Nuveen Floating Rate Income Fund
Name
As of 11/01/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-0.5%
1 yr return
1.1%
3 Yr Avg Return
-4.2%
5 Yr Avg Return
-3.0%
Net Assets
$550 M
Holdings in Top 10
11.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 2.20%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 43.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Closed-end mutual fund
Name
As of 11/01/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
XJFRX - Profile
Distributions
- YTD Total Return -0.5%
- 3 Yr Annualized Total Return -4.2%
- 5 Yr Annualized Total Return -3.0%
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 5.39%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Monthly
Fund Details
-
Legal NameNuveen Floating Rate Income Fund
-
Fund Family NameNuveen
-
Inception DateMay 11, 2004
-
Shares Outstanding56918468
-
Share ClassOther
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerScott Caraher
Fund Description
XJFRX - Performance
Return Ranking - Trailing
Period | XJFRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -0.5% | -3.5% | 10.0% | 97.00% |
1 Yr | 1.1% | -3.4% | 14.8% | 96.63% |
3 Yr | -4.2%* | -7.1% | 8.3% | 98.06% |
5 Yr | -3.0%* | -6.4% | 38.1% | 98.32% |
10 Yr | 0.1%* | -2.2% | 19.6% | 98.37% |
* Annualized
Return Ranking - Calendar
Period | XJFRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 2.8% | -12.0% | 11.1% | 61.42% |
2022 | -13.3% | -22.9% | 5.1% | 93.08% |
2021 | 3.6% | -12.2% | 11.1% | 5.12% |
2020 | -8.6% | -14.1% | 289.8% | 94.26% |
2019 | 4.3% | -8.1% | 7.5% | 4.64% |
Total Return Ranking - Trailing
Period | XJFRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -0.5% | -3.5% | 10.0% | 97.00% |
1 Yr | 1.1% | -3.4% | 14.8% | 96.63% |
3 Yr | -4.2%* | -7.1% | 8.3% | 98.06% |
5 Yr | -3.0%* | -6.4% | 38.1% | 98.32% |
10 Yr | 0.1%* | -2.2% | 19.6% | 98.37% |
* Annualized
Total Return Ranking - Calendar
Period | XJFRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 2.8% | -12.0% | 22.1% | 98.88% |
2022 | -13.3% | -22.9% | 5.1% | 95.77% |
2021 | 3.6% | -10.2% | 11.1% | 80.31% |
2020 | -8.6% | -14.1% | 306.9% | 99.18% |
2019 | 7.8% | -3.6% | 10.5% | 45.15% |
NAV & Total Return History
XJFRX - Holdings
Concentration Analysis
XJFRX | Category Low | Category High | XJFRX % Rank | |
---|---|---|---|---|
Net Assets | 550 M | 29.9 M | 13.5 B | 55.17% |
Number of Holdings | 476 | 2 | 1977 | 25.87% |
Net Assets in Top 10 | 114 M | -191 M | 2.37 B | 44.02% |
Weighting of Top 10 | 11.91% | 5.2% | 100.7% | 63.18% |
Top 10 Holdings
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
- Restaurant Brands International Inc 2.46%
Asset Allocation
Weighting | Return Low | Return High | XJFRX % Rank | |
---|---|---|---|---|
Bonds | 95.58% | 0.00% | 161.82% | 50.58% |
Stocks | 2.79% | 0.00% | 100.74% | 29.34% |
Cash | 1.38% | -61.90% | 16.36% | 66.80% |
Other | 0.23% | -52.39% | 34.87% | 33.59% |
Preferred Stocks | 0.02% | -3.99% | 7.30% | 22.78% |
Convertible Bonds | 0.00% | 0.00% | 5.51% | 64.59% |
Stock Sector Breakdown
Weighting | Return Low | Return High | XJFRX % Rank | |
---|---|---|---|---|
Utilities | 0.00% | 0.00% | 100.00% | 53.13% |
Technology | 0.00% | 0.00% | 100.00% | 7.42% |
Real Estate | 0.00% | 0.00% | 48.61% | 33.98% |
Industrials | 0.00% | 0.00% | 100.00% | 41.41% |
Healthcare | 0.00% | 0.00% | 100.00% | 5.86% |
Financial Services | 0.00% | 0.00% | 89.61% | 23.05% |
Energy | 0.00% | 0.00% | 100.00% | 69.14% |
Communication Services | 0.00% | 0.00% | 100.00% | 10.16% |
Consumer Defense | 0.00% | 0.00% | 100.00% | 33.20% |
Consumer Cyclical | 0.00% | 0.00% | 97.66% | 45.70% |
Basic Materials | 0.00% | 0.00% | 1.36% | 43.75% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | XJFRX % Rank | |
---|---|---|---|---|
US | 2.76% | -0.01% | 100.74% | 29.34% |
Non US | 0.03% | 0.00% | 0.68% | 13.13% |
Bond Sector Breakdown
Weighting | Return Low | Return High | XJFRX % Rank | |
---|---|---|---|---|
Corporate | 97.77% | 0.00% | 99.80% | 11.67% |
Cash & Equivalents | 1.43% | 0.00% | 25.03% | 57.92% |
Securitized | 0.81% | 0.00% | 91.68% | 37.35% |
Derivative | 0.00% | -10.96% | 0.59% | 63.71% |
Municipal | 0.00% | 0.00% | 0.47% | 43.58% |
Government | 0.00% | 0.00% | 3.18% | 52.92% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | XJFRX % Rank | |
---|---|---|---|---|
US | 83.04% | 0.00% | 123.41% | 76.83% |
Non US | 12.54% | 0.00% | 63.23% | 17.76% |
XJFRX - Expenses
Operational Fees
XJFRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 2.20% | 0.03% | 5.51% | 15.04% |
Management Fee | 0.65% | 0.00% | 1.89% | 57.89% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.02% | 0.27% | N/A |
Sales Fees
XJFRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 1.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 1.00% | N/A |
Trading Fees
XJFRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
XJFRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 43.00% | 4.00% | 180.00% | 30.33% |
XJFRX - Distributions
Dividend Yield Analysis
XJFRX | Category Low | Category High | XJFRX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 11.13% | 94.76% |
Dividend Distribution Analysis
XJFRX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Monthly | Monthly | Monthly | Monthly |
Net Income Ratio Analysis
XJFRX | Category Low | Category High | XJFRX % Rank | |
---|---|---|---|---|
Net Income Ratio | 5.39% | 1.77% | 9.82% | 6.67% |
Capital Gain Distribution Analysis
XJFRX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Jun 13, 2019 | $0.062 | OrdinaryDividend |
May 14, 2019 | $0.062 | OrdinaryDividend |
Apr 12, 2019 | $0.062 | OrdinaryDividend |
Mar 14, 2019 | $0.062 | OrdinaryDividend |
Feb 14, 2019 | $0.062 | OrdinaryDividend |
Jan 14, 2019 | $0.060 | OrdinaryDividend |
Dec 13, 2018 | $0.060 | OrdinaryDividend |
Nov 14, 2018 | $0.060 | OrdinaryDividend |
Oct 12, 2018 | $0.060 | OrdinaryDividend |
Sep 13, 2018 | $0.060 | OrdinaryDividend |
Aug 14, 2018 | $0.058 | OrdinaryDividend |
Jul 12, 2018 | $0.058 | OrdinaryDividend |
Jun 14, 2018 | $0.058 | OrdinaryDividend |
May 14, 2018 | $0.062 | OrdinaryDividend |
Apr 12, 2018 | $0.062 | OrdinaryDividend |
Mar 14, 2018 | $0.062 | OrdinaryDividend |
Feb 14, 2018 | $0.068 | OrdinaryDividend |
Jan 11, 2018 | $0.068 | OrdinaryDividend |
Dec 14, 2017 | $0.068 | OrdinaryDividend |
Nov 14, 2017 | $0.068 | OrdinaryDividend |
Oct 12, 2017 | $0.068 | OrdinaryDividend |
Sep 14, 2017 | $0.068 | OrdinaryDividend |
Aug 11, 2017 | $0.068 | OrdinaryDividend |
Jul 12, 2017 | $0.068 | OrdinaryDividend |
Jun 13, 2017 | $0.068 | OrdinaryDividend |
May 11, 2017 | $0.068 | OrdinaryDividend |
Apr 11, 2017 | $0.068 | OrdinaryDividend |
Mar 13, 2017 | $0.068 | OrdinaryDividend |
Feb 13, 2017 | $0.068 | OrdinaryDividend |
Jan 11, 2017 | $0.068 | OrdinaryDividend |
Dec 13, 2016 | $0.068 | OrdinaryDividend |
Nov 10, 2016 | $0.064 | OrdinaryDividend |
Oct 12, 2016 | $0.064 | OrdinaryDividend |
Sep 13, 2016 | $0.064 | OrdinaryDividend |
Aug 11, 2016 | $0.062 | OrdinaryDividend |
Jul 13, 2016 | $0.062 | OrdinaryDividend |
Jun 13, 2016 | $0.062 | OrdinaryDividend |
May 11, 2016 | $0.060 | OrdinaryDividend |
Apr 13, 2016 | $0.060 | OrdinaryDividend |
Mar 11, 2016 | $0.060 | OrdinaryDividend |
Feb 10, 2016 | $0.060 | OrdinaryDividend |
Jan 13, 2016 | $0.060 | OrdinaryDividend |
Dec 11, 2015 | $0.060 | OrdinaryDividend |
Nov 10, 2015 | $0.060 | OrdinaryDividend |
Oct 13, 2015 | $0.060 | OrdinaryDividend |
Sep 11, 2015 | $0.060 | OrdinaryDividend |
Aug 12, 2015 | $0.060 | OrdinaryDividend |
Jul 13, 2015 | $0.060 | OrdinaryDividend |
Jun 11, 2015 | $0.060 | OrdinaryDividend |
May 13, 2015 | $0.060 | OrdinaryDividend |
Apr 13, 2015 | $0.060 | OrdinaryDividend |
Mar 11, 2015 | $0.060 | OrdinaryDividend |
Feb 11, 2015 | $0.060 | OrdinaryDividend |
Jan 13, 2015 | $0.060 | OrdinaryDividend |
Dec 11, 2014 | $0.060 | OrdinaryDividend |
Nov 12, 2014 | $0.060 | OrdinaryDividend |
Oct 10, 2014 | $0.060 | OrdinaryDividend |
Sep 11, 2014 | $0.060 | OrdinaryDividend |
Aug 13, 2014 | $0.060 | OrdinaryDividend |
Jul 11, 2014 | $0.060 | OrdinaryDividend |
Jun 11, 2014 | $0.060 | OrdinaryDividend |
May 13, 2014 | $0.062 | OrdinaryDividend |
Apr 11, 2014 | $0.062 | OrdinaryDividend |
Mar 12, 2014 | $0.062 | OrdinaryDividend |
Feb 12, 2014 | $0.062 | OrdinaryDividend |
Jan 13, 2014 | $0.062 | OrdinaryDividend |
Dec 11, 2013 | $0.062 | OrdinaryDividend |
Nov 13, 2013 | $0.067 | OrdinaryDividend |
Oct 10, 2013 | $0.067 | OrdinaryDividend |
Sep 11, 2013 | $0.067 | OrdinaryDividend |
Aug 13, 2013 | $0.070 | OrdinaryDividend |
Jul 11, 2013 | $0.070 | OrdinaryDividend |
Jun 12, 2013 | $0.070 | OrdinaryDividend |
May 13, 2013 | $0.076 | OrdinaryDividend |
Apr 11, 2013 | $0.076 | OrdinaryDividend |
Mar 13, 2013 | $0.076 | OrdinaryDividend |
Feb 13, 2013 | $0.076 | OrdinaryDividend |
Jan 11, 2013 | $0.076 | OrdinaryDividend |
Dec 26, 2012 | $0.074 | ExtraDividend |
Dec 12, 2012 | $0.076 | OrdinaryDividend |
Nov 13, 2012 | $0.076 | OrdinaryDividend |
Oct 11, 2012 | $0.076 | OrdinaryDividend |
Sep 12, 2012 | $0.076 | OrdinaryDividend |
Aug 13, 2012 | $0.074 | OrdinaryDividend |
Jul 11, 2012 | $0.074 | OrdinaryDividend |
Jun 13, 2012 | $0.074 | OrdinaryDividend |
May 11, 2012 | $0.069 | OrdinaryDividend |
Apr 11, 2012 | $0.069 | OrdinaryDividend |
Mar 13, 2012 | $0.069 | OrdinaryDividend |
Feb 13, 2012 | $0.069 | OrdinaryDividend |
Jan 11, 2012 | $0.069 | OrdinaryDividend |
Dec 13, 2011 | $0.149 | ExtraDividend |
Dec 13, 2011 | $0.069 | OrdinaryDividend |
Nov 10, 2011 | $0.064 | OrdinaryDividend |
Oct 12, 2011 | $0.064 | OrdinaryDividend |
Sep 13, 2011 | $0.064 | OrdinaryDividend |
Aug 11, 2011 | $0.062 | OrdinaryDividend |
Jul 13, 2011 | $0.062 | OrdinaryDividend |
Jun 13, 2011 | $0.062 | OrdinaryDividend |
May 11, 2011 | $0.060 | OrdinaryDividend |
Apr 13, 2011 | $0.060 | OrdinaryDividend |
Mar 11, 2011 | $0.060 | OrdinaryDividend |
Feb 11, 2011 | $0.057 | OrdinaryDividend |
Jan 12, 2011 | $0.057 | OrdinaryDividend |
Dec 13, 2010 | $0.057 | OrdinaryDividend |
Nov 10, 2010 | $0.054 | OrdinaryDividend |
Oct 13, 2010 | $0.054 | OrdinaryDividend |
Sep 13, 2010 | $0.054 | OrdinaryDividend |
Aug 11, 2010 | $0.051 | OrdinaryDividend |
Jul 13, 2010 | $0.051 | OrdinaryDividend |
Jun 11, 2010 | $0.051 | OrdinaryDividend |
May 12, 2010 | $0.051 | OrdinaryDividend |
Apr 13, 2010 | $0.051 | OrdinaryDividend |
Mar 11, 2010 | $0.051 | OrdinaryDividend |
Feb 10, 2010 | $0.051 | OrdinaryDividend |
Jan 13, 2010 | $0.051 | OrdinaryDividend |
Dec 11, 2009 | $0.051 | OrdinaryDividend |
Nov 10, 2009 | $0.045 | OrdinaryDividend |
Oct 13, 2009 | $0.045 | OrdinaryDividend |
Sep 11, 2009 | $0.045 | OrdinaryDividend |
Aug 12, 2009 | $0.041 | OrdinaryDividend |
Jul 13, 2009 | $0.041 | OrdinaryDividend |
Jun 11, 2009 | $0.041 | OrdinaryDividend |
May 13, 2009 | $0.041 | OrdinaryDividend |
Apr 13, 2009 | $0.041 | OrdinaryDividend |
Mar 11, 2009 | $0.041 | OrdinaryDividend |
Feb 11, 2009 | $0.059 | OrdinaryDividend |
Jan 13, 2009 | $0.059 | OrdinaryDividend |
Dec 11, 2008 | $0.059 | OrdinaryDividend |
Nov 12, 2008 | $0.059 | OrdinaryDividend |
Oct 10, 2008 | $0.059 | OrdinaryDividend |
Sep 11, 2008 | $0.065 | OrdinaryDividend |
Aug 13, 2008 | $0.075 | OrdinaryDividend |
Jul 11, 2008 | $0.075 | OrdinaryDividend |
Jun 11, 2008 | $0.075 | OrdinaryDividend |
May 13, 2008 | $0.080 | OrdinaryDividend |
Apr 11, 2008 | $0.080 | OrdinaryDividend |
Mar 12, 2008 | $0.080 | OrdinaryDividend |
Feb 13, 2008 | $0.097 | OrdinaryDividend |
Jan 11, 2008 | $0.097 | OrdinaryDividend |
Dec 12, 2007 | $0.097 | OrdinaryDividend |
Nov 13, 2007 | $0.101 | OrdinaryDividend |
Oct 11, 2007 | $0.101 | OrdinaryDividend |
Sep 12, 2007 | $0.101 | OrdinaryDividend |
Aug 13, 2007 | $0.101 | OrdinaryDividend |
Jul 11, 2007 | $0.101 | OrdinaryDividend |
Jun 13, 2007 | $0.101 | OrdinaryDividend |
May 11, 2007 | $0.101 | OrdinaryDividend |
Apr 11, 2007 | $0.101 | OrdinaryDividend |
Mar 13, 2007 | $0.101 | OrdinaryDividend |
Feb 13, 2007 | $0.098 | OrdinaryDividend |
Jan 10, 2007 | $0.098 | OrdinaryDividend |
Dec 13, 2006 | $0.098 | OrdinaryDividend |
Nov 13, 2006 | $0.095 | OrdinaryDividend |
Oct 11, 2006 | $0.095 | OrdinaryDividend |
Sep 13, 2006 | $0.095 | OrdinaryDividend |
Aug 11, 2006 | $0.090 | OrdinaryDividend |
Jul 12, 2006 | $0.090 | OrdinaryDividend |
Jun 13, 2006 | $0.090 | OrdinaryDividend |
May 11, 2006 | $0.085 | OrdinaryDividend |
Apr 11, 2006 | $0.085 | OrdinaryDividend |
Mar 13, 2006 | $0.085 | OrdinaryDividend |
Feb 13, 2006 | $0.082 | OrdinaryDividend |
Jan 11, 2006 | $0.082 | OrdinaryDividend |
Dec 13, 2005 | $0.082 | OrdinaryDividend |
Nov 10, 2005 | $0.079 | OrdinaryDividend |
Oct 12, 2005 | $0.079 | OrdinaryDividend |
Sep 13, 2005 | $0.079 | OrdinaryDividend |
Aug 11, 2005 | $0.076 | OrdinaryDividend |
Jul 13, 2005 | $0.076 | OrdinaryDividend |
Jun 13, 2005 | $0.076 | OrdinaryDividend |
May 11, 2005 | $0.076 | OrdinaryDividend |
Apr 13, 2005 | $0.076 | OrdinaryDividend |
Mar 11, 2005 | $0.076 | OrdinaryDividend |
Feb 11, 2005 | $0.070 | OrdinaryDividend |
Jan 12, 2005 | $0.070 | OrdinaryDividend |
Dec 13, 2004 | $0.070 | OrdinaryDividend |
Nov 10, 2004 | $0.068 | OrdinaryDividend |
Oct 13, 2004 | $0.068 | OrdinaryDividend |
Sep 13, 2004 | $0.068 | OrdinaryDividend |
Aug 11, 2004 | $0.068 | OrdinaryDividend |
Jul 13, 2004 | $0.068 | OrdinaryDividend |
Jun 14, 2004 | $0.068 | OrdinaryDividend |
May 13, 2004 | $0.068 | OrdinaryDividend |
XJFRX - Fund Manager Analysis
Managers
Scott Caraher
Start Date
Tenure
Tenure Rank
Oct 27, 2014
7.6
7.6%
Mr. Caraher is a Co-Head of Investments, a member of the Risk Committee and responsible for Symphony’s retail and institutional bank loan-focused portfolios, including credit trading related to bank loans. Mr. Caraher has served more than 15 years at Symphony. Prior to joining the firm in 2002, he was an Investment Banking Analyst in the industrial group at Deutsche Banc Alex Brown in New York. Mr. Caraher received a BS in finance from Georgetown University.
Kevin Lorenz
Start Date
Tenure
Tenure Rank
Aug 17, 2020
1.79
1.8%
Kevin is a portfolio manager for Nuveen’s global fixed income team and heads the leveraged finance sector team, which selects high yield and leveraged loan securities for all portfolios. He is also the lead portfolio manager for the High Yield strategies, co-manager of the Multi-Sector Bond strategy and a member of the Investment Committee, which establishes investment policy for all global fixed income products. Kevin has served in a variety of roles since joining the firm in 1987. He has been investing in high yield over his entire career and has focused exclusively on high yield since 1995. He began his career at the firm as a generalist focusing on the private placement market. Kevin has been quoted in The New York Times, Barron’s, The Wall Street Journal, Reuters and other financial press as well as appearances on CNBC for his seasoned views on the high yield asset class. Kevin graduated with a B.S. in Accounting from Rider University and an M.B.A. in Finance from Indiana University. He holds the CFA designation and is a member of the New York Society of Security Analysts. CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.09 | 21.18 | 6.07 | 3.25 |