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HCAIX Harbor Capital Appreciation Inv

  • Fund
  • HCAIX
  • Price as of: Dec 11, 2018
  • $69.11
  • + $0.11
  • + 0.16%
  • Category
  • Large Cap Growth Equities

HCAIX - Profile

Vitals

  • YTD Return 3.2%
  • 3 Yr Annualized Return 12.2%
  • 5 Yr Annualized Return 12.4%
  • Net Assets $29.6 B
  • Holdings in Top 10 38.8%

52 WEEK LOW AND HIGH

$69.11
$66.65
$79.53

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.08%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 52.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$2,500

IRA

$1,000

Investment Themes

CATEGORY

Large Cap Growth Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Growth

Distributions

  • YTD Total Return 3.2%
  • 3 Yr Annualized Total Return 12.2%
  • 5 Yr Annualized Total Return 12.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.17%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Harbor Capital Appreciation Fund
  • Fund Family Name Harbor
  • Inception Date Nov 01, 2002
  • Shares Outstanding N/A
  • Share Class Inv
  • Currency USD
  • Domiciled Country United States
  • Manager Kathleen A. McCarragher

HCAIX - Performance

Return Ranking - Trailing

Period HCAIX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 3.2% -97.0% 524.2% 26.92% 2
1 Yr 7.5% -52.0% 75.7% 48.15% 3
3 Yr 12.2% * -15.1% 30.2% 32.23% 2
5 Yr 12.4% * -4.9% 17.8% 24.19% 2
10 Yr 15.9% * 3.4% 21.1% 22.12% 2

* Annualized


Return Ranking - Calendar

Period HCAIX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 21.8% -52.0% 104.4% 23.10% 2
2016 -7.3% -56.6% 121.2% 75.44% 5
2015 3.4% -41.2% 42.9% 13.23% 1
2014 2.8% -30.1% 45.5% 43.05% 3
2013 32.9% -13.0% 56.4% 22.12% 2

Total Return Ranking - Trailing

Period HCAIX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 3.2% -100.0% 524.2% 26.75% 2
1 Yr 7.5% -71.3% 2606.2% 40.84% 3
3 Yr 12.2% * -21.9% 43.7% 28.41% 2
5 Yr 12.4% * -6.1% 17.8% 22.30% 2
10 Yr 15.9% * 3.2% 21.1% 20.80% 2

* Annualized


Total Return Ranking - Calendar

Period HCAIX Return Category Return Low Category Return High Rank in Category (%) Quintile
2017 21.8% -43.6% 104.4% 23.13% 2
2016 -7.3% -56.6% 126.1% 81.62% 5
2015 11.4% -41.2% 382.6% 12.15% 1
2014 11.1% -10.0% 615.0% 61.99% 4
2013 48.0% -100.0% 357.8% 43.79% 3

NAV & Total Return History

HCAIX - Holdings

Filings data as of: Sep 30, 2018

Concentration Analysis

HCAIX Category Low Category High HCAIX % Rank Quintile
Net Assets 29.6 B 373 K 180 B 0.90% 1
Number of Holdings 59 1 2002 10.28% 3
Net Assets in Top 10 12.8 B 0 61 B 0.64% 1
Weighting of Top 10 38.8% 0.0% 150.9% 15.68% 3

Top 10 Holdings

  1. Apple Inc 4.42%
  2. Facebook Inc A 3.06%
  3. Mastercard Inc A 3.92%
  4. Amazon.com Inc 6.23%
  5. Visa Inc Class A 3.31%
  6. Alibaba Group Holding Ltd ADR 2.96%
  7. Microsoft Corp 4.82%
  8. Netflix Inc 3.61%
  9. Boeing Co 3.17%
  10. Salesforce.com Inc 3.28%

Asset Allocation

Weighting Category Low Category High HCAIX % Rank Quintile
Stocks
99.87% 0.00% 127.84% 1.48% 1
Cash
0.13% -62.60% 100.00% 21.34% 5
Preferred Stocks
0.00% 0.00% 9.70% 4.18% 4
Other
0.00% -8.94% 43.44% 5.53% 4
Convertible Bonds
0.00% 0.00% 3.20% 1.22% 4
Bonds
0.00% -0.04% 75.72% 3.34% 4

Stock Sector Breakdown

Weighting Category Low Category High HCAIX % Rank Quintile
Technology
38.17% -1.29% 57.68% 3.02% 1
Consumer Cyclical
23.51% -2.22% 31.43% 1.99% 1
Financial Services
12.61% -2.38% 38.74% 14.97% 3
Healthcare
11.85% -1.03% 95.78% 23.52% 5
Industrials
7.75% -0.37% 26.98% 21.21% 4
Consumer Defense
3.46% -1.43% 20.13% 19.60% 4
Energy
1.16% -1.24% 16.17% 17.54% 3
Basic Materials
0.99% -1.65% 12.41% 17.80% 4
Real Estate
0.39% -0.04% 11.06% 13.62% 3
Utilities
0.00% -0.18% 14.05% 9.25% 4
Communication Services
0.00% 0.00% 14.61% 19.15% 5

Stock Geographic Breakdown

Weighting Category Low Category High HCAIX % Rank Quintile
US
89.54% 0.00% 126.81% 21.34% 4
Non US
10.33% 0.00% 91.47% 5.21% 1

HCAIX - Expenses

Operational Fees

HCAIX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 1.08% 0.00% 37.77% 12.61% 3
Management Fee 0.60% 0.00% 1.44% 3.02% 2
12b-1 Fee 0.25% 0.00% 1.00% 1.23% 3
Administrative Fee N/A 0.00% 1.02% N/A N/A

Sales Fees

HCAIX Fees (% of AUM) Category Low Category High HCAIX Rank Quintile
Front Load N/A 1.50% 8.50% N/A N/A
Deferred Load N/A 1.00% 5.50% N/A N/A

Trading Fees

HCAIX Fees (% of AUM) Category Low Category High HCAIX Rank Quintile
Max Redemption Fee N/A 0.05% 5.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HCAIX Fees (% of AUM) Category Low Category High HCAIX Rank Quintile
Turnover 52.00% 0.00% 650.00% 7.79% 3

HCAIX - Distributions

Dividend Yield Analysis

HCAIX Category Low Category High HCAIX % Rank Quintile
Dividend Yield 0.0% 0.00% 11.75% 49.52% 3

Dividend Distribution Analysis

HCAIX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

HCAIX Category Low Category High HCAIX % Rank Quintile
Net Income Ratio -0.17% -14.30% 3.70% 11.71% 4

Capital Gain Distribution Analysis

HCAIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

HCAIX - Managers

Kathleen A. McCarragher

Manager

Start Date

Mar 01, 2013

Tenure

5.75

Tenure Rank

8.9%

Kathleen A. McCarragher is a managing director, the head of growth equity, and a large cap growth equity portfolio manager. She joined Jennison Associates in May 1998. Prior to Jennison, Kathleen spent six years with Weiss, Peck & Greer, where she was a managing director and the director of large cap growth equities. In addition, Kathleen spent 10 years with State Street Research & Management, initially as a research analyst responsible for health care, transports, and financials and then as a portfolio manager and member of the investment committee. She received a BBA from the University of Wisconsin-Eau Claire, summa cum laude, and an MBA from Harvard Business School.


Spiros “Sig” Segalas

Manager

Start Date

May 01, 1990

Tenure

28.6

Tenure Rank

0.2%

Spiros "Sig" Segalas is one of the founders of Jennison Associates. In addition to managing institutional portfolios, he has managed the Harbor Capital Appreciation Fund since May 1990. He is also co-manager of the Prudential Jennison Blend Fund, Prudential Jennison Growth Fund, Prudential Jennison 20/20 Focus Fund, and the Prudential Jennison Select Growth Fund. Sig and his Large Cap Growth team have received numerous industry accolades over the years. Sig began his investment career as a research analyst with Bankers Trust Company in 1960 and was responsible for technology, aerospace, and conglomerate securities. In 1963, he was appointed group head of the technology group; in 1967, he was asked to manage a newly introduced commingled emerging growth fund, The Supplemental Equity Fund, for the bank's institutional clients. He was also appointed to the bank's investment policy group. Sig received a BA from Princeton University, after which he served as an officer in the US Navy. He also spent some time in the shipping and construction industries before joining Bankers Trust.


Tenure Analysis

Category Low

0.0

Category High

50.9

Category Average

7.86

Category Mode

0.5