed 4% each of the entire Index. No Diversified company may exceed 2% of the entire Index. The Fund may also invest in companies with various market capitalizations, depositary receipts, U.S. dollar denominated and non-U.S. dollar denominated securities.The Index is rebalanced and reconstituted semi-annually and the Fund will make corresponding changes to its portfolio shortly after the Index changes are made public. The Fund will be concentrated in an industry or a group of industries to the extent that the Index is so concentrated. As of December 31, 2023, the Fund had significant investments in utility companies, industrials companies and European issuers, although this may change from time to time. The Fund's investments will change as the Index changes and, as a result, the Fund may have significant investments in jurisdictions or investment sectors that it may not have had as of December 31, 2023. To the extent the Fund invests a significant portion of its assets in a given jurisdiction or investment sector, the Fund may be exposed to the risks associated with that jurisdiction or investment sector.
Read More

FAN - Performance

Return Ranking - Trailing

Period FAN Return Category Return Low Category Return High Rank in Category (%)
YTD -8.3% -47.9% 100.1% 73.53%
1 Yr -8.3% -47.3% 95.9% 73.53%
3 Yr -8.1%* -47.5% 20.1% 61.76%
5 Yr 1.9%* -25.8% 26.4% 68.75%
10 Yr 6.2%* -0.2% 16.4% 58.82%

* Annualized

Return Ranking - Calendar

Period FAN Return Category Return Low Category Return High Rank in Category (%)
2023 -4.8% -34.8% 38.7% 58.82%
2022 -14.4% -72.7% 8.2% 35.29%
2021 -13.1% -31.7% 27.4% 69.70%
2020 59.1% -29.0% 233.6% 31.25%
2019 27.8% -2.0% 66.0% 44.44%

Total Return Ranking - Trailing

Period FAN Return Category Return Low Category Return High Rank in Category (%)
YTD -8.3% -47.9% 100.1% 73.53%
1 Yr -8.3% -47.3% 95.9% 73.53%
3 Yr -8.1%* -47.5% 20.1% 61.76%
5 Yr 1.9%* -25.8% 26.4% 68.75%
10 Yr 6.2%* -0.2% 16.4% 58.82%

* Annualized

Total Return Ranking - Calendar

Period FAN Return Category Return Low Category Return High Rank in Category (%)
2023 -3.2% -33.0% 39.0% 58.82%
2022 -13.1% -72.7% 8.2% 32.35%
2021 -11.6% -31.7% 28.3% 66.67%
2020 61.2% -28.9% 233.9% 31.25%
2019 31.2% 0.4% 66.5% 40.74%

FAN - Holdings

Concentration Analysis

FAN Category Low Category High FAN % Rank
Net Assets 162 M 3.78 M 31.2 B 70.59%
Number of Holdings 54 20 389 47.06%
Net Assets in Top 10 104 M 2.46 M 5.86 B 73.53%
Weighting of Top 10 52.83% 12.8% 90.3% 55.88%

Top 10 Holdings

  1. Orsted AS 8.62%
  2. EDP Renovaveis SA 7.95%
  3. Vestas Wind Systems A/S 7.22%
  4. Northland Power Inc 6.12%
  5. BOFA SECURITIES INC 4.79%
  6. JP MORGAN SECURITIES LLC 4.60%
  7. China Longyuan Power Group Corp Ltd 3.87%
  8. Boralex Inc 3.56%
  9. Cadeler A/S 3.13%
  10. Nordex SE 2.97%

Asset Allocation

Weighting Return Low Return High FAN % Rank
Stocks 		99.93% 0.00% 101.10% 14.71%
Other 		9.39% -3.86% 91.95% 20.59%
Preferred Stocks 		0.00% 0.00% 45.68% 44.12%
Convertible Bonds 		0.00% 0.00% 3.05% 30.30%
Cash 		0.00% 0.00% 82.22% 94.12%
Bonds 		0.00% 0.00% 97.85% 35.29%

Stock Sector Breakdown

Weighting Return Low Return High FAN % Rank
Utilities 		66.75% 0.00% 85.14% 8.00%
Industrials 		30.69% 0.00% 90.47% 20.00%
Consumer Cyclical 		1.94% 0.00% 34.19% 72.00%
Basic Materials 		0.63% 0.00% 17.92% 56.00%
Technology 		0.00% 0.00% 72.56% 80.00%
Real Estate 		0.00% 0.00% 16.54% 52.00%
Healthcare 		0.00% 0.00% 65.82% 48.00%
Financial Services 		0.00% 0.00% 95.51% 48.00%
Energy 		0.00% 0.00% 32.10% 48.00%
Communication Services 		0.00% 0.00% 16.38% 32.00%
Consumer Defense 		0.00% 0.00% 50.44% 40.00%

Stock Geographic Breakdown

Weighting Return Low Return High FAN % Rank
Non US 		83.75% 0.00% 83.75% 2.94%
US 		16.18% 0.00% 101.10% 82.35%

FAN - Expenses

Operational Fees

FAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.64% 0.41% 5.61% 70.59%
Management Fee 0.40% 0.25% 1.90% 8.82%
12b-1 Fee 0.00% 0.00% 1.00% 16.67%
Administrative Fee N/A 0.03% 0.19% N/A

Sales Fees

FAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.25% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

FAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 124.00% 55.26%

FAN - Distributions

Dividend Yield Analysis

FAN Category Low Category High FAN % Rank
Dividend Yield 0.67% 0.00% 12.45% 32.35%

Dividend Distribution Analysis

FAN Category Low Category High Category Mod
Dividend Distribution Frequency None Annually Quarterly Annual

Net Income Ratio Analysis

FAN Category Low Category High FAN % Rank
Net Income Ratio 1.34% -2.66% 5.19% 23.53%

Capital Gain Distribution Analysis

FAN Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

FAN - Fund Manager Analysis

Managers

David McGarel

Start Date

Tenure

Tenure Rank

Jun 16, 2008

13.96

14.0%

David G. McGarel, CFA, was born in 1966. Mr. McGarel earned a B.S. in Accounting from the University of Notre Dame. He has been with First Trust Advisors L.P. since 1997 and he is a Managing Director, Chief Operating Officer and the Chief Investment Officer. As head of FTA’s Strategy Research Group, Mr. McGarel shall be responsible for developing and implementing quantitative investment strategies for those Funds that have investment policies that require them to follow such strategies, on behalf of the Investment Committee.

Daniel Lindquist

Start Date

Tenure

Tenure Rank

Jun 16, 2008

13.96

14.0%

Daniel J. Lindquist, CFA, was born in 1970. Mr. Lindquist earned a B.A. in Business Economics from Wheaton College and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2004 and is a Managing Director. Mr. Lindquist is the Chairman of the Investment Committee and is responsible for the overall supervision of the Separate Managed Accounts.

Jon Erickson

Start Date

Tenure

Tenure Rank

Jun 16, 2008

13.96

14.0%

Jon C. Erickson, CFA, was born in 1966. Mr. Erickson earned a B.S. in Computer Science from the University of Illinois and has an MBA from the University of Illinois in Finance. He has been with First Trust Advisors L.P. since 1994 and he is a Portfolio Manager and Senior Vice President. As the head of FTA’s Equity Research Group, Mr. Erickson shall be responsible for determining the securities to be purchased and sold by Funds that do not utilize quantitative investment strategies on behalf of the Investment Committee.

Stan Ueland

Start Date

Tenure

Tenure Rank

Jun 16, 2008

13.96

14.0%

Mr. Ueland joined First Trust Advisors as a Vice President in August 2005 and has been a Senior Vice President of First Trust and FTP since September 2012. At First Trust, he plays an important role in executing the investment strategies of each portfolio of exchange-traded funds advised by First Trust. Before joining First Trust, he was vice president of sales at BondWave LLC from May 2004 through August 2005, an account executive for Mina Capital Management LLC and Samaritan Asset Management LLC from January 2003 through May 2004, and a sales consultant at Oracle Corporation from January 1997 through January 2003.

Roger Testin

Start Date

Tenure

Tenure Rank

Jun 16, 2008

13.96

14.0%

Roger F. Testin, CFA, was born in 1966. Mr. Testin earned a B.S. in Accounting from the University of Illinois and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2001 and he is a Portfolio Manager and Senior Vice President. As Product Manager for the VA’s, SMA’s and International Managed Products, Mr. Testin shall be responsible for the daily implementation and execution of the strategies for these product vehicles on behalf of the Investment Committee.

Chris Peterson

Start Date

Tenure

Tenure Rank

Mar 18, 2016

6.21

6.2%

Chris A. Peterson, CFA was born in 1975. Mr. Peterson earned a B.S in Finance from Bradley University and has an MBA from the University of Chicago Booth School of Business with concentrations in Analytic Finance & Accounting. He has been with First Trust Advisors L.P. since 2000. As head of FTA’s Portfolio Advisor’s Strategy Research Group, Mr. Peterson shall be responsible for developing and implementing quantitative equity strategies on behalf of the Investment Committee.

Erik Russo

Start Date

Tenure

Tenure Rank

Feb 01, 2021

1.33

1.3%

Mr. Russo is a Vice President of First Trust. He is responsible for implementing the investment strategies of each portfolio of exchange-traded funds advised by First Trust in his role as a Portfolio Manager. Mr. Russo joined First Trust in January of 2010.

Tenure Analysis

Category Low Category High Category Average Category Mode
1.25 23.1 9.26 22.93

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