Tri-Continental Corp
Name
As of 11/01/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
14.4%
1 yr return
23.0%
3 Yr Avg Return
-1.8%
5 Yr Avg Return
4.0%
Net Assets
$1.83 B
Holdings in Top 10
21.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.46%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 56.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Closed-end mutual fund
Name
As of 11/01/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
XTYCX - Profile
Distributions
- YTD Total Return 14.4%
- 3 Yr Annualized Total Return -1.8%
- 5 Yr Annualized Total Return 4.0%
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 2.77%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameTri-Continental Corp
-
Fund Family NameColumbia Threadneedle
-
Inception DateSep 26, 2001
-
Shares Outstanding54665174
-
Share ClassOther
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerDavid King
Fund Description
XTYCX - Performance
Return Ranking - Trailing
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 14.4% | 1.6% | 21.5% | 12.33% |
1 Yr | 23.0% | 7.7% | 40.1% | 20.55% |
3 Yr | -1.8%* | -10.0% | 11.3% | 98.24% |
5 Yr | 4.0%* | 1.5% | 12.8% | 96.59% |
10 Yr | 6.4%* | 0.6% | 11.5% | 69.59% |
* Annualized
Return Ranking - Calendar
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.3% | -6.9% | 29.3% | 58.08% |
2022 | -20.8% | -37.4% | -8.2% | 49.30% |
2021 | 10.3% | -9.8% | 25.4% | 31.54% |
2020 | 7.2% | -21.0% | 25.4% | 51.14% |
2019 | 16.7% | -8.3% | 27.9% | 30.74% |
Total Return Ranking - Trailing
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 14.4% | 1.6% | 21.5% | 12.33% |
1 Yr | 23.0% | 7.7% | 40.1% | 20.55% |
3 Yr | -1.8%* | -10.0% | 11.3% | 98.24% |
5 Yr | 4.0%* | 1.5% | 12.8% | 96.59% |
10 Yr | 6.4%* | 0.6% | 11.5% | 69.59% |
* Annualized
Total Return Ranking - Calendar
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.3% | -0.9% | 33.0% | 81.79% |
2022 | -20.8% | -36.0% | -0.9% | 98.24% |
2021 | 10.3% | -7.8% | 33.9% | 96.06% |
2020 | 7.2% | -16.2% | 25.4% | 77.27% |
2019 | 19.2% | 7.3% | 34.8% | 81.71% |
NAV & Total Return History
XTYCX - Holdings
Concentration Analysis
XTYCX | Category Low | Category High | XTYCX % Rank | |
---|---|---|---|---|
Net Assets | 1.83 B | 1.41 M | 120 B | 42.12% |
Number of Holdings | 233 | 4 | 2696 | 20.21% |
Net Assets in Top 10 | 302 M | 1.18 M | 27.7 B | 73.63% |
Weighting of Top 10 | 21.03% | 19.7% | 118.4% | 94.86% |
Top 10 Holdings
- Apple Inc 3.28%
- Microsoft Corp 3.18%
- Alphabet Inc Class A 2.52%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
Asset Allocation
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
Stocks | 76.03% | 0.00% | 100.07% | 71.23% |
Bonds | 16.42% | 0.00% | 102.71% | 20.55% |
Convertible Bonds | 5.33% | 0.00% | 26.48% | 7.93% |
Cash | 1.20% | 0.00% | 89.93% | 48.29% |
Preferred Stocks | 1.03% | 0.00% | 16.57% | 7.19% |
Other | 0.00% | -0.31% | 28.56% | 82.88% |
Stock Sector Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
Technology | 22.44% | 3.31% | 52.93% | 13.10% |
Financial Services | 13.40% | 0.28% | 52.80% | 86.21% |
Healthcare | 13.33% | 0.00% | 36.30% | 49.66% |
Consumer Cyclical | 8.28% | 0.00% | 16.01% | 78.28% |
Communication Services | 7.51% | 0.00% | 26.62% | 40.00% |
Industrials | 6.78% | 1.16% | 32.55% | 95.52% |
Consumer Defense | 6.57% | 0.00% | 14.86% | 52.07% |
Utilities | 6.09% | 0.00% | 31.67% | 10.00% |
Energy | 5.84% | 0.00% | 29.22% | 24.83% |
Real Estate | 5.73% | 0.00% | 33.86% | 28.62% |
Basic Materials | 4.03% | 0.00% | 11.49% | 74.83% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
US | 75.23% | 0.00% | 100.07% | 67.47% |
Non US | 0.80% | 0.00% | 21.17% | 22.26% |
Bond Sector Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
Corporate | 95.40% | 0.00% | 98.43% | 1.72% |
Cash & Equivalents | 4.60% | 0.00% | 83.14% | 27.40% |
Derivative | 0.00% | -0.45% | 28.56% | 80.48% |
Securitized | 0.00% | 0.00% | 37.97% | 98.28% |
Municipal | 0.00% | 0.00% | 17.02% | 96.90% |
Government | 0.00% | 0.00% | 99.71% | 99.66% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
US | 14.74% | 0.00% | 102.71% | 20.55% |
Non US | 1.68% | 0.00% | 1.68% | 0.34% |
XTYCX - Expenses
Operational Fees
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.46% | 0.04% | 4.67% | 91.44% |
Management Fee | 0.41% | 0.00% | 1.25% | 68.84% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.28% | N/A |
Sales Fees
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 56.00% | 4.00% | 236.00% | 73.19% |
XTYCX - Distributions
Dividend Yield Analysis
XTYCX | Category Low | Category High | XTYCX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 10.22% | 100.00% |
Dividend Distribution Analysis
XTYCX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annual | Quarterly | Annual |
Net Income Ratio Analysis
XTYCX | Category Low | Category High | XTYCX % Rank | |
---|---|---|---|---|
Net Income Ratio | 2.77% | -1.12% | 6.07% | 9.54% |
Capital Gain Distribution Analysis
XTYCX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Jun 18, 2019 | $0.265 | OrdinaryDividend |
Jun 18, 2019 | $0.107 | CapitalGainLongTerm |
Mar 19, 2019 | $0.240 | OrdinaryDividend |
Dec 18, 2018 | $0.252 | OrdinaryDividend |
Dec 18, 2018 | $0.125 | CapitalGainShortTerm |
Dec 18, 2018 | $0.615 | CapitalGainLongTerm |
Sep 18, 2018 | $0.239 | OrdinaryDividend |
Jun 19, 2018 | $0.224 | OrdinaryDividend |
Jun 19, 2018 | $0.230 | CapitalGainLongTerm |
Mar 21, 2018 | $0.230 | OrdinaryDividend |
Dec 20, 2017 | $0.309 | OrdinaryDividend |
Dec 20, 2017 | $0.095 | CapitalGainLongTerm |
Sep 15, 2017 | $0.261 | OrdinaryDividend |
Jun 15, 2017 | $0.251 | OrdinaryDividend |
Mar 16, 2017 | $0.251 | OrdinaryDividend |
Dec 15, 2016 | $0.240 | OrdinaryDividend |
Sep 15, 2016 | $0.234 | OrdinaryDividend |
Jun 16, 2016 | $0.220 | OrdinaryDividend |
Mar 10, 2016 | $0.216 | OrdinaryDividend |
Dec 10, 2015 | $0.209 | OrdinaryDividend |
Sep 10, 2015 | $0.195 | OrdinaryDividend |
Jun 11, 2015 | $0.201 | OrdinaryDividend |
Mar 12, 2015 | $0.205 | OrdinaryDividend |
Dec 11, 2014 | $0.201 | OrdinaryDividend |
Sep 11, 2014 | $0.193 | OrdinaryDividend |
Jun 12, 2014 | $0.185 | OrdinaryDividend |
Mar 13, 2014 | $0.173 | OrdinaryDividend |
Dec 12, 2013 | $0.163 | OrdinaryDividend |
Sep 12, 2013 | $0.162 | OrdinaryDividend |
Jun 13, 2013 | $0.162 | OrdinaryDividend |
Mar 14, 2013 | $0.190 | OrdinaryDividend |
Dec 14, 2012 | $0.190 | OrdinaryDividend |
Sep 14, 2012 | $0.155 | OrdinaryDividend |
Jun 15, 2012 | $0.150 | OrdinaryDividend |
Mar 16, 2012 | $0.105 | OrdinaryDividend |
Dec 08, 2011 | $0.075 | OrdinaryDividend |
Sep 08, 2011 | $0.070 | OrdinaryDividend |
Jun 09, 2011 | $0.065 | OrdinaryDividend |
Mar 10, 2011 | $0.065 | OrdinaryDividend |
Dec 09, 2010 | $0.105 | OrdinaryDividend |
Sep 09, 2010 | $0.050 | OrdinaryDividend |
Jun 10, 2010 | $0.050 | OrdinaryDividend |
Mar 18, 2010 | $0.044 | OrdinaryDividend |
Dec 10, 2009 | $0.044 | OrdinaryDividend |
Sep 10, 2009 | $0.044 | OrdinaryDividend |
May 28, 2009 | $0.049 | OrdinaryDividend |
Mar 12, 2009 | $0.056 | OrdinaryDividend |
Nov 25, 2008 | $0.428 | OrdinaryDividend |
Sep 05, 2008 | $0.513 | OrdinaryDividend |
Jun 06, 2008 | $0.540 | OrdinaryDividend |
Mar 14, 2008 | $0.633 | OrdinaryDividend |
Dec 06, 2007 | $0.722 | OrdinaryDividend |
Sep 07, 2007 | $0.755 | OrdinaryDividend |
Jul 13, 2007 | $0.707 | OrdinaryDividend |
Mar 16, 2007 | $0.140 | OrdinaryDividend |
Mar 16, 2007 | $0.120 | CapitalGainLongTerm |
Dec 08, 2006 | $0.070 | OrdinaryDividend |
Sep 15, 2006 | $0.070 | OrdinaryDividend |
Jun 08, 2006 | $0.070 | OrdinaryDividend |
Mar 13, 2006 | $0.070 | OrdinaryDividend |
Dec 02, 2005 | $0.070 | OrdinaryDividend |
Sep 16, 2005 | $0.060 | OrdinaryDividend |
Jun 09, 2005 | $0.060 | OrdinaryDividend |
Mar 17, 2005 | $0.050 | OrdinaryDividend |
Dec 02, 2004 | $0.040 | OrdinaryDividend |
Dec 02, 2004 | $0.070 | ExtraDividend |
Sep 16, 2004 | $0.040 | OrdinaryDividend |
Jun 10, 2004 | $0.040 | OrdinaryDividend |
Mar 18, 2004 | $0.040 | OrdinaryDividend |
Dec 04, 2003 | $0.040 | OrdinaryDividend |
Sep 12, 2003 | $0.040 | OrdinaryDividend |
Jun 13, 2003 | $0.040 | OrdinaryDividend |
Mar 14, 2003 | $0.050 | OrdinaryDividend |
Dec 05, 2002 | $0.060 | OrdinaryDividend |
Sep 13, 2002 | $0.060 | OrdinaryDividend |
Jun 17, 2002 | $0.070 | OrdinaryDividend |
Mar 15, 2002 | $0.070 | OrdinaryDividend |
Dec 06, 2001 | $0.070 | OrdinaryDividend |
Dec 06, 2001 | $1.010 | CapitalGainLongTerm |
Sep 14, 2001 | $0.070 | OrdinaryDividend |
Jun 07, 2001 | $0.070 | OrdinaryDividend |
Jun 07, 2001 | $0.103 | CapitalGainLongTerm |
Mar 16, 2001 | $0.070 | OrdinaryDividend |
Dec 07, 2000 | $0.080 | OrdinaryDividend |
Dec 07, 2000 | $2.740 | CapitalGainLongTerm |
Sep 15, 2000 | $0.080 | OrdinaryDividend |
Jun 08, 2000 | $0.080 | OrdinaryDividend |
Jun 08, 2000 | $0.560 | CapitalGainLongTerm |
Mar 16, 2000 | $0.090 | OrdinaryDividend |
Dec 08, 1999 | $0.120 | OrdinaryDividend |
Dec 08, 1999 | $0.282 | CapitalGainShortTerm |
Dec 08, 1999 | $2.842 | CapitalGainLongTerm |
Sep 10, 1999 | $0.120 | OrdinaryDividend |
Jun 11, 1999 | $0.120 | OrdinaryDividend |
Jun 11, 1999 | $0.670 | CapitalGainLongTerm |
Mar 16, 1999 | $0.120 | OrdinaryDividend |
Dec 09, 1998 | $0.130 | OrdinaryDividend |
Dec 09, 1998 | $2.440 | CapitalGainLongTerm |
Sep 10, 1998 | $0.130 | OrdinaryDividend |
Jun 08, 1998 | $0.130 | OrdinaryDividend |
Jun 08, 1998 | $0.180 | CapitalGainShortTerm |
Jun 08, 1998 | $1.655 | CapitalGainLongTerm |
Mar 17, 1998 | $0.130 | OrdinaryDividend |
Dec 10, 1997 | $0.140 | OrdinaryDividend |
Dec 10, 1997 | $0.110 | CapitalGainShortTerm |
Dec 10, 1997 | $2.530 | CapitalGainLongTerm |
Sep 18, 1997 | $0.150 | OrdinaryDividend |
Jun 16, 1997 | $0.150 | OrdinaryDividend |
Jun 16, 1997 | $0.092 | CapitalGainShortTerm |
Jun 16, 1997 | $0.715 | CapitalGainLongTerm |
Mar 12, 1997 | $0.160 | OrdinaryDividend |
Dec 11, 1996 | $2.010 | CapitalGainLongTerm |
Dec 11, 1996 | $0.160 | OrdinaryDividend |
Dec 11, 1996 | $0.140 | CapitalGainShortTerm |
Sep 19, 1996 | $0.160 | OrdinaryDividend |
Jun 19, 1996 | $0.302 | OrdinaryDividend |
Mar 20, 1996 | $0.170 | OrdinaryDividend |
Dec 13, 1995 | $0.180 | OrdinaryDividend |
Sep 20, 1995 | $0.180 | OrdinaryDividend |
Jun 21, 1995 | $0.180 | OrdinaryDividend |
Mar 20, 1995 | $0.190 | OrdinaryDividend |
Dec 12, 1994 | $0.210 | OrdinaryDividend |
Sep 19, 1994 | $0.200 | OrdinaryDividend |
Jun 20, 1994 | $0.190 | OrdinaryDividend |
Mar 14, 1994 | $0.190 | OrdinaryDividend |
Dec 13, 1993 | $0.220 | OrdinaryDividend |
Sep 15, 1993 | $0.200 | OrdinaryDividend |
Jun 14, 1993 | $0.190 | OrdinaryDividend |
Mar 15, 1993 | $0.190 | OrdinaryDividend |
Dec 09, 1992 | $0.230 | OrdinaryDividend |
Sep 14, 1992 | $0.190 | OrdinaryDividend |
Jun 15, 1992 | $0.180 | OrdinaryDividend |
Mar 16, 1992 | $0.180 | OrdinaryDividend |
Dec 16, 1991 | $0.230 | OrdinaryDividend |
Sep 16, 1991 | $0.190 | OrdinaryDividend |
Jun 17, 1991 | $0.180 | OrdinaryDividend |
Mar 18, 1991 | $0.180 | OrdinaryDividend |
Dec 17, 1990 | $0.250 | OrdinaryDividend |
Sep 17, 1990 | $0.220 | OrdinaryDividend |
Jun 18, 1990 | $0.200 | OrdinaryDividend |
Mar 19, 1990 | $0.190 | OrdinaryDividend |
Dec 18, 1989 | $0.230 | OrdinaryDividend |
XTYCX - Fund Manager Analysis
Managers
David King
Start Date
Tenure
Tenure Rank
Apr 14, 2011
11.14
11.1%
David King is a senior portfolio manager with the Asset Allocation Team at Columbia Threadneedle Investments. Mr. King joined one of the Columbia Threadneedle Investments firms in 2010. Previously, Mr. King was a senior portfolio manager at Putnam Investments. Prior to that, he held various other roles during his 25 years at Putnam, beginning as an equity research analyst and including associate director of equity research. Prior to Putnam, he worked briefly at Drexel Burnham Lambert and Citibank, NA. Mr. King began his career at Manufacturers Hanover Trust (now JPMorgan Chase) in 1978. He has been a member of the investment community since 1983. Mr. King recieved a B.S. in administration, summa cum laude, from the University of New Hampshire and an MBA from Harvard Business School. In addition, he holds the Chartered Financial Analyst designation.
Yan Jin
Start Date
Tenure
Tenure Rank
Mar 02, 2012
10.25
10.3%
Yan Jin is a vice president and senior portfolio manager of income strategies with Columbia Threadneedle Investments. Mr. Jin joined one of the Columbia Threadneedle Investments legacy firms in 2002. Previously, Mr. Jin was employed as assistant vice president and risk analyst for Lincoln Investment Management. He has been a member of the investment community since 1998. Mr. Jin received an M.A. in economics from North Carolina State University.
Peter Albanese
Start Date
Tenure
Tenure Rank
Aug 01, 2014
7.84
7.8%
Mr. Albanese joined Columbia Management Investment Advisers, LLC in August 2014. Prior to joining the firm, Mr. Albanese was a Managing Director and Senior Portfolio Manager at Robeco Investment Management. Mr. Albanese began his investment career in 1991 and earned a B.S. from Stony Brook University and an M.B.A. from the Stern School of Business at New York University.
Raghavendran Sivaraman
Start Date
Tenure
Tenure Rank
Apr 30, 2020
2.08
2.1%
Raghavendran Sivaraman is a portfolio manager on the Quantitative Strategies Team for Columbia Threadneedle Investments. He began his investment career at one of the Columbia Threadneedle Investments legacy firms in 2007. Dr. Sivaraman received a B.Tech. in computer science engineering from the Indian Institute of Technology, Madras and a Ph.D. in operations research from the Massachusetts Institute of Technology. In addition, he holds the Chartered Financial Analyst® designation.
Grace Lee
Start Date
Tenure
Tenure Rank
Oct 01, 2020
1.66
1.7%
Ms. Lee joined the Investment Manager in 2014. Ms. Lee began her investment career in 1996 and earned a bachelor’s degree in political science and economics from Stanford University and an M.B.A. from Harvard Business School
Oleg Nusinzon
Start Date
Tenure
Tenure Rank
Jun 15, 2021
0.96
1.0%
Mr. Nusinzon, CFA, is a Director on the Dynamic Equity Management Team at PanAgora Asset Management Inc.. His primary responsibilities include portfolio management, research, and model development. Mr. Nusinzon joined the Dynamic Equity Team in 2015. Mr. Nusinzon was a Director on PanAgora's Stock Selector Equity Team since 2009.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 38.44 | 7.38 | 2.41 |