ARKK: ARK Innovation ETF - MutualFunds.com
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Rating Breakdown
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ARK Innovation ETF

ARKK - Snapshot

Vitals

  • YTD Return 14.0%
  • 3 Yr Annualized Return 52.6%
  • 5 Yr Annualized Return 45.5%
  • Net Assets $17.7 B
  • Holdings in Top 10 52.9%

52 WEEK LOW AND HIGH

$145.28
$34.69
$145.28

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.75%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover N/A

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) N/A
  • IRA N/A

Fund Classification

Compare ARKK to Popular U.S. Mid-Cap Growth Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

T. Rowe Price New Horizons Fund

Fund

$83.34

+0.18%

$38.98 B

-

$0.00

1.29%

-

T. Rowe Price Mid-Cap Growth Fund

Fund

$116.41

-0.33%

$38.01 B

-

$0.00

2.94%

-

Janus Henderson Enterprise Fund

Fund

$160.94

+0.21%

$22.86 B

0.29%

$0.46

2.42%

-

Principal MidCap Fund

Fund

$33.92

-0.47%

$21.77 B

-

$0.00

-0.62%

-

Vanguard Mid-Cap Growth Index Fund

VOT | ETF

$215.51

-0.59%

$20.93 B

0.42%

$0.92

1.62%

-

ARKK - Profile

Distributions

  • YTD Total Return 14.0%
  • 3 Yr Annualized Total Return 52.6%
  • 5 Yr Annualized Total Return 45.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.70%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    ARK Innovation ETF
  • Fund Family Name
    ARK ETF Trust
  • Inception Date
    Oct 30, 2014
  • Shares Outstanding
    142096473
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Catherine Wood

Fund Description

The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. It may invest in foreign securities (including investments in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs")) and securities listed on local foreign exchanges. The fund is non-diversified.

ARKK - Performance

Return Ranking - Trailing

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
YTD 14.0% -1.8% 18.0% 0.64%
1 Yr 152.5% 2.6% 152.5% 0.16%
3 Yr 52.6%* 1.6% 57.6% 1.69%
5 Yr 45.5%* 6.6% 45.5% 0.18%
10 Yr N/A* 7.2% 24.0% N/A

* Annualized

Return Ranking - Calendar

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
2020 148.7% -69.7% 2474.5% 0.50%
2019 34.6% -50.2% 44.9% 14.12%
2018 0.3% -70.5% 9.2% 2.49%
2017 84.9% -21.1% 84.9% 0.19%
2016 -2.0% -61.7% 39.8% 72.34%

Total Return Ranking - Trailing

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
YTD 14.0% -1.8% 18.0% 0.80%
1 Yr 152.5% -2.9% 152.5% 0.16%
3 Yr 52.6%* 1.6% 57.6% 1.69%
5 Yr 45.5%* 6.6% 45.5% 0.18%
10 Yr N/A* 7.2% 24.0% N/A

* Annualized

Total Return Ranking - Calendar

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
2020 148.7% -69.7% 2474.5% 0.50%
2019 34.6% -50.2% 44.9% 14.12%
2018 0.3% -51.7% 12.2% 5.86%
2017 84.9% -7.0% 84.9% 0.19%
2016 -2.0% -61.7% 39.8% 93.65%

ARKK - Holdings

Concentration Analysis

ARKK Category Low Category High ARKK % Rank
Net Assets 17.7 B 1.09 M 39 B 4.79%
Number of Holdings 49 10 2593 86.57%
Net Assets in Top 10 6.89 B 195 K 7.69 B 1.46%
Weighting of Top 10 52.90% 3.9% 97.2% 6.03%

Top 10 Holdings

  1. Tesla Inc 10.55%
  2. Roku Inc Class A 6.79%
  3. Invitae Corp 6.71%
  4. CRISPR Therapeutics AG 6.05%
  5. Square Inc A 5.67%
  6. Slack Technologies Inc Class A 4.49%
  7. Teladoc Health Inc 3.94%
  8. Illumina Inc 3.19%
  9. 2U Inc 3.11%
  10. Proto Labs Inc 3.03%

Asset Allocation

Weighting Return Low Return High ARKK % Rank
Stocks 		99.33% 0.07% 102.10% 26.98%
Cash 		0.67% -5.31% 41.10% 71.68%
Preferred Stocks 		0.00% 0.00% 1.59% 95.31%
Other 		0.00% -0.87% 39.00% 93.69%
Convertible Bonds 		0.00% 0.00% 1.20% 94.98%
Bonds 		0.00% 0.00% 17.46% 95.15%

Stock Sector Breakdown

Weighting Return Low Return High ARKK % Rank
Healthcare 		34.07% 0.00% 39.13% 1.46%
Technology 		24.29% 0.00% 59.48% 80.10%
Communication Services 		20.68% 0.00% 24.80% 2.27%
Consumer Cyclical 		10.62% 0.00% 67.94% 78.32%
Financial Services 		4.36% 0.00% 37.20% 66.18%
Industrials 		3.19% 0.00% 34.76% 92.72%
Consumer Defense 		2.03% 0.00% 15.94% 68.45%
Real Estate 		0.77% 0.00% 14.19% 82.04%
Utilities 		0.00% 0.00% 5.78% 95.31%
Energy 		0.00% 0.00% 49.06% 96.93%
Basic Materials 		0.00% 0.00% 20.37% 97.90%

Stock Geographic Breakdown

Weighting Return Low Return High ARKK % Rank
US 		83.14% 29.81% 100.08% 90.13%
Non US 		16.19% 0.00% 56.23% 3.40%

ARKK - Expenses

Operational Fees

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.75% 0.05% 25.69% 86.22%
Management Fee 0.75% 0.00% 1.50% 61.76%
12b-1 Fee 0.00% 0.00% 1.00% 21.97%
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.20% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 1.00% 457.00% 83.53%

ARKK - Distributions

Dividend Yield Analysis

ARKK Category Low Category High ARKK % Rank
Dividend Yield 0.00% 0.00% 1.37% 95.21%

Dividend Distribution Analysis

ARKK Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

ARKK Category Low Category High ARKK % Rank
Net Income Ratio -0.70% -2.48% 1.52% 73.19%

Capital Gain Distribution Analysis

ARKK Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Monthly Annually

Dividend Payout History

View More +

ARKK - Fund Manager Analysis

Managers

Catherine Wood

Start Date

Tenure

Tenure Rank

Oct 30, 2014

6.18

6.2%

Cathie registered ARK Investment Management LLC (“ARK”) as an investment adviser with the U.S. Securities and Exchange Commission in January 2014. Prior to ARK, Cathie spent twelve years at AllianceBernstein as Chief Investment Officer of Global Thematic Strategies where she managed $5 billion. Cathie joined Alliance Capital from Tupelo Capital Management, a hedge fund she co-founded which, in 2000, managed $800 million in global thematic strategies. Prior to her tenure at Tupelo Capital, she worked for 18 years with Jennison Associates as Chief Economist, Equity Research Analyst, Portfolio Manager and Director. She started her career in Los Angeles, California at The Capital Group as an Assistant Economist. Cathie received her Bachelor of Science, summa cum laude, in Finance and Economics from the University of Southern California in 1981. In 2016, Cathie received the “Women in Finance – Outstanding Contribution Award” from Market Media.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 34.88 8.16 3.84

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