Federated Hermes Kaufmann Small Cap Fund
Name
As of 04/24/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
0.8%
1 yr return
10.5%
3 Yr Avg Return
-8.8%
5 Yr Avg Return
4.5%
Net Assets
$4.2 B
Holdings in Top 10
32.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.67%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 34.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 04/24/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
FKKSX - Profile
Distributions
- YTD Total Return 0.8%
- 3 Yr Annualized Total Return -8.8%
- 5 Yr Annualized Total Return 4.5%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.87%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameFederated Hermes Kaufmann Small Cap Fund
-
Fund Family NameFederated Hermes Funds
-
Inception DateNov 08, 2005
-
Shares OutstandingN/A
-
Share ClassR
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerHans Utsch
Fund Description
FKKSX - Performance
Return Ranking - Trailing
Period | FKKSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 0.8% | -9.4% | 12.4% | 53.95% |
1 Yr | 10.5% | -5.5% | 48.2% | 67.96% |
3 Yr | -8.8%* | -25.6% | 57.5% | 74.41% |
5 Yr | 4.5%* | -4.7% | 43.8% | 84.26% |
10 Yr | 10.9%* | 0.8% | 24.1% | 10.61% |
* Annualized
Return Ranking - Calendar
Period | FKKSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 14.3% | -20.5% | 54.6% | 50.18% |
2022 | -31.4% | -82.1% | 32.2% | 61.25% |
2021 | -5.6% | -90.6% | 300.1% | 44.50% |
2020 | 43.3% | -63.0% | 127.9% | 20.15% |
2019 | 33.7% | -7.7% | 42.9% | 6.35% |
Total Return Ranking - Trailing
Period | FKKSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 0.8% | -9.4% | 12.4% | 53.95% |
1 Yr | 10.5% | -5.5% | 48.2% | 67.96% |
3 Yr | -8.8%* | -25.6% | 57.5% | 74.41% |
5 Yr | 4.5%* | -4.7% | 43.8% | 84.26% |
10 Yr | 10.9%* | 0.8% | 24.1% | 10.61% |
* Annualized
Total Return Ranking - Calendar
Period | FKKSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 14.5% | -19.0% | 136.8% | 61.80% |
2022 | -31.4% | -59.9% | 44.3% | 73.93% |
2021 | 1.9% | -22.7% | 411.9% | 81.26% |
2020 | 43.5% | 1.5% | 150.8% | 36.57% |
2019 | 34.0% | 5.5% | 55.3% | 30.00% |
NAV & Total Return History
FKKSX - Holdings
Concentration Analysis
FKKSX | Category Low | Category High | FKKSX % Rank | |
---|---|---|---|---|
Net Assets | 4.2 B | 207 K | 34.3 B | 8.17% |
Number of Holdings | 169 | 7 | 1180 | 17.22% |
Net Assets in Top 10 | 1.31 B | 57.4 K | 2.83 B | 4.52% |
Weighting of Top 10 | 32.05% | 7.1% | 100.1% | 19.69% |
Top 10 Holdings
- Federated Institutional Prime Value Obligations Fund 10.62%
- Argenx SE 3.91%
- Wingstop Inc 2.99%
- Ideaya Biosciences Inc 2.52%
- Hamilton Lane Inc 2.45%
- Amphastar Pharmaceuticals Inc 2.28%
- Federated Government Obligations Fund 1.96%
- Ares Management Corp 1.85%
- Arcturus Therapeutics Holdings Inc 1.77%
- Dynavax Technologies Corp 1.70%
Asset Allocation
Weighting | Return Low | Return High | FKKSX % Rank | |
---|---|---|---|---|
Stocks | 108.99% | 77.88% | 108.99% | 0.35% |
Bonds | 0.57% | 0.00% | 3.22% | 0.70% |
Preferred Stocks | 0.26% | 0.00% | 3.53% | 11.48% |
Other | 0.19% | -0.22% | 5.89% | 21.91% |
Convertible Bonds | 0.00% | 0.00% | 1.57% | 13.04% |
Cash | 0.00% | 0.00% | 26.25% | 94.09% |
Stock Sector Breakdown
Weighting | Return Low | Return High | FKKSX % Rank | |
---|---|---|---|---|
Healthcare | 30.66% | 0.00% | 47.90% | 7.83% |
Technology | 18.49% | 2.91% | 75.51% | 85.04% |
Consumer Cyclical | 15.00% | 0.00% | 24.04% | 23.83% |
Industrials | 8.98% | 0.00% | 36.64% | 91.30% |
Real Estate | 7.72% | 0.00% | 15.31% | 5.22% |
Financial Services | 7.37% | 0.00% | 42.95% | 40.00% |
Basic Materials | 4.30% | 0.00% | 9.24% | 18.26% |
Consumer Defense | 2.21% | 0.00% | 13.56% | 81.22% |
Utilities | 1.92% | 0.00% | 5.57% | 7.83% |
Energy | 1.90% | 0.00% | 55.49% | 60.17% |
Communication Services | 1.45% | 0.00% | 15.31% | 62.78% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | FKKSX % Rank | |
---|---|---|---|---|
US | 102.09% | 30.27% | 102.09% | 0.35% |
Non US | 6.89% | 0.00% | 61.74% | 4.70% |
Bond Sector Breakdown
Weighting | Return Low | Return High | FKKSX % Rank | |
---|---|---|---|---|
Corporate | 8.70% | 0.00% | 100.00% | 8.82% |
Derivative | 0.19% | -0.22% | 0.35% | 1.40% |
Cash & Equivalents | 0.00% | 0.00% | 100.00% | 82.72% |
Securitized | 0.00% | 0.00% | 0.02% | 11.44% |
Municipal | 0.00% | 0.00% | 0.00% | 11.26% |
Government | 0.00% | 0.00% | 13.29% | 11.44% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | FKKSX % Rank | |
---|---|---|---|---|
US | 0.54% | 0.00% | 3.22% | 0.70% |
Non US | 0.03% | 0.00% | 0.03% | 0.35% |
FKKSX - Expenses
Operational Fees
FKKSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.67% | 0.05% | 23.20% | 21.60% |
Management Fee | 0.80% | 0.05% | 1.62% | 45.47% |
12b-1 Fee | 0.50% | 0.00% | 1.00% | 69.94% |
Administrative Fee | 0.10% | 0.01% | 0.40% | 49.01% |
Sales Fees
FKKSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
FKKSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
FKKSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 34.00% | 3.00% | 439.00% | 25.95% |
FKKSX - Distributions
Dividend Yield Analysis
FKKSX | Category Low | Category High | FKKSX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 7.03% | 16.35% |
Dividend Distribution Analysis
FKKSX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Annual | Annual |
Net Income Ratio Analysis
FKKSX | Category Low | Category High | FKKSX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.87% | -2.47% | 1.10% | 63.67% |
Capital Gain Distribution Analysis
FKKSX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 08, 2023 | $0.068 | OrdinaryDividend |
Dec 07, 2021 | $4.926 | OrdinaryDividend |
Dec 30, 2019 | $0.031 | OrdinaryDividend |
Dec 06, 2019 | $0.076 | OrdinaryDividend |
FKKSX - Fund Manager Analysis
Managers
Hans Utsch
Start Date
Tenure
Tenure Rank
Dec 18, 2002
19.46
19.5%
Senior Vice President, Senior Portfolio Manager, Head of Kaufmann Growth Equity Team. Responsible for portfolio management and research in global growth equity area. Previous associations: Chairman & Co-Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; President, Hans Utsch & Company; Analyst, Goodbody & Co. B.A., Amherst College; M.B.A., Columbia University. Joined Federated 2001; joined Kaufmann Fund 1986; Investment Experience: 56 Years.
John Ettinger
Start Date
Tenure
Tenure Rank
Oct 01, 2003
18.68
18.7%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Investment Analyst, Energy Technology Investments; Equity Analyst, Value Line. B.A., Duke University. Joined Federated 2001; joined Kaufmann Fund 1996; Investment Experience: 24 Years.
Barbara Miller
Start Date
Tenure
Tenure Rank
Dec 31, 2011
10.42
10.4%
Barbara Miller, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Equity Analyst, Goldman Sachs; Principal, BT Alex Brown; Vice President, Edelman Public Relations Worldwide; Associate, Adams & Rinehart/Ogilvy & Mather; Broadcast Journalist. B.A., Brown University; M.B.A., Harvard Business School. Joined Federated Hermes 2002
Thomas Brakel
Start Date
Tenure
Tenure Rank
Jul 01, 2012
9.92
9.9%
Vice President, Senior Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Senior Biotech Analyst New Vernon Associates; Biotech Analyst, BioPharma Fund; Biotech/Pharmaceutical Analyst, Mehta Partners. M.D., Erasmus University Rotterdam, The Netherlands; M.B.A., Stanford University. Joined Federated Hermes 2003
Mark Bauknight
Start Date
Tenure
Tenure Rank
Dec 31, 2013
8.42
8.4%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Analyst, UBS Securities, LLC; Analyst, Morgan Stanley & Co. Two B.A. degrees, University of North Carolina at Chapel Hill; M.B.A., Oxford University. Joined Federated 2001; joined Kaufmann Fund 1997; Investment Experience: 25 Years.
Stephen DeNichilo
Start Date
Tenure
Tenure Rank
Dec 31, 2014
7.42
7.4%
Stephen DeNichilo, CFA, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Senior Research Analyst, ACK Asset Management, LLC; Equity Research Analyst, Thomson, Horstmann & Bryant, Inc.; Equity Research Associate, First Albany Capital; Market Analyst, Lord, Abbett & Company; B.S., Villanova University; M.B.A., Fordham University. Frequent guest on CNBC’s Power Lunch. Joined Federated Hermes 2012
Steven Abrahamson
Start Date
Tenure
Tenure Rank
Dec 31, 2015
6.42
6.4%
Member of the Fund's Investment Team since December 2007; Senior Investment Analyst; joined Federated in 2001; formerly Investment Analyst with Edgemont Asset Management Corp., Adviser to The Kaufmann Fund, Inc. (predecessor to the Kaufmann Fund) since 2001; B.S., Bucknell University; M.B.A., Duke University. Steven Abrahamson, Senior Investment Analyst & Portfolio Manager, has been the Fund’s portfolio manager since April 2014 and a member of the Fund’s investment management team since April 2002.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 30.44 | 9.01 | 5.25 |