ARKK: ARK Innovation ETF - MutualFunds.com
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Quality
Rating Breakdown
Avg.
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Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

ARK Innovation ETF

ARKK | etf

$116.86

-

-

$0.00

0.75%

Vitals

YTD Return

-5.4%

1 yr return

30.3%

3 Yr Avg Return

37.4%

5 Yr Avg Return

44.7%

Net Assets

$22.4 B

Holdings in Top 10

49.7%

52 WEEK LOW AND HIGH

$118.17
$87.90
$156.58

Expenses

OPERATING FEES

Expense Ratio 0.75%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Exchange Traded Fund

Investment Style

Mid-Cap Growth

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

ARK Innovation ETF

ARKK | etf

$116.86

-

-

$0.00

0.75%

ARKK - Profile

Distributions

  • YTD Total Return -6.1%
  • 3 Yr Annualized Total Return 37.4%
  • 5 Yr Annualized Total Return 44.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.70%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    ARK Innovation ETF
  • Fund Family Name
    ARK ETF Trust
  • Inception Date
    Oct 30, 2014
  • Shares Outstanding
    183204246
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Catherine Wood

Fund Description

The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. It may invest in foreign securities (including investments in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs")) and securities listed on local foreign exchanges. The fund is non-diversified.

ARKK - Performance

Return Ranking - Trailing

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
YTD -5.4% -81.3% 43.5% 97.42%
1 Yr 30.3% 10.1% 96.5% 83.75%
3 Yr 37.4%* 7.2% 43.9% 2.13%
5 Yr 44.7%* 9.1% 44.7% 0.19%
10 Yr N/A* 9.6% 22.6% N/A

* Annualized

Return Ranking - Calendar

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
2020 148.7% -69.7% 2474.5% 0.52%
2019 34.6% -50.2% 44.0% 13.67%
2018 0.3% -70.5% 9.2% 2.63%
2017 84.9% -21.1% 84.9% 0.20%
2016 -2.0% -61.7% 20.7% 71.64%

Total Return Ranking - Trailing

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
YTD -6.1% -81.3% 43.5% 98.87%
1 Yr 30.3% 10.1% 96.5% 78.53%
3 Yr 37.4%* -5.6% 43.9% 2.04%
5 Yr 44.7%* 9.1% 44.7% 0.18%
10 Yr N/A* 9.6% 22.6% N/A

* Annualized

Total Return Ranking - Calendar

Period ARKK Return Category Return Low Category Return High Rank in Category (%)
2020 148.7% -69.7% 2474.5% 0.52%
2019 34.6% -50.2% 44.0% 13.67%
2018 0.3% -51.7% 12.2% 6.00%
2017 84.9% -7.0% 84.9% 0.20%
2016 -2.0% -61.7% 20.7% 93.60%

ARKK - Holdings

Concentration Analysis

ARKK Category Low Category High ARKK % Rank
Net Assets 22.4 B 1.21 M 115 B 5.84%
Number of Holdings 50 19 3540 82.67%
Net Assets in Top 10 11.1 B 2.5 K 12.2 B 0.61%
Weighting of Top 10 49.65% 3.5% 91.6% 7.87%

Top 10 Holdings

  1. Tesla Inc 10.77%
  2. Teladoc Health Inc 5.56%
  3. Roku Inc Class A 5.18%
  4. Coinbase Global Inc Ordinary Shares - Class A 4.82%
  5. Unity Software Inc Ordinary Shares 4.71%
  6. Slack Technologies Inc Class A 4.49%
  7. Square Inc A 3.93%
  8. Shopify Inc A 3.89%
  9. Zoom Video Communications Inc 3.66%
  10. Spotify Technology SA 3.56%

Asset Allocation

Weighting Return Low Return High ARKK % Rank
Stocks 		99.76% 16.18% 100.50% 28.53%
Cash 		0.24% -0.50% 25.07% 69.79%
Preferred Stocks 		0.00% 0.00% 1.36% 98.01%
Other 		0.00% -0.44% 30.27% 96.78%
Convertible Bonds 		0.00% 0.00% 0.30% 98.01%
Bonds 		0.00% 0.00% 46.55% 98.77%

Stock Sector Breakdown

Weighting Return Low Return High ARKK % Rank
Technology 		32.73% 0.00% 61.26% 45.40%
Healthcare 		29.04% 0.00% 37.31% 5.98%
Communication Services 		21.54% 0.00% 31.17% 2.15%
Consumer Cyclical 		13.48% 0.00% 61.62% 63.65%
Industrials 		1.95% 0.00% 38.40% 97.55%
Consumer Defense 		0.80% 0.00% 13.92% 77.91%
Financial Services 		0.45% 0.00% 36.63% 95.86%
Utilities 		0.00% 0.00% 9.98% 98.31%
Real Estate 		0.00% 0.00% 11.46% 98.31%
Energy 		0.00% 0.00% 68.96% 98.93%
Basic Materials 		0.00% 0.00% 25.59% 98.93%

Stock Geographic Breakdown

Weighting Return Low Return High ARKK % Rank
US 		90.36% 16.04% 100.00% 77.15%
Non US 		9.40% 0.00% 55.84% 16.10%

ARKK - Expenses

Operational Fees

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.75% 0.01% 2.77% 76.43%
Management Fee 0.75% 0.00% 1.50% 64.77%
12b-1 Fee 0.00% 0.00% 1.00% 23.10%
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.20% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ARKK Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 457.00% 83.53%

ARKK - Distributions

Dividend Yield Analysis

ARKK Category Low Category High ARKK % Rank
Dividend Yield 0.00% 0.00% 0.18% 98.62%

Dividend Distribution Analysis

ARKK Category Low Category High Category Mod
Dividend Distribution Frequency Annually Semi-Annually Monthly Semi-Annually

Net Income Ratio Analysis

ARKK Category Low Category High ARKK % Rank
Net Income Ratio -0.70% -69.00% 2.16% 70.14%

Capital Gain Distribution Analysis

ARKK Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually

Dividend Payout History

View More +

ARKK - Fund Manager Analysis

Managers

Catherine Wood

Start Date

Tenure

Tenure Rank

Oct 30, 2014

6.84

6.8%

Cathie registered ARK Investment Management LLC (“ARK”) as an investment adviser with the U.S. Securities and Exchange Commission in January 2014. Prior to ARK, Cathie spent twelve years at AllianceBernstein as Chief Investment Officer of Global Thematic Strategies where she managed $5 billion. Cathie joined Alliance Capital from Tupelo Capital Management, a hedge fund she co-founded which, in 2000, managed $800 million in global thematic strategies. Prior to her tenure at Tupelo Capital, she worked for 18 years with Jennison Associates as Chief Economist, Equity Research Analyst, Portfolio Manager and Director. She started her career in Los Angeles, California at The Capital Group as an Assistant Economist. Cathie received her Bachelor of Science, summa cum laude, in Finance and Economics from the University of Southern California in 1981. In 2016, Cathie received the “Women in Finance – Outstanding Contribution Award” from Market Media.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.12 35.55 8.37 0.72

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