Are you getting the best rate from your broker?
Compare your broker's rates now to find out if you can save money

Choose your broker below
Welcome to MutualFunds.com. Please help us personalize your experience.

Select the one that best describes you
Mutualfunds logo

AASVX American Beacon Small Cp Val AMR

  • Fund
  • AASVX
  • Price as of: Mar 16, 2004
  • $17.76
  • + $0.01
  • + 0.06%
  • Category
  • Small Cap Value Equities

AASVX - Profile

Vitals

  • YTD Return 0.0%
  • 3 Yr Annualized Return 17.4%
  • 5 Yr Annualized Return N/A
  • Net Assets $5.61 B
  • Holdings in Top 10 11.8%

52 WEEK LOW AND HIGH

$17.76
N/A
N/A

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.54%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 73.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

Closed to new investors as of 2015-09-22

STANDARD (TAXABLE)

$0

IRA

$0

Investment Themes

CATEGORY

Small Cap Value Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Value

Distributions

  • YTD Total Return 0.0%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.94%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name American Beacon Small Cap Value Fund
  • Fund Family Name American Beacon
  • Inception Date Mar 01, 1999
  • Shares Outstanding N/A
  • Share Class Other
  • Currency USD
  • Domiciled Country United States
  • Manager Edward R. Walter

Fund Description

Under normal circumstances, at least 80% of the fund's net assets (plus the amount of any borrowings for investment purposes) are invested in equity securities of small market capitalization companies. These companies have market capitalizations of $5 billion or less at the time of investment. The fund's investments may include common stocks, preferred stocks, securities convertible into common stocks, real estate investment trusts ("REITs"), American Depositary Receipts ("ADRs") and U.S. dollar-denominated foreign stocks traded on U.S. exchanges (collectively, "stocks").

AASVX - Performance

Return Ranking - Trailing

Period AASVX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 0.0% -65.7% 7.9% 10.78% 1
1 Yr 68.3% -29.4% 68.3% 0.21% 1
3 Yr 17.4% * -3.5% 20.1% 0.92% 1
5 Yr N/A * -5.1% 14.2% N/A N/A
10 Yr N/A * 3.3% 16.3% N/A N/A

* Annualized


Return Ranking - Calendar

Period AASVX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 0.0% -35.0% 26.3% 55.87% 4
2016 0.0% -25.6% 68.2% 89.51% 5
2015 0.0% -48.0% 33.9% 3.14% 1
2014 0.0% -38.4% 39.9% 27.55% 2
2013 0.0% -26.5% 59.9% 92.49% 5

Total Return Ranking - Trailing

Period AASVX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 0.0% -100.0% 7.9% 10.81% 1
1 Yr N/A -59.2% 214.5% N/A N/A
3 Yr N/A * -3.0% 24.7% N/A N/A
5 Yr N/A * -5.1% 14.2% N/A N/A
10 Yr N/A * 3.3% 16.3% N/A N/A

* Annualized


Total Return Ranking - Calendar

Period AASVX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 0.0% -35.0% 26.3% 56.09% 4
2016 0.0% -12.6% 68.2% 91.28% 5
2015 0.0% -48.0% 128.0% 7.19% 1
2014 0.0% -29.2% 139.5% 83.81% 5
2013 0.0% -48.7% 164.5% 96.62% 5

NAV & Total Return History

AASVX - Holdings

Filings data as of: Oct 31, 2015

Concentration Analysis

AASVX Category Low Category High AASVX % Rank Quintile
Net Assets 5.61 B 345 K 28.8 B 1.88% 1
Number of Holdings 604 3 1587 2.71% 1
Net Assets in Top 10 649 M 110 K 1.57 B 3.34% 1
Weighting of Top 10 11.8% 0.9% 82.3% 31.32% 4

Top 10 Holdings

  1. Russell 2000 Mini Dec15 Ifus 20151218 4.88%
  2. First Horizon National Corp 0.87%
  3. Synovus Financial Corp 0.86%
  4. Portland General Electric Co 0.78%
  5. Great Plains Energy Inc 0.89%
  6. Mentor Graphics Corp 0.90%
  7. Vishay Intertechnology Inc 0.65%
  8. Diodes Inc 0.67%
  9. American Axle & Mfg Holdings Inc 0.66%
  10. First Niagara Financial Group Inc 0.65%

Asset Allocation

Weighting Category Low Category High AASVX % Rank Quintile
Stocks
94.73% 0.90% 100.24% 24.84% 5
Cash
5.26% -1.79% 99.10% 10.02% 1
Other
0.02% -15.54% 13.43% 7.10% 1
Preferred Stocks
0.00% 0.00% 19.08% 2.30% 5
Convertible Bonds
0.00% 0.00% 0.70% 0.84% 5
Bonds
0.00% 0.00% 28.88% 4.18% 5

Stock Sector Breakdown

Weighting Category Low Category High AASVX % Rank Quintile
Financial Services
24.30% 0.00% 41.37% 16.49% 3
Industrials
15.17% 0.00% 46.97% 20.67% 3
Technology
14.74% 0.00% 34.87% 7.72% 1
Consumer Cyclical
13.34% 0.00% 47.71% 16.91% 3
Basic Materials
5.11% 0.00% 40.77% 24.22% 4
Utilities
4.46% 0.00% 8.91% 9.81% 2
Healthcare
3.36% 0.00% 23.52% 24.84% 4
Energy
3.18% 0.00% 39.43% 30.90% 5
Real Estate
3.14% 0.00% 25.62% 29.44% 5
Consumer Defense
2.40% 0.00% 11.13% 22.13% 4
Communication Services
0.65% 0.00% 8.21% 16.91% 3

Stock Geographic Breakdown

Weighting Category Low Category High AASVX % Rank Quintile
US
93.65% 0.90% 100.01% 22.34% 4
Non US
1.08% 0.00% 44.30% 26.93% 4

AASVX - Expenses

Operational Fees

AASVX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.54% 0.03% 1481.17% 39.25% 1
Management Fee 0.45% 0.02% 1.30% 9.81% 1
12b-1 Fee 0.00% 0.00% 1.00% 4.78% 2
Administrative Fee 0.05% 0.01% 465000.00% 9.18% 1

Sales Fees

AASVX Fees (% of AUM) Category Low Category High AASVX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

AASVX Fees (% of AUM) Category Low Category High AASVX Rank Quintile
Max Redemption Fee N/A 0.50% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AASVX Fees (% of AUM) Category Low Category High AASVX Rank Quintile
Turnover 73.00% 5.00% 2077.66% 9.19% 4

AASVX - Distributions

Dividend Yield Analysis

AASVX Category Low Category High AASVX % Rank Quintile
Dividend Yield 0.2% 0.00% 5.05% 17.99% 1

Dividend Distribution Analysis

AASVX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

AASVX Category Low Category High AASVX % Rank Quintile
Net Income Ratio 0.94% -4.48% 7.99% 7.10% 1

Capital Gain Distribution Analysis

AASVX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

AASVX - Managers

Edward R. Walter

Manager

Start Date

Sep 30, 2004

Tenure

11.17

Tenure Rank

6.5%

Edward R. Walter has been employed by Dreyfus since December 2008, and portfolio managers for The Boston Company since May 2004. Previously, Walter served as director and portfolio manager with Standish, Ayer & Wood. He is also vice president of Standish International Management Co. He joined the company in 1989. Ed is a portfolio manager and research analyst for our US small-cap value Equity Strategy. Ed's research responsibilities include the Health Care, Technology, Business Services and Industrial sectors. Previously, at the firm, Ed held positions of increasing levels of responsibility within the fundamental research team. Ed received his BS from Villanova University. He is a Chartered Financial Analyst charter holder.


Adriana R. Posada

Manager

Start Date

Dec 31, 1998

Tenure

16.93

Tenure Rank

2.6%

Adriana Posada joined American Beacon in 1993 and serves as Senior Portfolio Manager, Asset Management Department at American Beacon. She is responsible for monitoring the external domestic equity and fixed income advisors to the American Beacon Funds and AMR’s pension plans. Ms. Posada is a Trustee of the Irving Firefighters Relief and Retirement Fund. Ms. Posada received her BS in Mathematics from the Universidad de Los Andes, MS in Mathematics from the University of Houston, and MS in Actuarial Science from the University of Michigan.


Richard T. Wilk

Manager

Start Date

Sep 09, 2014

Tenure

1.22

Tenure Rank

18.8%

Mr. Wilk is the Director of Equity Investments. He responsible for the daily research and management of the firm’s active equity strategies. He is also a member of the firm’s Investment and Management Committees. Mr. Wilk has been with PanAgora and its predecessor organization, the Structured Investment Products Group of The Boston Company, since 1985. Prior to joining The Boston Company in 1980, Mr. Wilk was an econometric software consultant. He also worked at the National Bureau of Economic Research. Mr. Wilk is a CFA charterholder.


James S. McClure

Manager

Start Date

Dec 31, 2003

Tenure

11.92

Tenure Rank

5.8%

McClure is a portfolio manger of Barrow, Hanley, Mewhinney & Strauss which he joined as a principal in 1995. Prior to joining BHMS, he was a V.P. and senior portfolio manager with Goldman Sachs Asset Management. He is a member of the New York Society of Security Analysts. McClure holds the Chartered Financial Analyst designation.Mr. McClure began his investment career in 1972 and earned a B.A. and M.B.A. from the University of Texas.


Brandon Troegle

Manager

Start Date

Sep 09, 2014

Tenure

1.22

Tenure Rank

18.8%

Brandon Troegle is the Director of Fundamental Analysis, and focuses on the firm’s security selection. Before joining Hillcrest in 2007, Brandon was an equity analyst at Morningstar. Previously he worked for Luther King Capital Management and Bank of America. Brandon received his M.B.A. from Southern Methodist University’s Cox School of Business and his B.A. in Business Administration and History from Austin College. Brandon is a CFA charterholder.


Mario Tufano

Manager

Start Date

Dec 31, 2010

Tenure

4.92

Tenure Rank

12.6%

Mario Tufano, Associate Portfolio Manager, Vice President & Senior Securities Analyst. He joined Dreman Value Management, L.L.C. in 2007 as a senior securities analyst. He is responsible for research of new investment ideas as well as current portfolio holdings for the firm’s Small, Mid and Smid Cap Value products. Prior to joining the firm, he was an Associate Director and Equity Analyst at UBS Investment Bank covering the Consumer Staples and Discretionary sectors. Mr. Tufano holds the Chartered Financial Analyst designation and a member of the New York Society of Security Analysts (NYSSA). Mr. Tufano received his Bachelor of Science degree from Pennsylvania State University in 2002 with a major in Finance and a minor in Management Information Systems.


Nelson P. Woodard

Manager

Start Date

Dec 31, 2013

Tenure

1.92

Tenure Rank

17.4%

Nelson P. Woodard rejoined Dreman Value Management, L.L.C. (DVM) in November 2013 as co‐Chief Investment Officer (co‐CIO) and Managing Director. In his role as co‐CIO, he has investment oversight responsibilities for the traditional value strategies including large, small and mid‐cap value strategies. Mr. Woodard has over 26 years of experience in the investment management industry. Prior to rejoining the firm, he was Chief Investment Officer at The Winchester Group and before that he was the Founder and Chief Investment Officer at Aristos Capital Management, a long/short hedge fund firm. Mr. Woodard’s first involvement with DVM dates back to the firm’s inception in January 1997, where he served as Managing Director until July 2000 and most recently as Partner, Managing Director and Senior Portfolio Manager between 2001 and 2006. In between those two stints, he worked at Prudential Investments as Vice President of Asset Allocation and Quantitative Analysis. Prior to joining DVM, he was a Director of the Quantitative Finance program at the College of Business at James Madison University from 1993 to 1996 and an Instructor at the Anderson School of Management at the University of New Mexico from 1989 to 1992. In addition, Mr. Woodard had been the Director of Research at Investment Strategy Management in Charlottesville, Virginia and from 1985 to 1995 served as a consultant for Dreman Value Advisors, Inc. (DVM’s predecessor firm), and as a Research Fellow for the Dreman Foundation. Mr. Woodard holds a BA in Mathematics and Economics, an MA in Economics and a Ph.D. in Econometrics and Public Finance from the University of Virginia.


Mark J. Roach

Manager

Start Date

Jul 29, 2010

Tenure

5.34

Tenure Rank

12.1%

Mark Roach joined Dreman Value Management, L.L.C. in November 2006, as a Managing Director and Portfolio Manager of the Small and Mid Cap products. In addition, in December 2006 he launched and continues to manage the firm’s Smid Cap product. Prior to joining Dreman, Mr. Roach was a Portfolio Manager at Vaughan Nelson Investment Management, managing a small cap product from 2002 through 2006. Mr. Roach has significant experience in working with institutions, pensions and endowments and is well known in the consulting and high net worth community. Mr. Roach served as a security analyst from 1994 to 2001 for various institutions including Fifth Third Bank, Lynch, Jones & Ryan and USAA. Mr. Roach received his MBA from the University of Chicago’s Graduate School of Business and a Bachelors degree from the Baldwin Wallace College. In addition, Mr. Roach is a former board member on the Rice University Wright Fund.


James B. Miles

Manager

Start Date

Dec 31, 1998

Tenure

16.93

Tenure Rank

2.6%

Miles serves as principal and portfolio manager with Hotchkis and Wiley, his employer since 1995. Previously, he spent seven years as a vice president in the securities finance group of BT Securities Corporation.


John P. Harloe

Manager

Start Date

Dec 31, 2003

Tenure

11.92

Tenure Rank

5.8%

Harloe joined Barrow Hanley as a principal in 1995 from Sterling Capital Management, where he served as a vice president and equity portfolio manager/analyst for nine years. During the remainder of his 31-year investment career, he worked with James S. McClure at American National Insurance Company, American Capital Management and Research, and Oppenheimer & Co., Inc.Mr. Harloe began his investment career in 1976 and earned a B.A. and M.B.A. from the University of South Carolina. Harloe holds the Chartered Financial Analyst designation.


Henry F. Otto

Manager

Start Date

Dec 31, 1998

Tenure

16.93

Tenure Rank

2.6%

Henry is the founder and co-lead Portfolio Manager of the Diversified Value Equity portfolios. He plays an integral roll in the firm’s ongoing research into value investing, utilizing Brandywine’s disciplined management exclusionary process and enhancing quantitative tools. Prior to joining Brandywine Global in 1988, Henry was with Dimensional Fund Advisors, Inc. where he managed and traded small-cap portfolios and developed computer systems to structure portfolios and analyze performance (1984-1987), and the Chicago Board of Trade as a Financial Economist developing financial-based futures and options (1982-1984). Henry earned both his M.B.A. in Finance and Economics and his B.A. in Economics from the University of Chicago. Henry is also a member of the Executive Committee.


Steven M. Tonkovich

Manager

Start Date

Dec 31, 1998

Tenure

16.93

Tenure Rank

2.6%

Mr. Tonkovich, Managing Director & Portfolio Manager of Brandywine Global, is co-lead portfolio manager of the Diversified Value Equity strategies. He plays an integral roll in the ongoing research into value investing, utilizing Brandywine’s disciplined management exclusionary process and enhancing quantitative tools. Steve has been a member of the firm for 16 years. Prior to joining Brandywine, Steve was with The Wharton School of the University of Pennsylvania as a Research Analyst in the Finance Department (1987-1989), Booz, Allen, and Hamilton, Inc. as a Research Assistant (summer of 1988), and The Moore School of Electrical Engineering of the University of Pennsylvania as a Research Assistant (1986-1987). Steven earned his B.S.E in Finance and Regional Science from the Wharton School of the University of Pennsylvania. Steve is also a member of the Executive Committee.


David E. Green

Manager

Start Date

Dec 31, 1998

Tenure

16.93

Tenure Rank

2.6%

Mr. Green joined Hotchkis and Wiley Capital Management in 1997 as an equity portfolio manager. He served as the Director of Research at Hotchkis and Wiley from 1999 to 2000. Prior to joining the firm, Mr. Green worked as a senior equity analyst with Goldman Sachs Asset Management on the Broad Market Value team. Before joining Goldman Sachs, he worked as an equity analyst with Prudential Investment Corporation where he began his investment career in 1990. Mr. Green's investment experience is focused primarily on analysis of publicly traded equities. Mr. Green, a CFA charterholder, is a member of Phi Beta Kappa. He received his BA in economics with honors from the University of California, Berkeley.


Douglas E. Stark

Manager

Start Date

Sep 09, 2014

Tenure

1.22

Tenure Rank

18.8%

Douglas E. Stark is a Partner and Director of Research at Martingale. Mr. Stark is responsible for the firm’s research and development of equity valuation processes. He also has portfolio management responsibilities as well. Prior to joining Martingale, Mr. Stark was a Senior Vice President and Portfolio Manager at InterCoast Capital Company, where he developed a stock selection strategy and created a risk management process for an active U.S. equity portfolio, active international portfolio and emerging markets portfolio. Mr. Stark started his career at State Street Global Advisors in 1990, where he was a Vice President and managed international stock portfolios and active currency overlays.


Joseph M. Corrado

Manager

Start Date

Sep 30, 2004

Tenure

11.17

Tenure Rank

6.5%

Joseph M. Corrado, CFA, is a senior managing director and lead portfolio manager for the U.S. Small Cap Value and U.S. Small Mid Cap Value strategies at TBCAM, an affiliate of Dreyfus, where he has been employed since 2003. He also conducts research in the Financial, Consumer, Energy and Industrial sectors. Prior to joining the company, Joe served as Vice President at Shearson Lehman Brothers. Previous to that, he worked at Manufacturers Hanover Trust and New York Life Insurance Company.


Gene L. Needles

Manager

Start Date

Feb 29, 2012

Tenure

3.75

Tenure Rank

14.5%

Mr. Needles has served as President and Chief Executive Officer of American Beacon Advisors, Inc. since April 2009 and has served on the portfolio management team since May 2011. Prior to joining the firm, Mr. Needles was President of Touchstone Investments from 2008 to 2009, President of AIM Distributors from 2003 to 2007 and CEO of AIM Distributors from 2004 to 2007.


Brian R. Bruce

Manager

Start Date

Sep 09, 2014

Tenure

1.22

Tenure Rank

18.8%

Bruce is the CEO and Chief Investment Officer of Hillcrest and oversees all business and investment activities at the firm. Before founding Hillcrest, Brian was Chief Investment Officer in charge of equity management and research at PanAgora Asset Management. Previously, Brian was President and Chief Investment Officer of InterCoast Capital and worked at State Street Global Advisors, the Northern Trust Company and Stein Roe & Farnham.


Tenure Analysis

Category Low

0.0

Category High

33.9

Category Average

7.37

Category Mode

0.5