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AATCX Ancora/Thelen Small-Mid Cap C

  • Fund
  • AATCX
  • Price as of: Jul 10, 2017
  • $14.97
  • - $0.00
  • - 0.00%
  • Category
  • Micro Cap Equities

AATCX - Profile

Vitals

  • YTD Return 9.1%
  • 3 Yr Annualized Return 3.7%
  • 5 Yr Annualized Return N/A
  • Net Assets $75.9 M
  • Holdings in Top 10 25.3%

52 WEEK LOW AND HIGH

$14.97
N/A
N/A

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.07%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 80.25%

TRADING FEES

  • Max Redemption Fee 2.00%

Min Investment

Closed to new investors as of 2017-05-25

STANDARD (TAXABLE)

$5,000

IRA

$5,000

Investment Themes

CATEGORY

Micro Cap Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 9.1%
  • 3 Yr Annualized Total Return 4.0%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.76%
DIVIDENDS
  • Dividend Yield N/A
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Ancora/Thelen Small-Mid Cap Fund
  • Fund Family Name Ancora
  • Inception Date Jan 02, 2013
  • Shares Outstanding N/A
  • Share Class C
  • Currency USD
  • Domiciled Country United States
  • Manager Daniel G. Thelen

Fund Description

The fund normally will invest at least 80% of its net assets in the equity securities of "small to mid cap" companies. Currently, the adviser defines a small to mid-cap company to be one whose market capitalization either falls within the capitalization range of the Russell 2500 Index, an index that tracks stocks of 2,500 of the smallest U.S. companies, or is $10 billion or less at the time of investment.

AATCX - Performance

Return Ranking - Trailing

Period AATCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 9.1% -44.7% 14.7% 18.64% 1
1 Yr 17.8% -13.9% 34.9% 25.00% 2
3 Yr 3.7% * -1.9% 18.2% 94.44% 5
5 Yr N/A * 0.2% 14.0% N/A N/A
10 Yr N/A * 1.9% 20.1% N/A N/A

* Annualized


Return Ranking - Calendar

Period AATCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 15.8% -17.6% 28.9% 13.79% 1
2016 -10.9% -22.1% 33.0% 98.21% 5
2015 1.8% -30.4% 3.3% 5.56% 1
2014 2.7% -24.9% 28.6% 7.84% 1
2013 N/A 1.8% 64.7% N/A N/A

Total Return Ranking - Trailing

Period AATCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 9.1% -44.7% 14.7% 18.64% 1
1 Yr 17.8% -15.6% 34.9% 25.00% 2
3 Yr 4.0% * 0.5% 18.2% 90.74% 5
5 Yr N/A * 0.2% 14.0% N/A N/A
10 Yr N/A * 4.3% 20.1% N/A N/A

* Annualized


Total Return Ranking - Calendar

Period AATCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 15.8% -17.6% 28.9% 13.79% 1
2016 -10.1% -10.7% 33.0% 94.64% 5
2015 1.8% -16.2% 8.2% 20.37% 1
2014 2.7% -8.6% 47.2% 29.41% 2
2013 N/A 1.8% 386.6% N/A N/A

NAV & Total Return History

AATCX - Holdings

Filings data as of: Dec 31, 2016

Concentration Analysis

AATCX Category Low Category High AATCX % Rank Quintile
Net Assets 75.9 M 3.66 M 6.5 B 34.43% 3
Number of Holdings 74 36 1692 37.70% 4
Net Assets in Top 10 17.5 M 405 K 301 M 31.15% 3
Weighting of Top 10 25.3% 4.6% 49.7% 24.59% 2

Top 10 Holdings

  1. TFS Financial Corp 2.92%
  2. Liberty Ventures Group A 2.93%
  3. Fidelity National Financial Inc 2.72%
  4. BWX Technologies Inc 2.41%
  5. Tribune Media Co A 2.13%
  6. Nomad Foods Ltd 2.04%
  7. Voya Financial Inc 3.65%
  8. Vistra Energy Corp 2.40%
  9. QVC Group Class A 2.15%
  10. BioTelemetry Inc 1.95%

Asset Allocation

Weighting Category Low Category High AATCX % Rank Quintile
Stocks
92.95% 74.84% 100.00% 42.62% 4
Cash
7.05% 0.00% 20.83% 14.75% 2
Preferred Stocks
0.00% 0.00% 3.39% 6.56% 5
Other
0.00% 0.00% 4.86% 16.39% 5
Convertible Bonds
0.00% 0.00% 0.03% 4.92% 5
Bonds
0.00% 0.00% 3.42% 4.92% 5

Stock Sector Breakdown

Weighting Category Low Category High AATCX % Rank Quintile
Consumer Cyclical
18.55% 3.21% 44.86% 9.84% 1
Technology
16.37% 6.81% 45.96% 34.43% 4
Financial Services
14.20% 0.00% 34.69% 29.51% 3
Basic Materials
10.40% 0.00% 13.90% 6.56% 1
Industrials
9.45% 4.41% 31.45% 50.82% 4
Consumer Defense
5.99% 0.00% 9.77% 9.84% 1
Real Estate
5.43% 0.00% 8.30% 6.56% 1
Utilities
5.01% 0.00% 7.86% 3.28% 1
Healthcare
4.09% 0.77% 38.62% 49.18% 5
Energy
1.91% 0.00% 6.85% 36.07% 4
Communication Services
1.57% 0.00% 5.84% 19.67% 3

Stock Geographic Breakdown

Weighting Category Low Category High AATCX % Rank Quintile
US
90.91% 65.52% 100.00% 40.98% 4
Non US
2.04% 0.00% 18.22% 32.79% 2

AATCX - Expenses

Operational Fees

AATCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 2.07% 0.52% 6.72% 29.51% 4
Management Fee 1.00% 0.50% 1.50% 11.48% 4
12b-1 Fee 0.75% 0.00% 1.00% 5.26% 5
Administrative Fee 0.10% 0.01% 0.40% 16.00% 4

Sales Fees

AATCX Fees (% of AUM) Category Low Category High AATCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

AATCX Fees (% of AUM) Category Low Category High AATCX Rank Quintile
Max Redemption Fee 2.00% 1.00% 2.00% 3.23% 5

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AATCX Fees (% of AUM) Category Low Category High AATCX Rank Quintile
Turnover 80.25% 8.82% 177.00% 17.24% 5

AATCX - Distributions

Dividend Yield Analysis

AATCX Category Low Category High AATCX % Rank Quintile
Dividend Yield N/A 0.00% 0.28% N/A N/A

Dividend Distribution Analysis

AATCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

AATCX Category Low Category High AATCX % Rank Quintile
Net Income Ratio -0.76% -2.31% 0.75% 42.62% 3

Capital Gain Distribution Analysis

AATCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

AATCX - Managers

Daniel G. Thelen

Manager

Start Date

Jan 02, 2013

Tenure

4.41

Tenure Rank

25.2%

Dan Thelen is a Senior Vice President and Portfolio Manager at Ancora Advisors, LLC. He joined Ancora in September 2012 as a Portfolio Manager focusing on Small/Midcap investment products. He is responsible for the management of institutional client portfolios as well as expanding the asset base of Ancora’s Family of Mutual Funds. Dan received his Bachelor of Arts and his MBA from Michigan State University. He holds the Chartered Financial Analyst (CFA) designation as well as the Series 7 and Series 63 licenses.


Tenure Analysis

Category Low

0.0

Category High

24.4

Category Average

6.46

Category Mode

3.9