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Name

As of 10/13/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Guggenheim Active Allocation Fund

GUG | Fund

$13.16

$521 M

10.83%

$1.42

-

Vitals

YTD Return

N/A

1 yr return

N/A

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$521 M

Holdings in Top 10

21.5%

52 WEEK LOW AND HIGH

$13.3
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio N/A

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Closed-end mutual fund

Name

As of 10/13/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Guggenheim Active Allocation Fund

GUG | Fund

$13.16

$521 M

10.83%

$1.42

-

GUG - Profile

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio N/A
DIVIDENDS
  • Dividend Yield 10.8%
  • Dividend Distribution Frequency Monthly

Fund Details

  • Legal Name
    Guggenheim Active Allocation Fund
  • Fund Family Name
    Guggenheim
  • Inception Date
    Nov 24, 2021
  • Shares Outstanding
    N/A
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    US

Fund Description

GUG - Performance

Return Ranking - Trailing

Period GUG Return Category Return Low Category Return High Rank in Category (%)
YTD N/A N/A N/A N/A
1 Yr N/A N/A N/A N/A
3 Yr N/A* N/A N/A N/A
5 Yr N/A* N/A N/A N/A
10 Yr N/A* N/A N/A N/A

* Annualized

Return Ranking - Calendar

Period GUG Return Category Return Low Category Return High Rank in Category (%)
2023 N/A N/A N/A N/A
2022 N/A N/A N/A N/A
2021 N/A N/A N/A N/A
2020 N/A N/A N/A N/A
2019 N/A N/A N/A N/A

Total Return Ranking - Trailing

Period GUG Return Category Return Low Category Return High Rank in Category (%)
YTD N/A N/A N/A N/A
1 Yr N/A N/A N/A N/A
3 Yr N/A* N/A N/A N/A
5 Yr N/A* N/A N/A N/A
10 Yr N/A* N/A N/A N/A

* Annualized

Total Return Ranking - Calendar

Period GUG Return Category Return Low Category Return High Rank in Category (%)
2023 N/A N/A N/A N/A
2022 N/A N/A N/A N/A
2021 N/A N/A N/A N/A
2020 N/A N/A N/A N/A
2019 N/A N/A N/A N/A

NAV & Total Return History

GUG - Holdings

Concentration Analysis

GUG Category Low Category High GUG % Rank
Net Assets 521 M N/A N/A N/A
Number of Holdings 1428 N/A N/A N/A
Net Assets in Top 10 112 M N/A N/A N/A
Weighting of Top 10 21.48% N/A N/A N/A

Top 10 Holdings

  1. Invesco QQQ Trust Series 4.41%
  2. SPDR SP 500 ETF Trust 4.27%
  3. iShares Russell 2000 Index ETF 4.16%
  4. CIFC Funding Ltd. 1.53%
  5. iShares Silver Trust 1.33%
  6. Madison Park Funding LIII Ltd. 1.30%
  7. Hotwire Funding LLC 1.25%
  8. NuStar Logistics, LP 1.11%
  9. LaserAway Intermediate Holdings II LLC 1.06%
  10. Guggenheim Risk Managed Real Estate Fund - Institutional Class 1.06%

Asset Allocation

Weighting Return Low Return High GUG % Rank
Bonds 		84.82% N/A N/A N/A
Stocks 		27.04% N/A N/A N/A
Preferred Stocks 		6.62% N/A N/A N/A
Cash 		1.12% N/A N/A N/A
Convertible Bonds 		0.00% N/A N/A N/A
Other 		-17.15% N/A N/A N/A

Stock Sector Breakdown

Weighting Return Low Return High GUG % Rank
Utilities 		0.00% N/A N/A N/A
Technology 		0.00% N/A N/A N/A
Real Estate 		0.00% N/A N/A N/A
Industrials 		0.00% N/A N/A N/A
Healthcare 		0.00% N/A N/A N/A
Financial Services 		0.00% N/A N/A N/A
Energy 		0.00% N/A N/A N/A
Communication Services 		0.00% N/A N/A N/A
Consumer Defense 		0.00% N/A N/A N/A
Consumer Cyclical 		0.00% N/A N/A N/A
Basic Materials 		0.00% N/A N/A N/A

Stock Geographic Breakdown

Weighting Return Low Return High GUG % Rank
US 		27.04% N/A N/A N/A
Non US 		0.00% N/A N/A N/A

Bond Sector Breakdown

Weighting Return Low Return High GUG % Rank
Cash & Equivalents 		1.12% N/A N/A N/A
Securitized 		0.00% N/A N/A N/A
Corporate 		0.00% N/A N/A N/A
Municipal 		0.00% N/A N/A N/A
Government 		0.00% N/A N/A N/A
Derivative 		-0.41% N/A N/A N/A

Bond Geographic Breakdown

Weighting Return Low Return High GUG % Rank
US 		80.50% N/A N/A N/A
Non US 		4.32% N/A N/A N/A

GUG - Expenses

Operational Fees

GUG Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio N/A N/A N/A N/A
Management Fee N/A N/A N/A N/A
12b-1 Fee N/A N/A N/A N/A
Administrative Fee N/A N/A N/A N/A

Sales Fees

GUG Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A N/A N/A N/A
Deferred Load N/A N/A N/A N/A

Trading Fees

GUG Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A N/A N/A N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

GUG Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A N/A N/A N/A

GUG - Distributions

Dividend Yield Analysis

GUG Category Low Category High GUG % Rank
Dividend Yield 10.83% N/A N/A N/A

Dividend Distribution Analysis

GUG Category Low Category High Category Mod
Dividend Distribution Frequency Monthly

Net Income Ratio Analysis

GUG Category Low Category High GUG % Rank
Net Income Ratio N/A N/A N/A N/A

Capital Gain Distribution Analysis

GUG Category Low Category High Capital Mode
Capital Gain Distribution Frequency

Distributions History

View More +

GUG - Fund Manager Analysis

Tenure Analysis

Category Low Category High Category Average Category Mode
N/A N/A N/A N/A

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