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Name

As of 04/24/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

AlphaMark Actively Managed Small Cap ETF

SMCP | Active ETF

$29.99

$31.6 M

0.78%

$0.23

0.90%

Vitals

YTD Return

3.0%

1 yr return

26.4%

3 Yr Avg Return

0.0%

5 Yr Avg Return

5.4%

Net Assets

$31.6 M

Holdings in Top 10

12.5%

52 WEEK LOW AND HIGH

$30.0
$23.50
$31.57

Expenses

OPERATING FEES

Expense Ratio 0.90%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 38.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Exchange Traded Fund

Name

As of 04/24/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

AlphaMark Actively Managed Small Cap ETF

SMCP | Active ETF

$29.99

$31.6 M

0.78%

$0.23

0.90%

SMCP - Profile

Distributions

  • YTD Total Return 3.0%
  • 3 Yr Annualized Total Return 0.0%
  • 5 Yr Annualized Total Return 5.4%
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 0.74%
DIVIDENDS
  • Dividend Yield 0.8%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    AlphaMark Actively Managed Small Cap ETF
  • Fund Family Name
    AlphaMark
  • Inception Date
    Apr 20, 2015
  • Shares Outstanding
    850000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Michael Simon

Fund Description

The Fund is actively managed and invests primarily in equity securities of small cap companies listed on a U.S. exchange and selected by AlphaMark Advisors, LLC, the Fund’s investment adviser (the “Adviser”). Under normal circumstances, the Fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in small cap companies. The Fund defines “small cap” companies as companies with a total market capitalization of less than $7 billion at the time of purchase.
The Fund defines “equity securities” to include common and preferred stock, American Depositary Receipts (“ADRs”), and real estate investment trusts (“REITs”).
The Adviser seeks to invest in companies with a proven history of consistent growth, sustainable earnings momentum and the ability to produce a reliable stream of cash flow during all economic cycles. The Adviser uses a “bottom-up” internal stock screening process designed to identify companies that produce reliable cash flow streams and are priced at a level that provides for growth opportunity.
In selecting securities for the Fund, the Adviser considers a company’s debt-to-capital ratio and 3-year average EBITDA margin. The Adviser also considers public analysts’ earnings estimates, seeking to invest in companies with high, positive percentage changes in earnings estimates. The Adviser seeks to invest in companies that are the most undervalued based on these fundamental factors. The Fund maintains a portfolio of approximately 100 companies, each with a maximum weighting of 1.5% at the time of purchase.
When evaluating a security for sale, the Adviser considers the same factors it uses in evaluating a security for purchase and generally sells a security when the Adviser believes the security has become overvalued or when the Adviser believes such securities no longer meet its investment criteria.
As of July 31, 2023, the Fund had significant exposure to companies in the financial sector.
Read More

SMCP - Performance

Return Ranking - Trailing

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
YTD 3.0% -10.9% 18.8% 14.47%
1 Yr 26.4% -13.9% 50.3% 1.27%
3 Yr 0.0%* -10.6% 38.5% 49.63%
5 Yr 5.4%* -14.3% 30.2% 81.89%
10 Yr N/A* -2.9% 16.7% 50.13%

* Annualized

Return Ranking - Calendar

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
2023 21.8% -49.6% 29.0% 1.80%
2022 -22.4% -59.3% 118.2% 67.99%
2021 17.2% -31.6% 39.3% 19.85%
2020 4.1% -51.0% 39.5% 78.30%
2019 21.0% -16.9% 37.8% 48.72%

Total Return Ranking - Trailing

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
YTD 3.0% -10.9% 18.8% 14.47%
1 Yr 26.4% -13.9% 50.3% 1.27%
3 Yr 0.0%* -10.6% 38.5% 49.63%
5 Yr 5.4%* -14.3% 30.2% 81.89%
10 Yr N/A* -2.9% 16.7% N/A

* Annualized

Total Return Ranking - Calendar

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
2023 22.8% -21.7% 31.8% 3.96%
2022 -21.9% -45.2% 123.7% 93.13%
2021 18.0% 0.0% 47.7% 78.49%
2020 4.7% -50.5% 46.9% 83.02%
2019 21.8% -12.6% 43.7% 79.17%

SMCP - Holdings

Concentration Analysis

SMCP Category Low Category High SMCP % Rank
Net Assets 31.6 M 529 K 145 B 94.37%
Number of Holdings 101 2 2519 64.44%
Net Assets in Top 10 3.65 M 104 K 9.83 B 97.01%
Weighting of Top 10 12.54% -2849.0% 100.5% 65.55%

Top 10 Holdings

  1. StoneCo Ltd 1.49%
  2. M/I Homes Inc 1.44%
  3. Academy Sports Outdoors Inc 1.26%
  4. Meritage Homes Corp 1.24%
  5. ACI Worldwide Inc 1.21%
  6. Axos Financial Inc 1.20%
  7. LGI Homes Inc 1.19%
  8. KB Home 1.18%
  9. Glacier Bancorp Inc 1.17%
  10. Jackson Financial Inc 1.17%

Asset Allocation

Weighting Return Low Return High SMCP % Rank
Stocks 		100.33% -565235.00% 108.16% 1.58%
Preferred Stocks 		0.00% 0.00% 7.53% 42.78%
Other 		0.00% -598.74% 39.24% 61.97%
Convertible Bonds 		0.00% 0.00% 3.17% 41.45%
Cash 		0.00% 0.00% 565934.00% 96.48%
Bonds 		0.00% -2.00% 74.53% 44.72%

Stock Sector Breakdown

Weighting Return Low Return High SMCP % Rank
Industrials 		15.70% 2.46% 37.42% 59.96%
Financial Services 		15.68% 0.00% 35.52% 44.31%
Technology 		11.74% 0.00% 54.70% 81.49%
Healthcare 		11.38% 0.00% 26.53% 67.79%
Real Estate 		9.84% 0.00% 29.43% 14.41%
Consumer Cyclical 		9.70% 0.99% 47.79% 72.42%
Energy 		7.20% 0.00% 37.72% 25.80%
Basic Materials 		5.46% 0.00% 18.66% 36.65%
Utilities 		5.36% 0.00% 18.58% 7.65%
Consumer Defense 		4.50% 0.00% 18.87% 38.97%
Communication Services 		3.44% 0.00% 14.85% 30.60%

Stock Geographic Breakdown

Weighting Return Low Return High SMCP % Rank
US 		100.33% -565235.00% 108.16% 1.58%
Non US 		0.00% 0.00% 94.14% 53.35%

SMCP - Expenses

Operational Fees

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.90% 0.01% 38.45% 66.90%
Management Fee 0.90% 0.00% 1.50% 85.51%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.45% N/A

Sales Fees

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 38.00% 1.00% 314.00% 38.35%

SMCP - Distributions

Dividend Yield Analysis

SMCP Category Low Category High SMCP % Rank
Dividend Yield 0.78% 0.00% 42.79% 52.29%

Dividend Distribution Analysis

SMCP Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual Monthly Annual

Net Income Ratio Analysis

SMCP Category Low Category High SMCP % Rank
Net Income Ratio 0.74% -2.40% 2.49% 20.46%

Capital Gain Distribution Analysis

SMCP Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Distributions History

View More +

SMCP - Fund Manager Analysis

Managers

Michael Simon

Start Date

Tenure

Tenure Rank

Apr 20, 2015

7.12

7.1%

Mr. Simon founded AlphaMark Advisors, LLC in 1999 and is the President and Chief Investment Officer of AlphaMark Advisors. Mr. Simon has worked in the financial analysis and investment fields since 1991 and previously worked as a Managing Financial Service Advisor at a money management firm and a Senior Portfolio Manager at a regional bank.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 49.61 7.06 2.58

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