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Name

As of 11/01/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

First Trust Nasdaq Semiconductor ETF

FTXL | ETF

$89.55

$1.44 B

0.45%

$0.41

0.60%

Vitals

YTD Return

10.2%

1 yr return

34.0%

3 Yr Avg Return

7.0%

5 Yr Avg Return

18.9%

Net Assets

$1.44 B

Holdings in Top 10

62.7%

52 WEEK LOW AND HIGH

$88.1
$66.76
$107.11

Expenses

OPERATING FEES

Expense Ratio 0.60%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 58.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Exchange Traded Fund

Name

As of 11/01/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

First Trust Nasdaq Semiconductor ETF

FTXL | ETF

$89.55

$1.44 B

0.45%

$0.41

0.60%

FTXL - Profile

Distributions

  • YTD Total Return 10.2%
  • 3 Yr Annualized Total Return 7.0%
  • 5 Yr Annualized Total Return 18.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.40%
DIVIDENDS
  • Dividend Yield 0.5%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    First Trust Nasdaq Semiconductor ETF
  • Fund Family Name
    First Trust Advisors L.P.
  • Inception Date
    Sep 20, 2016
  • Shares Outstanding
    1400002
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Jon Erickson

Fund Description

The Fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Index is owned and is developed, maintained and sponsored by Nasdaq, Inc. (the “Index Provider”). The Index Provider may, from time to time, exercise reasonable discretion as it deems appropriate in order to ensure Index integrity.According to the Index Provider, the Index is designed to provide exposure to the30 to 50 top factor-ranked securities from U.S.semiconductor companies. The Index’s initial selection universe consists of the component securities of the Nasdaq US BenchmarkTM Index that have been classified as comprising either the semiconductors or production technology equipment subsectors according to the Industry Classification Benchmark(the "ICB").According tothe ICB,companies comprising thesesubsectorsinclude producers and distributors of semiconductors and other integrated chips, including other products related to the semiconductor industry, such as semiconductor capital equipment and motherboards and companies involved in the manufacture of high-technology tools and/or equipments that are used in the creation of semiconductors, photonics, wafers,and other high-technology components. The Nasdaq US BenchmarkTM Index is an index seeking to track the performance of small, mid and large capitalizationU.S.companies.The Fund may invest in depositary receipts.After meeting certain size, float and liquidity standards of the Index, the Index Provider then ranks the remaining eligible stocks utilizing a factor model that considers: (1) gross income; (2) return on assets; and (3) momentum. A fourth factor, cash flow, is also considered for tie-breaking situations when other factors are inconclusive. The bottom 25% of stocks based on the aggregate rankings above will be eliminated, subject to a requirement that the Index have a total constituent count between 30 and 50 stocks.The Index assigns security weights based upon cash flow. However, the Index will not assign a security weight of greater than 8% and no more than five securities may be assigned the maximum 8% weight. The excess weight of any capped security is distributed proportionately across the remaining constituent securities. If, after redistribution, any of the five highest ranked securities have a weight of less than 8%, these securities are not capped. Any remaining securities with a weight in excess of 4% are capped at 4% and the excess weight is redistributed proportionally across the remaining constituent securities. If, after the redistribution process, a security has a weight less than 0.50%, weights are redistributed further in the process above such that no security has a weight less than 0.50%. The process is repeated, if necessary, to derive the final weights.The Index is rebalanced and reconstituted semi-annually and the Fund will make corresponding changes to its portfolio shortly after the Index changes are made public. The Fund will be concentrated in an industry or a group of industries to the extent that the Index is so concentrated. As of June 28, 2024, the Index was composed of 31 securities with market capitalization ranges from $3.06 billion to $3.04 trillion. As of June 28, 2024, the Fund had significant investments in information technology companies, although this may change from time to time. The Fund's investments will change as the Index changes and, as a result, the Fund may have significant investments in jurisdictions or investment sectors that it may not have had as of June 28, 2024. To the extent the Fund invests a significant portion of its assets in a given jurisdiction or investment sector, the Fund may be exposed to the risks associated with that jurisdiction or investment sector.
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FTXL - Performance

Return Ranking - Trailing

Period FTXL Return Category Return Low Category Return High Rank in Category (%)
YTD 10.2% -24.1% 40.5% 85.00%
1 Yr 34.0% -11.4% 65.2% 70.91%
3 Yr 7.0%* -36.1% 19.8% 30.56%
5 Yr 18.9%* -10.9% 32.0% 38.19%
10 Yr N/A* 1.2% 26.9% 75.00%

* Annualized

Return Ranking - Calendar

Period FTXL Return Category Return Low Category Return High Rank in Category (%)
2023 53.3% -5.6% 96.9% 31.51%
2022 -34.5% -73.9% -16.4% 25.00%
2021 35.7% -44.6% 51.5% 5.58%
2020 45.1% 5.5% 154.1% 44.78%
2019 60.0% -3.0% 63.7% 4.71%

Total Return Ranking - Trailing

Period FTXL Return Category Return Low Category Return High Rank in Category (%)
YTD 10.2% -24.1% 40.5% 85.00%
1 Yr 34.0% -11.4% 65.2% 70.91%
3 Yr 7.0%* -36.1% 19.8% 30.56%
5 Yr 18.9%* -10.9% 32.0% 38.19%
10 Yr N/A* 1.2% 26.9% N/A

* Annualized

Total Return Ranking - Calendar

Period FTXL Return Category Return Low Category Return High Rank in Category (%)
2023 54.4% -2.3% 96.9% 36.53%
2022 -33.9% -67.5% -5.9% 34.72%
2021 36.0% -17.8% 59.2% 13.95%
2020 46.1% 17.5% 157.5% 61.19%
2019 61.8% 7.5% 66.9% 5.24%

FTXL - Holdings

Concentration Analysis

FTXL Category Low Category High FTXL % Rank
Net Assets 1.44 B 4.67 M 81.2 B 45.70%
Number of Holdings 32 10 321 88.69%
Net Assets in Top 10 998 M 1.67 M 56.8 B 36.65%
Weighting of Top 10 62.68% 13.2% 100.0% 16.74%

Top 10 Holdings

  1. NVIDIA Corp 10.95%
  2. QUALCOMM Inc 8.85%
  3. Broadcom Inc 8.65%
  4. Applied Materials Inc 8.21%
  5. Intel Corp 5.04%
  6. Amkor Technology Inc 4.52%
  7. KLA Corp 4.24%
  8. Analog Devices Inc 4.17%
  9. Texas Instruments Inc 4.08%
  10. Lam Research Corp 3.98%

Asset Allocation

Weighting Return Low Return High FTXL % Rank
Stocks 		99.98% 0.00% 100.77% 9.05%
Cash 		0.05% 0.00% 26.97% 85.07%
Preferred Stocks 		0.00% 0.00% 8.61% 39.37%
Other 		0.00% -0.04% 26.87% 51.13%
Convertible Bonds 		0.00% 0.00% 0.40% 29.41%
Bonds 		0.00% 0.00% 87.98% 28.51%

Stock Sector Breakdown

Weighting Return Low Return High FTXL % Rank
Technology 		97.70% 2.80% 100.00% 7.24%
Healthcare 		2.30% 0.00% 25.57% 27.15%
Utilities 		0.00% 0.00% 5.17% 26.70%
Real Estate 		0.00% 0.00% 15.05% 45.70%
Industrials 		0.00% 0.00% 38.68% 76.47%
Financial Services 		0.00% 0.00% 38.36% 79.19%
Energy 		0.00% 0.00% 1.24% 27.15%
Communication Services 		0.00% 0.00% 97.05% 89.59%
Consumer Defense 		0.00% 0.00% 5.64% 36.20%
Consumer Cyclical 		0.00% 0.00% 32.97% 85.52%
Basic Materials 		0.00% 0.00% 2.38% 34.84%

Stock Geographic Breakdown

Weighting Return Low Return High FTXL % Rank
US 		99.98% 0.00% 100.77% 7.24%
Non US 		0.00% 0.00% 63.81% 61.09%

FTXL - Expenses

Operational Fees

FTXL Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.60% 0.08% 5.04% 81.36%
Management Fee 0.60% 0.03% 1.95% 22.17%
12b-1 Fee 0.00% 0.00% 1.00% 9.84%
Administrative Fee N/A 0.00% 0.50% N/A

Sales Fees

FTXL Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

FTXL Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FTXL Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 58.00% 0.69% 281.00% 71.59%

FTXL - Distributions

Dividend Yield Analysis

FTXL Category Low Category High FTXL % Rank
Dividend Yield 0.45% 0.00% 7.82% 17.65%

Dividend Distribution Analysis

FTXL Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annual Quarterly Annual

Net Income Ratio Analysis

FTXL Category Low Category High FTXL % Rank
Net Income Ratio 0.40% -2.30% 2.08% 9.22%

Capital Gain Distribution Analysis

FTXL Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

FTXL - Fund Manager Analysis

Managers

Jon Erickson

Start Date

Tenure

Tenure Rank

Sep 20, 2016

5.7

5.7%

Jon C. Erickson, CFA, was born in 1966. Mr. Erickson earned a B.S. in Computer Science from the University of Illinois and has an MBA from the University of Illinois in Finance. He has been with First Trust Advisors L.P. since 1994 and he is a Portfolio Manager and Senior Vice President. As the head of FTA’s Equity Research Group, Mr. Erickson shall be responsible for determining the securities to be purchased and sold by Funds that do not utilize quantitative investment strategies on behalf of the Investment Committee.

David McGarel

Start Date

Tenure

Tenure Rank

Sep 20, 2016

5.7

5.7%

David G. McGarel, CFA, was born in 1966. Mr. McGarel earned a B.S. in Accounting from the University of Notre Dame. He has been with First Trust Advisors L.P. since 1997 and he is a Managing Director, Chief Operating Officer and the Chief Investment Officer. As head of FTA’s Strategy Research Group, Mr. McGarel shall be responsible for developing and implementing quantitative investment strategies for those Funds that have investment policies that require them to follow such strategies, on behalf of the Investment Committee.

Chris Peterson

Start Date

Tenure

Tenure Rank

Sep 20, 2016

5.7

5.7%

Chris A. Peterson, CFA was born in 1975. Mr. Peterson earned a B.S in Finance from Bradley University and has an MBA from the University of Chicago Booth School of Business with concentrations in Analytic Finance & Accounting. He has been with First Trust Advisors L.P. since 2000. As head of FTA’s Portfolio Advisor’s Strategy Research Group, Mr. Peterson shall be responsible for developing and implementing quantitative equity strategies on behalf of the Investment Committee.

Daniel Lindquist

Start Date

Tenure

Tenure Rank

Sep 20, 2016

5.7

5.7%

Daniel J. Lindquist, CFA, was born in 1970. Mr. Lindquist earned a B.A. in Business Economics from Wheaton College and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2004 and is a Managing Director. Mr. Lindquist is the Chairman of the Investment Committee and is responsible for the overall supervision of the Separate Managed Accounts.

Stan Ueland

Start Date

Tenure

Tenure Rank

Sep 20, 2016

5.7

5.7%

Mr. Ueland joined First Trust Advisors as a Vice President in August 2005 and has been a Senior Vice President of First Trust and FTP since September 2012. At First Trust, he plays an important role in executing the investment strategies of each portfolio of exchange-traded funds advised by First Trust. Before joining First Trust, he was vice president of sales at BondWave LLC from May 2004 through August 2005, an account executive for Mina Capital Management LLC and Samaritan Asset Management LLC from January 2003 through May 2004, and a sales consultant at Oracle Corporation from January 1997 through January 2003.

Roger Testin

Start Date

Tenure

Tenure Rank

Sep 20, 2016

5.7

5.7%

Roger F. Testin, CFA, was born in 1966. Mr. Testin earned a B.S. in Accounting from the University of Illinois and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2001 and he is a Portfolio Manager and Senior Vice President. As Product Manager for the VA’s, SMA’s and International Managed Products, Mr. Testin shall be responsible for the daily implementation and execution of the strategies for these product vehicles on behalf of the Investment Committee.

Erik Russo

Start Date

Tenure

Tenure Rank

Dec 31, 2020

1.41

1.4%

Mr. Russo is a Vice President of First Trust. He is responsible for implementing the investment strategies of each portfolio of exchange-traded funds advised by First Trust in his role as a Portfolio Manager. Mr. Russo joined First Trust in January of 2010.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 32.43 8.25 1.41

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