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Name

As of 12/20/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

NYLI Candriam U.S. Large Cap Equity ETF

IQSU | ETF

$49.03

$400 M

1.27%

$0.62

0.10%

Vitals

YTD Return

18.1%

1 yr return

19.1%

3 Yr Avg Return

8.0%

5 Yr Avg Return

15.5%

Net Assets

$400 M

Holdings in Top 10

38.9%

52 WEEK LOW AND HIGH

$48.8
$40.96
$50.70

Expenses

OPERATING FEES

Expense Ratio 0.10%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Exchange Traded Fund

Name

As of 12/20/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

NYLI Candriam U.S. Large Cap Equity ETF

IQSU | ETF

$49.03

$400 M

1.27%

$0.62

0.10%

IQSU - Profile

Distributions

  • YTD Total Return 18.1%
  • 3 Yr Annualized Total Return 8.0%
  • 5 Yr Annualized Total Return 15.5%
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 1.35%
DIVIDENDS
  • Dividend Yield 1.3%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    NYLI Candriam U.S. Large Cap Equity ETF
  • Fund Family Name
    IndexIQ
  • Inception Date
    Dec 17, 2019
  • Shares Outstanding
    12200000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Greg Barrato

Fund Description

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As of June 30, 2024, the market capitalization range /spanspan style="text-transform: none"of the Underlying Index was approximately $9.19 billion to $3.32 trillion. As of June 30, 2024, the primary sectors within the Underlying Index were /spanspan style="text-transform: none"information technology,/span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 9pt; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"financials, and consumer discretionary. The Fund has adopted a policy that it will, under normal circumstances, invest at least 80% of the value of its assets (net assets plus the amount of any borrowings for investment purposes) in securities of U.S. large-capitalization /spanspan style="text-transform: none"equity securities./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 9pt; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"The first step in the ESG security selection process scores companies on stakeholder criteria and an issuer’s exposure to global sustainability trends. Companies are scored relative to other companies within the same industry. The stakeholder /spanspan style="text-transform: none"criteria are:/span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Treatment of customers, including advertising practices, after sales service and /spanspan style="text-transform: none"support, and /spanspan style="text-transform: none"anti-competitive behaviors./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Treatment of employees, including working conditions, employee retention, gender equality, training and /spanspan style="text-transform: none"career opportunities./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; -sec-ix-redline: true; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Environmental /spanspan style="text-transform: none"initiatives/spanspan style="text-transform: none" and compliance with new environmental legislation, including supplier adherence to /spanspan style="text-transform: none"fair /spanspan style="text-transform: none"labor standards./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Corporate governance, including quality of governance and ethics, adherence to accounting standards and /spanspan style="text-transform: none"anti-bribery efforts./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Societal impact and how the company is viewed by populations in the area where the /spanspan style="text-transform: none"company operates./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"The global sustainability /spanspan style="text-transform: none"trends include:/span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Climate Change: Activities related to the production of renewable energy /spanspan style="text-transform: none"and decarbonizing /spanspan style="text-transform: none"business activities./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Resources and Waste: Activities related to the/spanspan style="text-transform: none" efficient utilization of resources, recycling, and mitigating the impact /spanspan style="text-transform: none"on ecosystems./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Digitalization and Innovation: Activities that drive higher industrial and resource efficiencies and protecting data privacy and the resilience of /spanspan style="text-transform: none"digital networks./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Health and/spanspan style="text-transform: none" Wellness: Activities related to providing healthy products and services, improving/spanspan style="text-transform: none" air quality, and investing in human capital through job creation, gender equality and decent /spanspan style="text-transform: none"working conditions./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt 28.8pt; text-transform: none; color: #000000; text-indent: -14.4pt; text-align: justify"span style="width: 14.39pt; text-indent: 0; display: inline-block"span style="text-transform: none"•/span/spanspan style="text-transform: none"Demographic Shifts: Activities related to providing products and services to aging populations in developed countries and supporting population growth in emerging countries through investment in infrastructure and the food /spanspan style="text-transform: none"supply chain./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"This sector-specific analysis evaluates companies within the same sector against each other, using criteria specific to the particular sector. Except for /spanspan style="text-transform: none"the excluded activities described below, the ESG security selection process seeks to maintain exposure to all industry sectors of the economy (e.g., consumer discretionary, communication services, healthcare and information technology). The ESG selection process analyzes securities comprising /spanspan style="text-transform: none"approximately 85% of the market capitalization of equity securities domiciled /spanspan style="text-transform: none"in the United States. The companies with an overall ranking in /spanspan style="text-transform: none"the top 70% of the eligible universe within each industry /spanspan style="text-transform: none"sector based on this ESG selection process are included in the Underlying Index, unless a company is excluded as a result of the second step in the ESG security /spanspan style="text-transform: none"selection process./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt; -sec-ix-redline: true; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"The second step in the ESG security selection process is an exclusionary screen based on any continued and significant non-compliance with the Principles of the United Nation’s Global Compact, which address human rights, labor, environmental, and anti-corruption matters, as well as the exclusion of companies engaged in certain businesses beyond minimum thresholds (e.g., companies that operate in countries with oppressive regimes, that operate in adult content, alcohol, /spanspan style="text-transform: none"armament/spanspan style="text-transform: none", gambling, nuclear, and tobacco sectors, or that utilize animal testing or genetic modification in research and development). /spanspan style="text-transform: none"As a result of this second step, the companies selected for inclusion in the Underlying Index represent less than 70% of the eligible universe. As of June 30, 2024, the Underlying Index consisted of 296 /spanspan style="text-transform: none"component securities./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 8pt; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"The Underlying Index is reconstituted and /spanspan style="text-transform: none"rebalanced quarterly./span/p p style="font: 9pt/11.5pt Arial, sans-serif; margin: 0pt 0pt 9pt; text-transform: none; color: #000000; text-indent: 0pt; text-align: justify"span style="text-transform: none"The Underlying Index may include as a component one or more ETFs advised by the Advisor (“Affiliated ETFs”) and /spanspan style="text-transform: none"the Fund will typically invest in any Affiliated ETF included /spanspan style="text-transform: none"in the Underlying Index. The Fund also may invest in Affiliated ETFs that are not components of the index if such an investment will help the Fund track the /spanspan style="text-transform: none"Underlying Index./span/p
Read More

IQSU - Performance

Return Ranking - Trailing

Period IQSU Return Category Return Low Category Return High Rank in Category (%)
YTD 18.1% -6.6% 42.5% 65.81%
1 Yr 19.1% -6.2% 59.7% 67.39%
3 Yr 8.0%* -5.0% 17.0% 58.07%
5 Yr 15.5%* -2.4% 108.5% 5.86%
10 Yr N/A* 2.0% 52.4% 76.44%

* Annualized

Return Ranking - Calendar

Period IQSU Return Category Return Low Category Return High Rank in Category (%)
2023 31.3% -42.6% 47.4% 1.50%
2022 -23.2% -56.3% -4.2% 67.03%
2021 29.0% -27.2% 537.8% 2.55%
2020 26.7% -22.5% 2181.7% 0.62%
2019 N/A -13.5% 40.4% N/A

Total Return Ranking - Trailing

Period IQSU Return Category Return Low Category Return High Rank in Category (%)
YTD 18.1% -6.6% 42.5% 65.81%
1 Yr 19.1% -6.2% 59.7% 67.39%
3 Yr 8.0%* -5.0% 17.0% 58.07%
5 Yr 15.5%* -2.4% 108.5% 5.86%
10 Yr N/A* 2.0% 52.4% N/A

* Annualized

Total Return Ranking - Calendar

Period IQSU Return Category Return Low Category Return High Rank in Category (%)
2023 33.0% -5.0% 47.4% 2.16%
2022 -22.1% -36.8% -2.2% 92.47%
2021 30.5% 3.0% 537.8% 9.44%
2020 28.2% -15.8% 2266.0% 1.41%
2019 N/A -0.4% 241.3% N/A

IQSU - Holdings

Concentration Analysis

IQSU Category Low Category High IQSU % Rank
Net Assets 400 M 2.34 M 1.84 T 73.10%
Number of Holdings 298 2 3963 26.66%
Net Assets in Top 10 145 M 880 K 525 B 73.51%
Weighting of Top 10 38.90% 0.3% 111.6% 36.33%

Top 10 Holdings

  1. Apple Inc 9.95%
  2. Microsoft Corp 8.71%
  3. NVIDIA Corp 6.23%
  4. Alphabet Inc 2.58%
  5. Tesla Inc 2.51%
  6. Alphabet Inc 2.15%
  7. UnitedHealth Group Inc 2.10%
  8. Visa Inc 1.65%
  9. Mastercard Inc 1.53%
  10. Procter Gamble Co/The 1.49%

Asset Allocation

Weighting Return Low Return High IQSU % Rank
Stocks 		99.88% 0.00% 105.79% 7.70%
Cash 		0.47% 0.00% 99.07% 65.73%
Preferred Stocks 		0.00% 0.00% 2.15% 24.17%
Other 		0.00% -13.91% 100.00% 46.69%
Convertible Bonds 		0.00% 0.00% 5.54% 19.19%
Bonds 		0.00% 0.00% 93.85% 24.50%

Stock Sector Breakdown

Weighting Return Low Return High IQSU % Rank
Technology 		31.90% 0.00% 48.94% 3.96%
Healthcare 		16.90% 0.00% 52.29% 16.44%
Financial Services 		11.41% 0.00% 55.59% 86.93%
Communication Services 		9.09% 0.00% 27.94% 32.21%
Consumer Cyclical 		8.58% 0.00% 30.33% 78.67%
Industrials 		6.35% 0.00% 29.90% 93.34%
Consumer Defense 		6.33% 0.00% 47.71% 65.85%
Real Estate 		3.78% 0.00% 31.91% 18.30%
Basic Materials 		2.55% 0.00% 25.70% 49.24%
Utilities 		1.60% 0.00% 20.91% 72.93%
Energy 		1.53% 0.00% 41.64% 81.45%

Stock Geographic Breakdown

Weighting Return Low Return High IQSU % Rank
US 		99.88% 0.00% 105.79% 7.20%
Non US 		0.00% 0.00% 63.83% 35.10%

IQSU - Expenses

Operational Fees

IQSU Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.10% 0.01% 19.75% 93.92%
Management Fee 0.09% 0.00% 1.90% 9.32%
12b-1 Fee 0.00% 0.00% 1.00% 3.87%
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

IQSU Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

IQSU Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.25% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

IQSU Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 268.00% 20.67%

IQSU - Distributions

Dividend Yield Analysis

IQSU Category Low Category High IQSU % Rank
Dividend Yield 1.27% 0.00% 25.47% 57.76%

Dividend Distribution Analysis

IQSU Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annual Quarterly Annual

Net Income Ratio Analysis

IQSU Category Low Category High IQSU % Rank
Net Income Ratio 1.35% -54.00% 2.44% 11.17%

Capital Gain Distribution Analysis

IQSU Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Distributions History

View More +

IQSU - Fund Manager Analysis

Managers

Greg Barrato

Start Date

Tenure

Tenure Rank

Dec 17, 2019

2.45

2.5%

Mr. Barrato has managed the MainStay VP IQ Hedge Multi-Strategy Portfolio since inception. Mr. Barrato joined IndexIQ Advisors LLC as a Vice President in November 2010 and has been a Senior Vice President of the IndexIQ Advisors LLC since August 2013. Prior to joining IndexIQ Advisors LLC, Mr. Barrato served as Head Global Equity Trader and Trader at Lucerne Capital Management, LLC from 2008 to 2010 and as Assistant Trader and Operations Manager at ReachCapital Management, LP from 2004 to 2008. Mr. Barrato is a 2002 graduate of the University of Connecticut.

James Harrison

Start Date

Tenure

Tenure Rank

Dec 17, 2019

2.45

2.5%

James Harrison has been a member of the portfolio management team of IndexIQ Advisors LLC since 2015. Prior to joining IndexIQ, Mr. Harrison served as trading assistant, operations specialist and sales assistant at Cuttone & Company from 2010 to 2015. Mr. Harrison is a graduate of St. Lawrence University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 39.02 7.29 2.42

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