SMALL CAP VALUE FUND
Name
As of 11/01/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
5.4%
1 yr return
18.8%
3 Yr Avg Return
2.6%
5 Yr Avg Return
6.8%
Net Assets
$1.09 B
Holdings in Top 10
15.5%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.16%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 20.41%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$2,500
IRA
$500
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 11/01/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NOSGX - Profile
Distributions
- YTD Total Return 5.4%
- 3 Yr Annualized Total Return 2.6%
- 5 Yr Annualized Total Return 6.8%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.69%
- Dividend Yield 1.4%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameSMALL CAP VALUE FUND
-
Fund Family NameNorthern Trust
-
Inception DateApr 01, 2094
-
Shares OutstandingN/A
-
Share ClassOther
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerRobert Bergson
Fund Description
NOSGX - Performance
Return Ranking - Trailing
Period | NOSGX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.4% | -13.7% | 22.1% | 71.66% |
1 Yr | 18.8% | 6.3% | 45.3% | 79.63% |
3 Yr | 2.6%* | -13.4% | 68.9% | 53.27% |
5 Yr | 6.8%* | -4.2% | 51.2% | 88.58% |
10 Yr | 6.6%* | -3.6% | 27.2% | 67.88% |
* Annualized
Return Ranking - Calendar
Period | NOSGX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 8.0% | -6.0% | 33.6% | 66.74% |
2022 | -15.3% | -36.7% | 212.9% | 41.15% |
2021 | 8.0% | -62.0% | 147.6% | 84.69% |
2020 | -4.2% | -24.8% | 31.3% | 82.78% |
2019 | 14.2% | -21.7% | 34.0% | 78.72% |
Total Return Ranking - Trailing
Period | NOSGX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.4% | -13.7% | 22.1% | 71.66% |
1 Yr | 18.8% | 6.3% | 45.3% | 79.63% |
3 Yr | 2.6%* | -13.4% | 68.9% | 53.27% |
5 Yr | 6.8%* | -4.2% | 51.2% | 88.58% |
10 Yr | 6.6%* | -3.6% | 27.2% | 67.88% |
* Annualized
Total Return Ranking - Calendar
Period | NOSGX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 15.6% | 1.8% | 35.4% | 51.99% |
2022 | -10.4% | -36.7% | 250.0% | 43.06% |
2021 | 26.4% | -3.0% | 157.9% | 77.53% |
2020 | -2.3% | -13.5% | 33.4% | 84.05% |
2019 | 22.3% | -1.5% | 34.3% | 47.61% |
NAV & Total Return History
NOSGX - Holdings
Concentration Analysis
NOSGX | Category Low | Category High | NOSGX % Rank | |
---|---|---|---|---|
Net Assets | 1.09 B | 5.95 M | 54 B | 30.84% |
Number of Holdings | 411 | 10 | 1599 | 18.22% |
Net Assets in Top 10 | 159 M | 762 K | 3.2 B | 33.64% |
Weighting of Top 10 | 15.48% | 5.2% | 92.2% | 59.95% |
Top 10 Holdings
- Northern Inst Fds GOVT PTFL 2.74%
- FUT. CME EMINIRUS2K SEP24 2.41%
- Commercial Metals Company COM USD5 1.55%
- Encore Wire Corp COM USD0.01 1.39%
- Amkor Technology, Inc. COM STK USD0.001 1.34%
- Tri Pointe Homes Inc COM USD0.01 1.32%
- CNO Financial Group, Inc. COM USD0.01 1.20%
- Boise Cascade Co COM USD0.01 1.19%
- Taylor Morrison Home Corp COM USD0.00001 1.19%
- Otter Tail Corporation COM USD5 1.13%
Asset Allocation
Weighting | Return Low | Return High | NOSGX % Rank | |
---|---|---|---|---|
Stocks | 96.98% | 7.22% | 105.88% | 76.64% |
Other | 2.95% | -1.83% | 31.19% | 3.97% |
Cash | 2.74% | 0.00% | 39.68% | 34.58% |
Bonds | 0.20% | 0.00% | 79.66% | 2.80% |
Preferred Stocks | 0.00% | 0.00% | 1.87% | 33.41% |
Convertible Bonds | 0.00% | 0.00% | 2.63% | 30.81% |
Stock Sector Breakdown
Weighting | Return Low | Return High | NOSGX % Rank | |
---|---|---|---|---|
Financial Services | 25.88% | 0.00% | 35.71% | 33.25% |
Industrials | 16.35% | 0.65% | 48.61% | 54.78% |
Real Estate | 10.44% | 0.00% | 44.41% | 27.03% |
Energy | 9.17% | 0.00% | 29.42% | 39.47% |
Consumer Cyclical | 8.24% | 0.00% | 51.62% | 83.01% |
Technology | 7.22% | 0.00% | 34.03% | 73.21% |
Basic Materials | 6.26% | 0.00% | 67.30% | 36.60% |
Healthcare | 6.21% | 0.00% | 25.76% | 51.44% |
Utilities | 4.30% | 0.00% | 13.86% | 25.12% |
Consumer Defense | 3.01% | 0.00% | 13.22% | 66.27% |
Communication Services | 2.92% | 0.00% | 24.90% | 39.23% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | NOSGX % Rank | |
---|---|---|---|---|
US | 96.98% | 7.22% | 105.88% | 59.11% |
Non US | 0.00% | 0.00% | 76.17% | 51.40% |
Bond Sector Breakdown
Weighting | Return Low | Return High | NOSGX % Rank | |
---|---|---|---|---|
Derivative | 2.95% | -1.83% | 6.37% | 1.17% |
Cash & Equivalents | 2.74% | 0.00% | 100.00% | 35.05% |
Securitized | 0.00% | 0.00% | 17.64% | 30.13% |
Corporate | 0.00% | 0.00% | 100.00% | 33.07% |
Municipal | 0.00% | 0.00% | 0.04% | 30.13% |
Government | 0.00% | 0.00% | 56.51% | 30.93% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | NOSGX % Rank | |
---|---|---|---|---|
US | 0.20% | 0.00% | 74.79% | 2.80% |
Non US | 0.00% | 0.00% | 9.57% | 32.01% |
NOSGX - Expenses
Operational Fees
NOSGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.16% | 0.05% | 37.04% | 53.04% |
Management Fee | 0.95% | 0.00% | 1.50% | 87.59% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.35% | 67.52% |
Sales Fees
NOSGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 4.00% | N/A |
Trading Fees
NOSGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NOSGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 20.41% | 7.00% | 252.00% | 8.60% |
NOSGX - Distributions
Dividend Yield Analysis
NOSGX | Category Low | Category High | NOSGX % Rank | |
---|---|---|---|---|
Dividend Yield | 1.43% | 0.00% | 14.14% | 13.08% |
Dividend Distribution Analysis
NOSGX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Annual | Annual |
Net Income Ratio Analysis
NOSGX | Category Low | Category High | NOSGX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.69% | -1.43% | 4.13% | 31.82% |
Capital Gain Distribution Analysis
NOSGX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 21, 2023 | $0.297 | OrdinaryDividend |
Dec 21, 2023 | $1.065 | CapitalGainShortTerm |
Dec 15, 2022 | $1.054 | OrdinaryDividend |
Dec 16, 2021 | $3.485 | OrdinaryDividend |
Dec 17, 2020 | $0.388 | OrdinaryDividend |
Dec 19, 2019 | $0.230 | OrdinaryDividend |
Dec 19, 2019 | $0.041 | CapitalGainShortTerm |
Dec 19, 2019 | $1.187 | CapitalGainLongTerm |
Dec 20, 2018 | $1.988 | CapitalGainLongTerm |
Dec 20, 2018 | $0.156 | OrdinaryDividend |
Dec 21, 2017 | $0.096 | CapitalGainShortTerm |
Dec 21, 2017 | $1.978 | CapitalGainLongTerm |
Dec 21, 2017 | $0.210 | OrdinaryDividend |
Dec 15, 2016 | $0.025 | CapitalGainShortTerm |
Dec 15, 2016 | $0.301 | CapitalGainLongTerm |
Dec 15, 2016 | $0.220 | OrdinaryDividend |
Dec 17, 2015 | $0.028 | CapitalGainShortTerm |
Dec 17, 2015 | $0.612 | CapitalGainLongTerm |
Dec 17, 2015 | $0.227 | OrdinaryDividend |
Dec 18, 2014 | $0.047 | CapitalGainShortTerm |
Dec 18, 2014 | $0.883 | CapitalGainLongTerm |
Dec 18, 2014 | $0.193 | OrdinaryDividend |
Dec 19, 2013 | $0.113 | CapitalGainShortTerm |
Dec 19, 2013 | $1.284 | CapitalGainLongTerm |
Dec 19, 2013 | $0.158 | OrdinaryDividend |
Dec 19, 2012 | $0.410 | CapitalGainLongTerm |
Dec 19, 2012 | $0.234 | OrdinaryDividend |
Dec 19, 2011 | $0.024 | CapitalGainLongTerm |
Dec 19, 2011 | $0.098 | OrdinaryDividend |
Dec 21, 2010 | $0.105 | OrdinaryDividend |
Dec 21, 2009 | $0.098 | OrdinaryDividend |
Dec 19, 2008 | $0.112 | OrdinaryDividend |
Dec 19, 2007 | $0.049 | CapitalGainShortTerm |
Dec 19, 2007 | $1.066 | CapitalGainLongTerm |
Dec 19, 2007 | $0.137 | OrdinaryDividend |
Dec 19, 2006 | $0.058 | CapitalGainShortTerm |
Dec 19, 2006 | $1.791 | CapitalGainLongTerm |
Dec 19, 2006 | $0.115 | OrdinaryDividend |
Dec 20, 2005 | $0.367 | CapitalGainShortTerm |
Dec 20, 2005 | $0.810 | CapitalGainLongTerm |
Dec 20, 2005 | $0.077 | OrdinaryDividend |
Dec 20, 2004 | $0.091 | CapitalGainShortTerm |
Dec 20, 2004 | $0.713 | CapitalGainLongTerm |
Dec 20, 2004 | $0.145 | OrdinaryDividend |
Dec 18, 2003 | $0.102 | OrdinaryDividend |
Dec 19, 2002 | $0.044 | OrdinaryDividend |
Dec 18, 2001 | $0.506 | CapitalGainLongTerm |
Dec 18, 2001 | $0.012 | OrdinaryDividend |
Dec 19, 2000 | $0.054 | CapitalGainShortTerm |
Dec 19, 2000 | $4.127 | CapitalGainLongTerm |
Dec 19, 2000 | $0.055 | OrdinaryDividend |
Dec 14, 1999 | $0.068 | CapitalGainShortTerm |
Dec 23, 1998 | $0.068 | CapitalGainShortTerm |
Dec 23, 1998 | $0.469 | CapitalGainLongTerm |
Dec 23, 1998 | $0.014 | OrdinaryDividend |
Dec 24, 1997 | $0.124 | CapitalGainShortTerm |
Dec 24, 1997 | $0.561 | CapitalGainLongTerm |
Dec 24, 1997 | $0.039 | OrdinaryDividend |
Dec 24, 1996 | $0.059 | OrdinaryDividend |
Dec 24, 1996 | $0.283 | CapitalGainShortTerm |
Dec 24, 1996 | $0.370 | CapitalGainLongTerm |
Dec 18, 1995 | $0.450 | OrdinaryDividend |
Dec 23, 1994 | $0.075 | OrdinaryDividend |
NOSGX - Fund Manager Analysis
Managers
Robert Bergson
Start Date
Tenure
Tenure Rank
Jul 31, 2001
20.85
20.9%
Robert H. Bergson is a Senior Vice President and Senior Portfolio Manager/Quantitative Researcher in the Quantitative Active team at The Northern Trust Company, Chicago. He is responsible for research and implementation of several quantitative equity strategies. Prior to joining Northern Trust in 1997, Robert was director of research at Real Estate Research Corp. in Chicago. Robert received a Bachelor of Architecture degree from Carnegie-Mellon University and an M.S. degree from Massachusetts Institute of Technology. He is a CFA charterholder and an Associated Person of the National Futures Association. He is a member of the CFA Institute, the Society of Quantitative Analysts, the Investments Analysts Society of Chicago and the Chicago Quantitative Alliance.
Michael Hunstad
Start Date
Tenure
Tenure Rank
Jul 31, 2020
1.83
1.8%
Michael Hunstad is the Head of Quantitative Strategies at Northern Trust. Prior to joining Northern Trust, Mike was head of research at Breakwater Capital, a proprietary trading firm and hedge fund. Other roles include head of quantitative asset allocation at Allstate Investments, LLC and quantitative analyst with a long-short equity hedge fund. Michael holds a PhD in applied mathematics from the Illinois Institute of Technology, an MBA from Purdue University and a BS from Northern State University. He is also finishing a second PhD in economics at the University of Illinois at Chicago.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 37.45 | 8.25 | 3.58 |