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ADVGX Advisory Research All Cap Value

  • Fund
  • ADVGX
  • Price as of: Jul 15, 2019
  • $11.73 - $0.03 - 0.26%
  • Category
  • All Cap Equities

ADVGX - Profile

Vitals

  • YTD Return 21.1%
  • 3 Yr Annualized Return -3.2%
  • 5 Yr Annualized Return -7.0%
  • Net Assets $9.82 M
  • Holdings in Top 10 39.7%

52 WEEK LOW AND HIGH

$11.73
$9.12
$15.92

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.78%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 42.00%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

STANDARD (TAXABLE)

$2,500

IRA

$2,500

Investment Themes

CATEGORY

All Cap Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 21.1%
  • 3 Yr Annualized Total Return 2.2%
  • 5 Yr Annualized Total Return 2.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.39%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Advisory Research All Cap Value Fund
  • Fund Family Name Advisory Research
  • Inception Date Nov 16, 2009
  • Shares Outstanding N/A
  • Share Class Other
  • Currency USD
  • Domiciled Country United States
  • Manager Matthew K. Swaim

Fund Description

Under normal circumstances, the fund will invest in equity securities of companies of any size including small, mid and large-capitalization companies. The fund's investments in equity securities may include common stock, preferred stocks and convertible securities. While the fund invests primarily in equity securities of U.S. issuers, it may invest in securities of foreign issuers, including those in emerging markets, in keeping with the fund's investment objective.

ADVGX - Performance

Return Ranking - Trailing

Period ADVGX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.1% 0.3% 20.9% 4.76%
1 Yr -20.3% -29.7% 1.8% 92.86%
3 Yr -3.2%* -13.9% 10.9% 83.33%
5 Yr -7.0%* -12.1% 6.7% 92.50%
10 Yr N/A* -4.4% 11.6% N/A

* Annualized


Return Ranking - Calendar

Period ADVGX Return Category Return Low Category Return High Rank in Category (%)
2018 -31.9% -31.9% -5.0% 100.00%
2017 9.0% -19.9% 31.7% 47.62%
2016 7.1% -0.1% 47.1% 54.76%
2015 -20.7% -20.7% -2.2% 100.00%
2014 -5.0% -20.4% 12.9% 67.50%

Total Return Ranking - Trailing

Period ADVGX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.1% 0.3% 20.9% 4.76%
1 Yr -20.3% -29.7% 6.5% 92.86%
3 Yr 2.2%* -5.0% 12.1% 69.05%
5 Yr 2.0%* -5.2% 8.1% 60.00%
10 Yr N/A* -3.5% 13.5% N/A

* Annualized


Total Return Ranking - Calendar

Period ADVGX Return Category Return Low Category Return High Rank in Category (%)
2018 -31.9% -31.9% -3.1% 100.00%
2017 19.6% 1.2% 32.1% 50.00%
2016 14.9% 0.1% 52.1% 16.67%
2015 -5.2% -12.3% 3.1% 58.54%
2014 7.0% -19.7% 13.3% 37.50%

NAV & Total Return History

ADVGX - Holdings

Concentration Analysis

ADVGX Category Low Category High ADVGX % Rank
Net Assets 9.82 M 1.54 M 9.37 B 78.57%
Number of Holdings 32 24 591 90.48%
Net Assets in Top 10 3.95 M 258 K 1.77 B 76.19%
Weighting of Top 10 39.68% 14.7% 77.4% 14.29%

Top 10 Holdings

  1. Delta Air Lines Inc 4.28%

  2. Starbucks Corp 4.18%

  3. TJX Companies Inc 4.01%

  4. First Interstate BancSystem Inc 3.99%

  5. TE Connectivity Ltd 3.99%

  6. JPMorgan Chase & Co 3.96%

  7. Fortune Brands Home & Security Inc 3.94%

  8. Alphabet Inc A 3.91%

  9. The Walt Disney Co 3.84%

  10. Berkshire Hathaway Inc B 3.59%


Asset Allocation

Weighting Return Low Return High ADVGX % Rank
Stocks
96.33% 52.59% 100.14% 42.86%
Cash
3.84% -0.13% 44.03% 52.38%
Preferred Stocks
0.00% 0.00% 1.49% 66.67%
Convertible Bonds
0.00% 0.00% 16.91% 64.29%
Bonds
0.00% 0.00% 25.56% 76.19%
Other
-0.16% -0.40% 3.43% 88.10%

Stock Sector Breakdown

Weighting Return Low Return High ADVGX % Rank
Financial Services
22.08% 1.57% 33.75% 11.90%
Consumer Cyclical
19.39% 2.19% 31.33% 7.14%
Technology
17.37% 1.19% 29.50% 61.90%
Industrials
16.38% 4.10% 21.25% 11.90%
Healthcare
7.24% 0.00% 16.81% 64.29%
Consumer Defense
5.37% 0.00% 17.97% 59.52%
Real Estate
3.07% 0.00% 11.59% 38.10%
Energy
3.06% 0.31% 13.08% 85.71%
Basic Materials
2.36% 0.00% 33.98% 88.10%
Utilities
0.00% 0.00% 10.94% 83.33%
Communication Services
0.00% 0.00% 5.35% 88.10%

Stock Geographic Breakdown

Weighting Return Low Return High ADVGX % Rank
US
96.33% 4.91% 96.68% 11.90%
Non US
0.00% 0.00% 88.41% 100.00%

ADVGX - Expenses

Operational Fees

ADVGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.78% 0.26% 44.68% 47.62%
Management Fee 0.75% 0.12% 1.25% 47.62%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.10% 0.02% 0.15% 58.82%

Sales Fees

ADVGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

ADVGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 27.27%

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ADVGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 42.00% 12.00% 942.00% 30.95%

ADVGX - Distributions

Dividend Yield Analysis

ADVGX Category Low Category High ADVGX % Rank
Dividend Yield 0.01% 0.00% 0.02% 42.86%

Dividend Distribution Analysis

ADVGX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Annually

Dividend Payout History


Net Income Ratio Analysis

ADVGX Category Low Category High ADVGX % Rank
Net Income Ratio 0.39% -2.05% 1.95% 57.14%

Capital Gain Distribution Analysis

ADVGX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

ADVGX - Managers

Matthew K. Swaim

Manager

Start Date

Tenure

Tenure Rank

Nov 16, 2009

9.62

9.6%

Matthew K. Swaim, CFA, serves as a Portfolio Manager, a Managing Director, and Chair of the Executive Committee for Advisory Research. Prior to joining the firm in 2005, Matthew worked in the assurance and business advisory group at PricewaterhouseCoopers LLP. Matthew holds a BS in accounting and business administration from the University of Kansas and an MBA from the Kelley School of Business at Indiana University. Matthew is a Chartered Financial Analyst (CFA®) charterholder and has passed the Uniform CPA Examination.


Bruce M. Zessar

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2010

8.5

8.5%

Bruce M. Zessar, JD, CFA, serves as a Managing Director and a Portfolio Manager. Prior to joining Advisory Research in 2004, Bruce was a co-founder and principal of Oasis Legal Finance, LLC, a specialty finance company. Bruce is a former partner in the law firm of Sidley Austin, where he practiced financial markets-related law, including securities, antitrust, and intellectual property for 12 years. Bruce holds an AB, magna cum laude, in economics from Harvard University and a JD, with distinction, from Stanford Law School. Bruce is a Chartered Financial Analyst (CFA®) charterholder.


Christopher R. Harvey

Manager

Start Date

Tenure

Tenure Rank

Oct 31, 2015

3.67

3.7%

Christopher R. Harvey, CFA, serves as a Managing Director and a Portfolio Manager. Prior to joining Advisory Research in 2015, Chris was the Director of Research and a member of the Investment Committee at Zuckerman Investment Group. Previous to that, Chris was a Vice President at Legg Mason Investment Counsel and senior equity analyst at William Harris Investors. Chris holds a BA from Clark University and an MBA from the University of Chicago. Chris is a Chartered Financial Analyst (CFA®) charterholder.


Tenure Analysis

Category Low

3.67

Category High

9.62

Category Average

7.26

Category Mode

9.62