ARK Innovation ETF
- ARKK
- Price as of: Jan 15, 2021
-
$145.28
N/A N/A
- Primary Theme
- U.S. Mid-Cap Growth Equity
- Fund Company
- ARK ETF Trust
ARKK - Snapshot
Vitals
- YTD Return 14.0%
- 3 Yr Annualized Return 52.6%
- 5 Yr Annualized Return 45.5%
- Net Assets $17.7 B
- Holdings in Top 10 52.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING RELATED FEES
- Expense Ratio 0.75%
SALES FEES
- Front Load N/A
- Deferred Load N/A
BROKERAGE FEES
- Turnover N/A
TRADING FEES
- Max Redemption Fee N/A
Min Investment
- Standard (Taxable) N/A
- IRA N/A
Fund Classification
-
Primary Theme
U.S. Mid-Cap Growth Equity
- Fund Type Exchange Traded Fund
- Investment Style Mid-Cap Growth
ARKK - Profile
Distributions
- YTD Total Return 14.0%
- 3 Yr Annualized Total Return 52.6%
- 5 Yr Annualized Total Return 45.5%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.70%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameARK Innovation ETF
-
Fund Family NameARK ETF Trust
-
Inception DateOct 30, 2014
-
Shares Outstanding142096473
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerCatherine Wood
Fund Description
The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. It may invest in foreign securities (including investments in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs")) and securities listed on local foreign exchanges. The fund is non-diversified.
ARKK - Performance
Return Ranking - Trailing
Period | ARKK Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 14.0% | -1.8% | 18.0% | 0.64% |
1 Yr | 152.5% | 2.6% | 152.5% | 0.16% |
3 Yr | 52.6%* | 1.6% | 57.6% | 1.69% |
5 Yr | 45.5%* | 6.6% | 45.5% | 0.18% |
10 Yr | N/A* | 7.2% | 24.0% | N/A |
* Annualized
Return Ranking - Calendar
Period | ARKK Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2020 | 148.7% | -69.7% | 2474.5% | 0.50% |
2019 | 34.6% | -50.2% | 44.9% | 14.12% |
2018 | 0.3% | -70.5% | 9.2% | 2.49% |
2017 | 84.9% | -21.1% | 84.9% | 0.19% |
2016 | -2.0% | -61.7% | 39.8% | 72.34% |
Total Return Ranking - Trailing
Period | ARKK Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 14.0% | -1.8% | 18.0% | 0.80% |
1 Yr | 152.5% | -2.9% | 152.5% | 0.16% |
3 Yr | 52.6%* | 1.6% | 57.6% | 1.69% |
5 Yr | 45.5%* | 6.6% | 45.5% | 0.18% |
10 Yr | N/A* | 7.2% | 24.0% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | ARKK Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2020 | 148.7% | -69.7% | 2474.5% | 0.50% |
2019 | 34.6% | -50.2% | 44.9% | 14.12% |
2018 | 0.3% | -51.7% | 12.2% | 5.86% |
2017 | 84.9% | -7.0% | 84.9% | 0.19% |
2016 | -2.0% | -61.7% | 39.8% | 93.65% |
ARKK - Holdings
Concentration Analysis
ARKK | Category Low | Category High | ARKK % Rank | |
---|---|---|---|---|
Net Assets | 17.7 B | 1.09 M | 39 B | 4.79% |
Number of Holdings | 49 | 10 | 2593 | 86.57% |
Net Assets in Top 10 | 6.89 B | 195 K | 7.69 B | 1.46% |
Weighting of Top 10 | 52.90% | 3.9% | 97.2% | 6.03% |
Top 10 Holdings
- Tesla Inc 10.55%
- Roku Inc Class A 6.79%
- Invitae Corp 6.71%
- CRISPR Therapeutics AG 6.05%
- Square Inc A 5.67%
- Slack Technologies Inc Class A 4.49%
- Teladoc Health Inc 3.94%
- Illumina Inc 3.19%
- 2U Inc 3.11%
- Proto Labs Inc 3.03%
Asset Allocation
Weighting | Return Low | Return High | ARKK % Rank | |
---|---|---|---|---|
Stocks | 99.33% | 0.07% | 102.10% | 26.98% |
Cash | 0.67% | -5.31% | 41.10% | 71.68% |
Preferred Stocks | 0.00% | 0.00% | 1.59% | 95.31% |
Other | 0.00% | -0.87% | 39.00% | 93.69% |
Convertible Bonds | 0.00% | 0.00% | 1.20% | 94.98% |
Bonds | 0.00% | 0.00% | 17.46% | 95.15% |
Stock Sector Breakdown
Weighting | Return Low | Return High | ARKK % Rank | |
---|---|---|---|---|
Healthcare | 34.07% | 0.00% | 39.13% | 1.46% |
Technology | 24.29% | 0.00% | 59.48% | 80.10% |
Communication Services | 20.68% | 0.00% | 24.80% | 2.27% |
Consumer Cyclical | 10.62% | 0.00% | 67.94% | 78.32% |
Financial Services | 4.36% | 0.00% | 37.20% | 66.18% |
Industrials | 3.19% | 0.00% | 34.76% | 92.72% |
Consumer Defense | 2.03% | 0.00% | 15.94% | 68.45% |
Real Estate | 0.77% | 0.00% | 14.19% | 82.04% |
Utilities | 0.00% | 0.00% | 5.78% | 95.31% |
Energy | 0.00% | 0.00% | 49.06% | 96.93% |
Basic Materials | 0.00% | 0.00% | 20.37% | 97.90% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | ARKK % Rank | |
---|---|---|---|---|
US | 83.14% | 29.81% | 100.08% | 90.13% |
Non US | 16.19% | 0.00% | 56.23% | 3.40% |
ARKK - Expenses
Operational Fees
ARKK Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.75% | 0.05% | 25.69% | 86.22% |
Management Fee | 0.75% | 0.00% | 1.50% | 61.76% |
12b-1 Fee | 0.00% | 0.00% | 1.00% | 21.97% |
Administrative Fee | N/A | 0.01% | 0.40% | N/A |
Sales Fees
ARKK Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
ARKK Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.20% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
ARKK Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 1.00% | 457.00% | 83.53% |
ARKK - Distributions
Dividend Yield Analysis
ARKK | Category Low | Category High | ARKK % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 1.37% | 95.21% |
Dividend Distribution Analysis
ARKK | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
ARKK | Category Low | Category High | ARKK % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.70% | -2.48% | 1.52% | 73.19% |
Capital Gain Distribution Analysis
ARKK | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Monthly | Annually |
ARKK - Fund Manager Analysis
Managers
Catherine Wood
Start Date
Tenure
Tenure Rank
Oct 30, 2014
6.18
6.2%
Cathie registered ARK Investment Management LLC (“ARK”) as an investment adviser with the U.S. Securities and Exchange Commission in January 2014. Prior to ARK, Cathie spent twelve years at AllianceBernstein as Chief Investment Officer of Global Thematic Strategies where she managed $5 billion. Cathie joined Alliance Capital from Tupelo Capital Management, a hedge fund she co-founded which, in 2000, managed $800 million in global thematic strategies. Prior to her tenure at Tupelo Capital, she worked for 18 years with Jennison Associates as Chief Economist, Equity Research Analyst, Portfolio Manager and Director. She started her career in Los Angeles, California at The Capital Group as an Assistant Economist. Cathie received her Bachelor of Science, summa cum laude, in Finance and Economics from the University of Southern California in 1981. In 2016, Cathie received the “Women in Finance – Outstanding Contribution Award” from Market Media.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.01 | 34.88 | 8.16 | 3.84 |