Are you getting the best rate from your broker?
Compare your broker's rates now to find out if you can save money

Choose your broker below
Thank you for selecting your broker
We are redirecting you to the Broker Center now
Welcome to MutualFunds.com. Please help us personalize your experience.

Select the one that best describes you
Thank you for your submission, we hope you enjoy your experience
Mutualfunds logo

NAESX Vanguard Small Cap Index Inv

  • Fund
  • NAESX
  • Price as of: Dec 08, 2016
  • $63.50
  • + $0.75
  • + 1.20%
  • Category
  • Small Cap Blend Equities

NAESX - Profile

Vitals

  • YTD Return 19.7%
  • 3 Yr Annualized Return 7.1%
  • 5 Yr Annualized Return 14.3%
  • Net Assets $67.3 B
  • Holdings in Top 10 2.8%

52 WEEK LOW AND HIGH

$63.50
$45.45
$63.50

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.20%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 11.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$3,000

IRA

$3,000

Investment Themes

CATEGORY

Small Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 20.9%
  • 3 Yr Annualized Total Return 7.1%
  • 5 Yr Annualized Total Return 14.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.33%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name Vanguard Small Cap Index Fund
  • Fund Family Name Vanguard
  • Inception Date Oct 03, 1960
  • Shares Outstanding N/A
  • Share Class Inv
  • Currency USD
  • Domiciled Country United States
  • Manager William A. Coleman

Fund Description

The Vanguard Small-Cap Index Fund Investor Shares (NAESX) operates as an index fund that seeks to provide investors with exposure to the U.S. small-cap equity market. The fund holds a strong diversity, with nearly 1,500 total holdings, allowing investors to gain exposure to a wide variety of stocks through just one ticker. As a small cap product, NAESX will come with a high risk/reward outlook, as small caps tend to be quite volatile. On the flip side, small cap companies typically have the most room for growth and can potentially provide investors with handsome returns over the long run.

NAESX would not be considered a core building block in your portfolio, but rather as a complement to existing equity exposure, especially one that is lacking in small caps. Given its volatility, older investors or those closer to retirement would probably not grant this fund much weight, if any, but those that have long horizons may find themselves able to take on the risk for the potential reward. Investors should note that NAESX carries a small dividend yield as well. The fund charges 24 basis points for investment and maintains an accessible minimum investment threshold of just $3,000.

NAESX - Performance

Return Ranking - Trailing

Period NAESX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 19.7% -72.0% 142.4% 55.21% 3
1 Yr 11.1% -34.4% 47.5% 46.54% 3
3 Yr 7.1% * -10.2% 10.2% 30.36% 2
5 Yr 14.3% * 2.6% 18.1% 33.10% 2
10 Yr 7.8% * 1.8% 10.9% 21.13% 2

* Annualized


Return Ranking - Calendar

Period NAESX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -5.1% -59.6% 6.9% 16.03% 1
2014 6.0% -36.1% 14.0% 5.96% 1
2013 36.0% -8.1% 59.7% 22.55% 2
2012 16.1% -3.7% 30.8% 19.52% 1
2011 -3.9% -25.9% 10.8% 43.68% 3

Total Return Ranking - Trailing

Period NAESX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 20.9% -72.0% 142.4% 53.11% 3
1 Yr 11.1% -34.0% 191.4% 39.38% 2
3 Yr 7.1% * -11.9% 10.2% 26.54% 2
5 Yr 14.3% * 2.2% 18.1% 30.05% 2
10 Yr 7.8% * 1.8% 10.9% 20.28% 2

* Annualized


Total Return Ranking - Calendar

Period NAESX Return Category Return Low Category Return High Rank in Category (%) Quintile
2015 -3.9% -49.6% 6.9% 35.21% 2
2014 7.6% -16.1% 15.8% 22.17% 2
2013 40.3% -0.9% 156.4% 81.03% 5
2012 20.0% -3.7% 161.3% 64.25% 4
2011 -3.1% -36.1% 16.4% 36.42% 2

NAV & Total Return History

NAESX - Holdings

Filings data as of: Oct 31, 2016

Concentration Analysis

NAESX Category Low Category High NAESX % Rank Quintile
Net Assets 67.3 B 2.07 M 67.3 B 0.19% 1
Number of Holdings 1444 2 3599 4.41% 1
Net Assets in Top 10 1.72 B 324 K 2.5 B 0.38% 1
Weighting of Top 10 2.8% 2.3% 451.3% 34.48% 5

Top 10 Holdings

  1. Arthur J. Gallagher & Co 0.30%
  2. Westar Energy Inc 0.29%
  3. Newfield Exploration Co 0.28%
  4. Atmos Energy Corp 0.27%
  5. Regency Centers Corp 0.26%
  6. Broadridge Financial Solutions Inc 0.27%
  7. UGI Corp 0.28%
  8. Packaging Corp of America 0.27%
  9. Domino's Pizza Inc 0.29%
  10. Huntington Ingalls Industries Inc 0.27%

Asset Allocation

Weighting Category Low Category High NAESX % Rank Quintile
Stocks
98.20% 28.15% 101.14% 10.73% 2
Cash
1.65% -190.32% 51.78% 21.84% 4
Other
0.14% -1.30% 73.36% 8.81% 2
Convertible Bonds
0.00% 0.00% 0.63% 0.77% 5
Preferred Stocks
0.00% 0.00% 1.86% 2.49% 5
Bonds
0.00% 0.00% 189.27% 4.60% 5

Stock Sector Breakdown

Weighting Category Low Category High NAESX % Rank Quintile
Industrials
15.80% 0.00% 50.02% 19.92% 3
Technology
15.49% -2.53% 63.24% 17.05% 3
Real Estate
13.27% 0.00% 38.12% 0.57% 1
Consumer Cyclical
12.98% -5.52% 36.92% 18.39% 3
Financial Services
12.97% 0.00% 29.17% 26.25% 4
Healthcare
9.35% 0.00% 24.11% 21.46% 4
Basic Materials
5.25% 0.00% 17.26% 19.35% 3
Energy
4.72% 0.00% 17.19% 7.66% 1
Consumer Defense
3.97% 0.00% 22.01% 12.84% 3
Utilities
3.75% 0.00% 22.37% 5.94% 2
Communication Services
0.65% 0.00% 11.06% 15.71% 3

Stock Geographic Breakdown

Weighting Category Low Category High NAESX % Rank Quintile
US
97.76% 0.77% 101.16% 6.51% 1
Non US
0.44% -4.89% 95.37% 24.90% 4

NAESX - Expenses

Operational Fees

NAESX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.20% 0.05% 15.38% 40.04% 1
Management Fee 0.17% 0.01% 2.00% 11.49% 1
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee N/A 0.00% 0.40% N/A N/A

Sales Fees

NAESX Fees (% of AUM) Category Low Category High NAESX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

NAESX Fees (% of AUM) Category Low Category High NAESX Rank Quintile
Max Redemption Fee N/A 1.00% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NAESX Fees (% of AUM) Category Low Category High NAESX Rank Quintile
Turnover 11.00% 2.00% 639.00% 23.42% 1

NAESX - Distributions

Dividend Yield Analysis

NAESX Category Low Category High NAESX % Rank Quintile
Dividend Yield 0.0% 0.00% 2.78% 83.77% 5

Dividend Distribution Analysis

NAESX Category Low Category High Category Mode
Dividend Distribution Frequency Quarterly Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

NAESX Category Low Category High NAESX % Rank Quintile
Net Income Ratio 1.33% -2.42% 2.26% 4.79% 1

Capital Gain Distribution Analysis

NAESX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

NAESX - Managers

William A. Coleman

Manager

Start Date

Apr 27, 2016

Tenure

0.59

Tenure Rank

17.1%

William Coleman, Portfolio Manager. He has worked in investment management since joining Vanguard in 2006. Education: B.S., King’s College; M.B.A., St. Joseph’s University.


Gerard C. O’Reilly

Manager

Start Date

Apr 27, 2016

Tenure

0.59

Tenure Rank

17.1%

Gerard C. O’Reilly, Principal of Vanguard Group, Inc. . O'Reilly has been with Vanguard since 1992, has managed investment portfolios since 1994, O'Reilly has managed stock index portfolios since 1994. Education: B.S., Villanova University.


Tenure Analysis

Category Low

0.0

Category High

32.6

Category Average

5.82

Category Mode

1.9