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Name

As of 12/24/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Hartford Schroders US Small Cap Opportunities Fund

HOOCX | Fund

$28.73

$301 M

0.00%

2.15%

Vitals

YTD Return

12.5%

1 yr return

11.0%

3 Yr Avg Return

0.4%

5 Yr Avg Return

5.2%

Net Assets

$301 M

Holdings in Top 10

19.7%

52 WEEK LOW AND HIGH

$28.5
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 2.15%

SALES FEES

Front Load N/A

Deferred Load 1.00%

TRADING FEES

Turnover 56.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$2,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 12/24/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Hartford Schroders US Small Cap Opportunities Fund

HOOCX | Fund

$28.73

$301 M

0.00%

2.15%

HOOCX - Profile

Distributions

  • YTD Total Return 12.5%
  • 3 Yr Annualized Total Return 0.4%
  • 5 Yr Annualized Total Return 5.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -1.09%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Hartford Schroders US Small Cap Opportunities Fund
  • Fund Family Name
    HARTFORD FUNDS
  • Inception Date
    Oct 24, 2016
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Robert Kaynor

Fund Description

Under normal circumstances, the Fund invests primarily in equity securities of small capitalization companies, although it may also invest in micro-capitalization, mid-capitalization and large-capitalization companies. The Fund normally invests at least 80% of its assets in securities of small capitalization companies located in the United States. The Fund’s sub-adviser, Schroder Investment Management North America Inc. (“SIMNA” or the “Sub-Adviser”), uses bottom-up fundamental analysis to select securities. The Sub-Adviser seeks to identify securities that it believes offer the potential for capital appreciation based on: novel, superior, or niche products or services; sound operating characteristics; quality of management; an entrepreneurial management team; opportunities provided by mergers, divestitures, or new management; or other factors. In addition, the Sub-Adviser integrates financially material environmental, social and governance (“ESG”) characteristics (where available for an issuer) into its investment process. ESG characteristics are one of several factors that contribute to the Sub-Adviser’s overall evaluation of the risk and return potential of an investment. The Fund may invest in common and preferred stocks, as well as in over-the-counter securities. Based on market or economic conditions, the Fund may, through its stock selection process, focus in one or more sectors of the market.The Fund currently defines small capitalization companies as companies with a market capitalization within the collective range of the Russell 2000 and the MSCI USA Small Cap Indices. As of December 31, 2023, this range was approximately $10.11 million to $14.99 billion. The market capitalization range of these indices changes over time.
Read More

HOOCX - Performance

Return Ranking - Trailing

Period HOOCX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.5% -7.8% 33.6% 36.00%
1 Yr 11.0% -7.9% 32.6% 37.14%
3 Yr 0.4%* -13.3% 40.5% 85.93%
5 Yr 5.2%* -13.3% 31.2% 89.56%
10 Yr N/A* -3.4% 12.6% 66.80%

* Annualized

Return Ranking - Calendar

Period HOOCX Return Category Return Low Category Return High Rank in Category (%)
2023 7.4% -19.9% 29.0% 84.70%
2022 -18.4% -59.3% 118.2% 31.92%
2021 8.5% -31.6% 39.3% 58.01%
2020 6.9% -51.0% 39.5% 70.54%
2019 24.4% -5.6% 37.8% 21.34%

Total Return Ranking - Trailing

Period HOOCX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.5% -7.8% 33.6% 36.00%
1 Yr 11.0% -7.9% 32.6% 37.14%
3 Yr 0.4%* -13.3% 40.5% 85.93%
5 Yr 5.2%* -13.3% 31.2% 89.56%
10 Yr N/A* -3.4% 12.6% 64.48%

* Annualized

Total Return Ranking - Calendar

Period HOOCX Return Category Return Low Category Return High Rank in Category (%)
2023 7.4% -11.7% 31.8% 95.79%
2022 -17.6% -45.2% 123.7% 61.35%
2021 21.6% 0.0% 45.6% 60.94%
2020 6.9% -50.5% 46.9% 78.16%
2019 30.6% 2.2% 40.9% 5.23%

NAV & Total Return History

HOOCX - Holdings

Concentration Analysis

HOOCX Category Low Category High HOOCX % Rank
Net Assets 301 M 555 K 167 B 60.27%
Number of Holdings 84 2 2445 74.52%
Net Assets in Top 10 50.1 M 124 K 10.3 B 63.50%
Weighting of Top 10 19.74% 3.1% 100.1% 36.45%

Top 10 Holdings

  1. ICU Medical Inc 2.89%
  2. Kemper Corp 2.40%
  3. Box Inc 2.10%
  4. Lumentum Holdings Inc 1.99%
  5. ESCO Technologies Inc 1.96%
  6. Perella Weinberg Partners 1.80%
  7. Element Solutions Inc 1.70%
  8. Primoris Services Corp 1.66%
  9. Viavi Solutions Inc 1.64%
  10. Houlihan Lokey Inc 1.60%

Asset Allocation

Weighting Return Low Return High HOOCX % Rank
Stocks 		95.10% 4.44% 105.73% 91.06%
Cash 		4.90% 0.00% 27.02% 16.54%
Preferred Stocks 		0.00% 0.00% 5.13% 9.70%
Other 		0.00% -0.07% 50.79% 46.20%
Convertible Bonds 		0.00% 0.00% 3.17% 8.57%
Bonds 		0.00% 0.00% 102.81% 15.97%

Stock Sector Breakdown

Weighting Return Low Return High HOOCX % Rank
Technology 		23.30% 0.00% 43.95% 4.62%
Financial Services 		15.49% 0.00% 35.52% 48.46%
Industrials 		11.91% 2.46% 37.42% 96.35%
Consumer Cyclical 		11.63% 0.99% 47.79% 42.31%
Healthcare 		11.53% 0.00% 26.53% 61.73%
Basic Materials 		7.23% 0.00% 18.66% 10.77%
Consumer Defense 		4.97% 0.00% 18.87% 28.65%
Energy 		4.30% 0.00% 37.72% 75.38%
Real Estate 		3.95% 0.00% 29.43% 84.23%
Utilities 		3.40% 0.00% 18.58% 22.12%
Communication Services 		2.28% 0.00% 14.85% 61.15%

Stock Geographic Breakdown

Weighting Return Low Return High HOOCX % Rank
US 		95.10% 2.58% 105.73% 86.50%
Non US 		0.00% 0.00% 97.07% 22.24%

HOOCX - Expenses

Operational Fees

HOOCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.15% 0.01% 38.30% 5.73%
Management Fee 0.90% 0.00% 1.50% 84.16%
12b-1 Fee 1.00% 0.00% 1.00% 84.17%
Administrative Fee N/A 0.01% 0.45% N/A

Sales Fees

HOOCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 17.02%

Trading Fees

HOOCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HOOCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 56.00% 1.00% 314.00% 58.06%

HOOCX - Distributions

Dividend Yield Analysis

HOOCX Category Low Category High HOOCX % Rank
Dividend Yield 0.00% 0.00% 42.47% 80.80%

Dividend Distribution Analysis

HOOCX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual SemiAnnual Annual

Net Income Ratio Analysis

HOOCX Category Low Category High HOOCX % Rank
Net Income Ratio -1.09% -2.40% 2.49% 97.12%

Capital Gain Distribution Analysis

HOOCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

HOOCX - Fund Manager Analysis

Managers

Robert Kaynor

Start Date

Tenure

Tenure Rank

Jan 10, 2018

4.39

4.4%

Bob Kaynor is Head of US Small and Mid Cap Equities and Portfolio Manager at Schroders, which involves being an important part of the investment decision making process and the co-ordination of the analyst team. Robert joined Schroders as a senior equity analyst in 2013, became Research Director in 2014 and Co-Portfolio Manager in 2018 alongside Jenny Jones. He joined Schroders in 2013 and is based in New York. Bob was the Chief Investment Officer and Managing Member at Ballast Capital Group from 2010 to 2013, which involved managing a fundamental long/short portfolio. He was a Managing Director/Portfolio Manager at Ramius Capital Group from 2003 to 2010, which involved co-managing a hedged equity product with a goal of generating non-correlated positive returns whilst managing risk. He was a Partner/Analyst at Barbary Coast Capital Management from 2000 to 2003, which involved co-managing a long/short equity hedge fund focused on small and mid cap equities. He was a Analyst/Assistant Portfolio Manager at RCM Capital Management from 1994 to 2000, which involved working exclusively on a domestic long only small cap product recommending and covering equities. Qualifications: CFA Charterholder; BSc in Economics with Financial Applications from Southern Methodist University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 49.61 7.17 2.58

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