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UISCX USAA Small Cap Stock Institutional

  • Fund
  • UISCX
  • Price as of: Oct 19, 2017
  • $19.12
  • - $0.01
  • - 0.05%
  • Category
  • Small Cap Blend Equities

UISCX - Profile

Vitals

  • YTD Return 7.2%
  • 3 Yr Annualized Return 9.2%
  • 5 Yr Annualized Return 12.0%
  • Net Assets $1.62 B
  • Holdings in Top 10 15.7%

52 WEEK LOW AND HIGH

$19.12
$15.49
$19.28

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.97%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 53.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000,000

IRA

N/A

Investment Themes

CATEGORY

Small Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Small Blend

Distributions

  • YTD Total Return 7.2%
  • 3 Yr Annualized Total Return 9.2%
  • 5 Yr Annualized Total Return 12.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.52%
DIVIDENDS
  • Dividend Yield 0.1%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name USAA Small Cap Stock Fund
  • Fund Family Name USAA
  • Inception Date Aug 01, 2008
  • Shares Outstanding N/A
  • Share Class Inst
  • Currency USD
  • Domiciled Country United States
  • Manager Andrew P. Baumbusch

Fund Description

The fund normally invests at least 80% of its assets in equity securities of companies with small market capitalizations. Although the fund invests primarily in U.S. securities, it may invest up to 20% of its total assets in foreign securities including securities issued in emerging markets.

UISCX - Performance

Return Ranking - Trailing

Period UISCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 7.2% -72.0% 49.4% 61.39% 4
1 Yr 16.2% -34.4% 44.4% 65.00% 4
3 Yr 9.2% * -8.5% 16.7% 61.93% 4
5 Yr 12.0% * 2.6% 18.8% 64.67% 4
10 Yr 6.7% * 2.1% 12.4% 59.63% 3

* Annualized


Return Ranking - Calendar

Period UISCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 17.5% -49.6% 134.4% 37.00% 2
2015 -13.1% -59.6% 7.5% 67.36% 4
2014 -8.2% -36.1% 39.3% 75.17% 4
2013 26.1% -8.1% 59.7% 64.85% 4
2012 12.4% -11.0% 30.8% 43.58% 3

Total Return Ranking - Trailing

Period UISCX Return Category Return Low Category Return High Rank in Category (%) Quintile
YTD 7.2% -72.0% 49.4% 61.67% 4
1 Yr 16.2% -34.0% 191.4% 56.76% 3
3 Yr 9.2% * -10.3% 16.7% 57.61% 3
5 Yr 12.0% * 2.2% 18.8% 60.44% 4
10 Yr 6.7% * 2.1% 12.4% 56.42% 3

* Annualized


Total Return Ranking - Calendar

Period UISCX Return Category Return Low Category Return High Rank in Category (%) Quintile
2016 17.5% -49.6% 134.4% 42.37% 3
2015 -5.5% -37.6% 7.5% 55.60% 3
2014 3.0% -16.1% 60.1% 70.38% 4
2013 57.3% -0.9% 156.4% 30.10% 2
2012 26.4% -12.9% 161.3% 30.38% 2

NAV & Total Return History

UISCX - Holdings

Filings data as of: Aug 31, 2017

Concentration Analysis

UISCX Category Low Category High UISCX % Rank Quintile
Net Assets 1.62 B 2.07 M 79.8 B 6.70% 1
Number of Holdings 124 2 3840 18.20% 3
Net Assets in Top 10 146 M 324 K 3.26 B 10.15% 2
Weighting of Top 10 15.7% 2.3% 171.5% 20.11% 3

Top 10 Holdings

  1. Diebold Nixdorf Inc 1.41%
  2. Mueller Industries Inc 1.49%
  3. Albany International Corp 1.52%
  4. Belden Inc 1.95%
  5. International Bancshares Corp 1.53%
  6. First Midwest Bancorp Inc 2.15%
  7. Hancock Holding Co 1.42%
  8. TriMas Corp 1.51%
  9. Greif Inc Class A 1.49%
  10. Sensient Technologies Corp 1.27%

Asset Allocation

Weighting Category Low Category High UISCX % Rank Quintile
Stocks
96.23% 19.31% 100.34% 20.50% 4
Cash
3.77% -40.35% 80.69% 11.88% 2
Preferred Stocks
0.00% 0.00% 0.89% 2.49% 2
Other
0.00% -4.64% 8.85% 9.77% 2
Convertible Bonds
0.00% 0.00% 0.63% 0.77% 1
Bonds
0.00% -0.14% 41.97% 5.17% 2

Stock Sector Breakdown

Weighting Category Low Category High UISCX % Rank Quintile
Industrials
26.96% 0.13% 44.53% 2.11% 1
Financial Services
21.08% 0.00% 34.61% 5.75% 1
Technology
10.80% 0.00% 58.99% 30.27% 5
Consumer Cyclical
9.01% 0.00% 39.84% 31.23% 5
Basic Materials
7.48% 0.00% 22.41% 8.43% 1
Real Estate
5.57% 0.00% 37.59% 21.46% 4
Healthcare
4.91% 0.00% 21.98% 29.31% 5
Consumer Defense
4.36% 0.00% 22.01% 10.92% 2
Energy
3.14% 0.00% 16.62% 14.37% 3
Utilities
1.98% 0.00% 22.37% 17.43% 4
Communication Services
0.95% 0.00% 13.22% 14.18% 3

Stock Geographic Breakdown

Weighting Category Low Category High UISCX % Rank Quintile
US
90.49% 0.98% 100.00% 26.05% 4
Non US
5.74% 0.00% 91.93% 5.56% 1

UISCX - Expenses

Operational Fees

UISCX Fees (% of AUM) Category Low Category High Rank in Category (%) Quintile
Expense Ratio 0.97% 0.04% 10.03% 30.27% 2
Management Fee 0.75% 0.00% 1.50% 5.94% 3
12b-1 Fee N/A 0.00% 1.00% N/A N/A
Administrative Fee 0.10% 0.00% 0.40% 4.97% 2

Sales Fees

UISCX Fees (% of AUM) Category Low Category High UISCX Rank Quintile
Front Load N/A 0.00% 5.75% N/A N/A
Deferred Load N/A 1.00% 5.00% N/A N/A

Trading Fees

UISCX Fees (% of AUM) Category Low Category High UISCX Rank Quintile
Max Redemption Fee N/A 1.00% 2.00% N/A N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

UISCX Fees (% of AUM) Category Low Category High UISCX Rank Quintile
Turnover 53.00% 4.00% 778.00% 14.01% 3

UISCX - Distributions

Dividend Yield Analysis

UISCX Category Low Category High UISCX % Rank Quintile
Dividend Yield 0.1% 0.00% 2.78% 29.03% 2

Dividend Distribution Analysis

UISCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Annually

Dividend Payout History


Net Income Ratio Analysis

UISCX Category Low Category High UISCX % Rank Quintile
Net Income Ratio 0.52% -2.42% 2.83% 18.77% 2

Capital Gain Distribution Analysis

UISCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Daily Annually

UISCX - Managers

Andrew P. Baumbusch

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Andrew P. Baumbusch, Investment Principal, joined Cambiar in 2004 and has many years of investment experience. He serves as the Co-Lead Manager of the investment teams, with a focus on the industrials, media and telecom sectors. Prior to joining Cambiar, Mr. Baumbusch served as an investment analyst at Franklin Templeton, Atrium Capital and Alex Brown & Sons. Mr. Baumbusch holds an MBA from the Stanford Graduate School of Business and a BA in Economics from Princeton University.


Jeffrey H. Susman

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Jeffrey H. Susman, Investment Principal, joined the Cambiar Investors LLC in 2005 and has over 14 years of investment experience. He co-manages the Cambiar Opportunity Fund and Cambiar Small Cap Fund. Mr. Susman is responsible for company coverage in the consumer discretionary and technology sectors. Prior to joining the Cambiar Investors LLC, he worked at UBS Investment Bank, where he was an associate analyst on the Global Communications Equipment Equity Research Team. Mr. Susman began his investment career as a Research Associate at Wellington Management. Mr. Susman received an MBA in Finance and Corporate Strategy from the University of Michigan and a BA in Economics and International Relations from Tufts University.


Jennifer M. Pawloski

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Jennifer M. Pawloski is a Vice President and Portfolio Manager with an expertise in the Technology sector. Jennifer M. Pawloski, Vice President of Granahan Investment Management, Inc. She has worked in investment management since 1993, has been with Granahan since 2007, has managed investment portfolios since 2008, and has co-managed a portion of the Fund since January 2014 Prior to joining Granahan Investment Management Inc in 2007, Ms. Pawloski was the Director of Equity Research for Longwood Investment Advisors in Boston, Massachusetts. Education: B.S., Bentley College.


Timothy J. McCormack

Manager

Start Date

Jul 31, 2008

Tenure

9.17

Tenure Rank

5.1%

Mr. McCormack began his investment career in 1991. He joined Wellington Management as an investment professional in 2000. McCormack is a member of the New York Society of Security Analysts. Mr. McCormack holds the Chartered Financial Analyst designation.


Timothy A. Beranek

Manager

Start Date

Dec 01, 2015

Tenure

1.83

Tenure Rank

15.1%

Timothy A. Beranek, Investment Principal, joined the Cambiar Investors LLC in 1999 and has over 21 years of investment experience. He co-manages the Cambiar Opportunity Fund and Cambiar Small Cap Fund with a focus on the utilities and basic materials sectors. Prior to joining the Cambiar Investors LLC, Mr. Beranek was with Resources Trust where he had responsibility for oversight of financial controls for the company's mutual fund trading relationships. He began his career with Merrill Lynch. Mr. Beranek holds a Masters in Finance from the University of Colorado and a BS in Economics from the University of South Dakota.


Gary C. Hatton

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Gary Hatton is co-Founder and Chief Investment Officer of Granahan Investment Management, and is a Managing Director serving on the Executive Committee. As a portfolio manager, Gary is responsible for the GIM Small Cap Discoveries strategy and a portion of the multi-managed Small Cap and SMID-Cap portfolios. His research expertise is in the Medical and Biotechnology Sectors. Prior to joining Granahan Investment Management in 1985, Gary was a Healthcare and Industrials Analyst at Eaton Vance Management in Boston. Gary received his MS in Finance from the University of Wisconsin at Madison, and his BS from University of Rhode Island. Gary holds the Chartered Financial Analyst designation and is a member of the CFA Institute.


Jane M. White

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Jane M. White, Managing Director and Chief Operating Officer of Granahan. She has worked in investment management since 1980; has been with Granahan since 1985; and has co-managed a portion of the Portfolio since 1996. 1982 - 1985: Granahan-Everitt Investments, Inc., Waltham, MA; Research Analyst. 1980 - 1982: Loomis-Sayles Company, Inc., Boston, MA; Research Assistant. Boston University, BA 1977


Andrew L. Beja

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Andrew Beja, CFA, joined Granahan Investment Management at the end of 2011 as a Portfolio Manager. From 2000 to 2011, Drew was with Lee Munder Capital Group in Boston, a firm he co-founded and where he managed several small and SMID cap growth equity products. In 2007, he started the Focused Growth strategy that he continues to manage at Granahan. Prior to Lee Munder, Drew was a portfolio manager with Standish, Ayer & Wood. Before moving to the buy-side, Drew was an equities analyst for Advest. Beja holds the Chartered Financial Analyst designation. He holds a BA from Miami University (Ohio) and was named fourth on the Barron’s/Value Line list of Top Fund Managers in July 2000.


Brian M. Barish

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Brian M. Barish, CFA, President, Chief Investment Officer, joined the Cambiar Investors LLC in 1997 and has over 24 years of investment experience. He serves as the Lead Manager of the investment team of the Cambiar Opportunity Fund and Co-Manager of the Cambiar Small Cap Fund and Cambiar International Equity Fund. He focuses on the technology, media, aerospace and defense sectors. Prior to joining the Cambiar Investors LLC, Mr. Barish served as Director of Emerging Markets Research for Lazard Freres & Co., a New York based investment bank. He has also served as a securities analyst with Bear, Stearns & Co. and Arnhold S. Bleichroeder, a New York based research firm. Mr. Barish received a BA in Economics and Philosophy from the University of California, Berkeley, and holds the Chartered Financial Analyst designation.


Shaun F. Pedersen

Manager

Start Date

Dec 31, 2004

Tenure

12.76

Tenure Rank

2.5%

Shaun F. Pederson, began his investment career in 1991. Mr. Pedersen joined Wellington Management as an investment professional in 2004. He has been involved in portfolio management and securities analysis for the Trust since joining the firm. Prior to joining Wellington Management, Mr. Pedersen was an investment professional at Thomas Weisel Asset Management (2001-2004) and at The Boston Company (1996-2000).


Anna (Ania) A. Aldrich

Manager

Start Date

Jul 11, 2012

Tenure

5.22

Tenure Rank

9.8%

Ania is a Senior Investment Analyst at Cambiar. Ms. Aldrich’s company coverage includes the financial services and consumer staples sectors. Prior to joining Cambiar in 1999, Ms. Aldrich was a global equity analyst at Bankers Trust, where she covered the financial services and transportation sectors. Ms. Aldrich began her career as senior investor relations professional at BET PLC, a New York-based communications firm. Ania received an MBA in Finance from Fordham University and a BA in Computer Science from Hunter College. In addition, Ania holds the Chartered Financial Analyst designation.


Colin M. Dunn

Manager

Start Date

Dec 01, 2015

Tenure

1.83

Tenure Rank

15.1%

Colin Dunn is an Investment Analyst at Cambiar Investors and has 14 years of industry experience. Mr. Dunn is responsible for company coverage of utilities, specialty materials and exchanges. Prior to joining Cambiar in 2011, he worked at Keefe, Bruyette & Woods, Inc., where he was a Vice President in the Investment Banking Department, advising on mergers, acquisitions and capital raising. Before joining the Investment Banking department in 2007, Mr. Dunn was a Vice President in Keefe’s Equity Research Department since 2003. Mr. Dunn began his career in 2000 as an Analyst in the Investment Banking Division at UBS. Mr. Dunn received a BS in Finance and International Business from Georgetown University and holds the Chartered Financial Analyst designation.


Michael L. Waterman

Manager

Start Date

May 16, 2017

Tenure

0.38

Tenure Rank

18.1%

Michael L. Waterman, CFA, Portfolio Manager, Mr. Waterman joined ClariVest in July 2006.


Stacey R. Nutt

Manager

Start Date

May 16, 2017

Tenure

0.38

Tenure Rank

18.1%

Stacey Nutt is a founder and owner of ClariVest Asset Management LLC. As CIO, Stacey oversees the development and implementation of the firm’s investment strategy and its application to all of the firm’s products. As CEO, he guides the firm’s business activities, growing the firm to over $3 billion in assets under management. Stacey has day-to-day portfolio management and research responsibilities. Prior to forming ClariVest in March 2006, Stacey led Nicholas-Applegate Capital Management’s Systematic investment team, which managed over $5 billion in assets. In addition, he was the portfolio manager for Systematic US small-cap strategies and co-manager for the Systematic small/mid (smid) strategy. Before joining Nicholas-Applegate, Stacey was a research director at Vestek Systems, an innovator in applying technology to help investment professionals make more informed decisions. Earlier, he served as an assistant professor of accounting at Virginia Polytechnic Institute. He received his Bachelor of Science degree from Oral Roberts University and his MBA and PhD from Georgia Institute of Technology. Stacey began his investment career in 1993.


Todd Wolter

Manager

Start Date

May 16, 2017

Tenure

0.38

Tenure Rank

18.1%

Todd Wolter, CFA, Principal and Lead Portfolio Manager with ClariVest. Mr. Wolter is a founder and owner of ClariVest. Prior to joining the firm in March 2006, he was a portfolio manager at Nicholas-Applegate Capital Management. Prior to that, Wolter worked as a quantitative risk analyst with Credit Suisse Asset Management in 1999. Wolter holds the Chartered Financial Analyst designation. He holds a Bachelor's in Economics from the University of Southern California (1995) and an M.B.A. (1999) from the University of California, Irvine.


Tenure Analysis

Category Low

0.0

Category High

26.2

Category Average

5.91

Category Mode

2.8