Alpha Dog ETF
Name
As of 04/29/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
7.6%
1 yr return
32.3%
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$61.1 M
Holdings in Top 10
38.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.90%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 04/29/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
RUFF - Profile
Distributions
- YTD Total Return 7.6%
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio N/A
- Dividend Yield 0.3%
- Dividend Distribution Frequency None
Fund Details
-
Legal NameAlpha Dog ETF
-
Fund Family NameN/A
-
Inception DateOct 14, 2021
-
Shares OutstandingN/A
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerEduard Hamamjian
Fund Description
Under normal market conditions, the Fund seeks to achieve its investment objective by investing primarily in the equity securities of large- to mid-capitalization U.S. companies. As of September 30, 2023, the Fund considers large- and mid-capitalization companies to be those with a market capitalization over $2 billion. The exact size of the companies included will change with market conditions and the Fund will not automatically sell or cease to purchase a stock that it already owns due to changes in market conditions.
The Fund seeks to buy the leading securities of the best performing market sectors of the U.S. economy. The Adviser makes buy, hold and sell decisions with respect to Fund portfolio securities using an investment process based on a combination of fundamental and technical analysis. The Adviser’s fundamental analysis involves a bottom-up review using proprietary methods, which include measuring price to free cash flow on a rolling one-, three-, five- and ten-year basis to determine the value of a security relative to its own history, before the final weighted parameters are applied and critical timing elements are added to the Adviser’s buy/sell equation. The Adviser’s technical analysis monitors companies for increasing trading volumes, improving moving averages of various technical indicators, accumulations underway and improving technical buy signals. Companies that have the most discounted price as measured by their own historical price to free cash flow or a strong technical base are typically given greater weighting in the Fund. Companies exhibiting both these qualities will ideally be given the greatest weight. This discipline seeks to identify equity securities with strong fundamental indicators that may benefit from larger market and economic trends.
The Fund seeks to reduce risk (beta) by using options, typically on a short-term basis, for hedging purposes. Based on the Adviser’s technical analysis, the Fund may sell a covered call option and/or, at times, purchase put option contracts on Fund holdings to hedge the Fund against short term market corrections; conversely, if the Adviser’s technical analysis indicates a potential market upswing, the Fund may purchase a call option on one or more Fund holdings. Selling covered call options on Fund holdings is expected to be the options strategy typically most commonly applied. As a result of the Fund’s use of derivatives, the Fund may have economic leverage, which means the sum of the Fund’s investment exposures through its use of derivatives may significantly exceed the amount of assets invested in the Fund, although these exposures may vary over time. The Fund’s options holdings are typically expected to constitute less than 10% of its assets.
The Fund is classified as “non-diversified” for purposes of the Investment Company Act of 1940 (the “1940 Act”), which means it generally invests a greater portion of its assets in the securities of one or more issuers and invests overall in a smaller number of issuers than a diversified fund. The Fund will generally hold between twenty and fifty securities. Equity securities the Fund may purchase include common stocks, related depository receipts (i.e., American Depository Receipts or “ADRs,” European Depository Receipts or “EDRs,” and Global Depository Receipts or “GDRs”), and real estate investment trusts (“REITs”). The Fund will emphasize investments in common stocks of large- to mid-capitalization companies but is not limited to any particular market capitalization and may at times invest in small-capitalization companies. In pursuing the Fund’s investment goal, the Adviser may invest in companies in any economic sector.
The Fund will generally sell securities when their value has dropped significantly below purchase price, when long-term price targets have been achieved, or as a hedge during short or mid-term market downturns.
RUFF - Performance
Return Ranking - Trailing
Period | RUFF Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 7.6% | -51.8% | 22.1% | 92.92% |
1 Yr | 32.3% | -58.9% | 46.9% | N/A |
3 Yr | N/A* | -25.7% | 197.6% | N/A |
5 Yr | N/A* | -29.1% | 93.8% | N/A |
10 Yr | N/A* | -17.2% | 37.0% | N/A |
* Annualized
Return Ranking - Calendar
Period | RUFF Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 28.2% | -69.4% | 53.7% | N/A |
2022 | -27.9% | -94.0% | 152.6% | N/A |
2021 | N/A | -13.9% | 183.6% | N/A |
2020 | N/A | -18.2% | 8.9% | N/A |
2019 | N/A | -80.2% | 35.2% | N/A |
Total Return Ranking - Trailing
Period | RUFF Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 7.6% | -97.2% | 22.1% | 98.86% |
1 Yr | 32.3% | -58.9% | 67.6% | N/A |
3 Yr | N/A* | -25.7% | 197.6% | N/A |
5 Yr | N/A* | -28.1% | 93.8% | N/A |
10 Yr | N/A* | -11.8% | 37.0% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | RUFF Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 28.6% | -69.4% | 53.7% | N/A |
2022 | -27.0% | -94.0% | 152.6% | N/A |
2021 | N/A | -13.9% | 183.6% | N/A |
2020 | N/A | -12.8% | 8.9% | N/A |
2019 | N/A | -60.0% | 35.2% | N/A |
RUFF - Holdings
Concentration Analysis
RUFF | Category Low | Category High | RUFF % Rank | |
---|---|---|---|---|
Net Assets | 61.1 M | 177 K | 1.21 T | 85.06% |
Number of Holdings | 36 | 2 | 4154 | 71.92% |
Net Assets in Top 10 | 22.4 M | 1.74 K | 270 B | 82.37% |
Weighting of Top 10 | 38.59% | 1.8% | 100.0% | 18.29% |
Top 10 Holdings
- AMAZON COM INC 4.60%
- TESLA INC 4.31%
- ULTA BEAUTY INC 4.29%
- NVIDIA CORP 4.10%
- DOMINO S PIZZA INC 3.83%
- ADVANCED MICRO DEVICES INC 3.77%
- BOEING CO THE 3.59%
- BROADCOM INC 3.52%
- MICROSOFT CORP 3.39%
- REVVITY INC 3.19%
Asset Allocation
Weighting | Return Low | Return High | RUFF % Rank | |
---|---|---|---|---|
Stocks | 98.29% | 0.00% | 130.24% | 0.55% |
Cash | 1.71% | -102.29% | 100.00% | 98.41% |
Preferred Stocks | 0.00% | 0.00% | 2.23% | 56.64% |
Other | 0.00% | -13.91% | 134.98% | 6.02% |
Convertible Bonds | 0.00% | 0.00% | 5.54% | 54.56% |
Bonds | 0.00% | -0.04% | 95.81% | 54.56% |
Stock Sector Breakdown
Weighting | Return Low | Return High | RUFF % Rank | |
---|---|---|---|---|
Utilities | 0.00% | 0.00% | 25.44% | 82.21% |
Technology | 0.00% | 0.00% | 48.94% | 10.92% |
Real Estate | 0.00% | 0.00% | 37.52% | 21.64% |
Industrials | 0.00% | 0.00% | 29.90% | 98.32% |
Healthcare | 0.00% | 0.00% | 60.70% | 97.20% |
Financial Services | 0.00% | 0.00% | 55.59% | 6.72% |
Energy | 0.00% | 0.00% | 41.64% | 1.68% |
Communication Services | 0.00% | 0.00% | 27.94% | 15.13% |
Consumer Defense | 0.00% | 0.00% | 49.14% | 91.81% |
Consumer Cyclical | 0.00% | 0.00% | 50.47% | 83.33% |
Basic Materials | 0.00% | 0.00% | 26.10% | 51.75% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | RUFF % Rank | |
---|---|---|---|---|
US | 98.29% | 0.00% | 127.77% | 0.48% |
Non US | 0.00% | 0.00% | 33.51% | 89.21% |
RUFF - Expenses
Operational Fees
RUFF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.90% | 0.01% | 2.95% | 35.62% |
Management Fee | 0.90% | 0.00% | 2.00% | 94.17% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.00% | 0.85% | N/A |
Sales Fees
RUFF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
RUFF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.25% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
RUFF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 0.00% | 496.00% | N/A |
RUFF - Distributions
Dividend Yield Analysis
RUFF | Category Low | Category High | RUFF % Rank | |
---|---|---|---|---|
Dividend Yield | 0.31% | 0.00% | 19.15% | 49.04% |
Dividend Distribution Analysis
RUFF | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | None | Annually | Quarterly | Annually |
Net Income Ratio Analysis
RUFF | Category Low | Category High | RUFF % Rank | |
---|---|---|---|---|
Net Income Ratio | N/A | -54.00% | 6.06% | N/A |
Capital Gain Distribution Analysis
RUFF | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 28, 2023 | $0.074 | OrdinaryDividend |
Dec 29, 2022 | $0.226 | OrdinaryDividend |
Dec 29, 2021 | $0.019 | OrdinaryDividend |
RUFF - Fund Manager Analysis
Managers
Eduard Hamamjian
Start Date
Tenure
Tenure Rank
Oct 14, 2021
0.63
0.6%
Eduard Hamamjian, is the portfolio manager of the Fund. Mr. Hamamjian is an Accredited Asset Management Specialist (AAMS) with 28 years of experience researching and constructing portfolios for the benefit of investors. Mr. Hamamjian has been Managing Director, Portfolio Manager, Managing Member and Chief Compliance Officer of Gea Sphere LLC since he founded the firm in October 2009. Prior to founding Gea Sphere, Mr. Hamamjian founded Global Equity Advisors LLC and was a member from October 2005 until October 2009.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.04 | 39.02 | 7.17 | 2.42 |