SMCP: AlphaMark Actively Managed Small Cap ETF - MutualFunds.com
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AlphaMark Actively Managed Small Cap ETF

SMCP - Snapshot

Vitals

  • YTD Return 7.0%
  • 3 Yr Annualized Return 0.8%
  • 5 Yr Annualized Return 4.0%
  • Net Assets $23.6 M
  • Holdings in Top 10 100.0%

52 WEEK LOW AND HIGH

$27.70
$15.55
$28.15

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.90%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 62.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) N/A
  • IRA N/A

Fund Classification


Compare SMCP to Popular U.S. Small-Cap Growth Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$80.33

+1.56%

$34.46 B

-

$0.00

6.82%

-

$287.83

+0.77%

$34.46 B

0.31%

$0.88

7.54%

-

$136.25

+1.32%

$21.29 B

0.12%

$0.16

5.87%

-

$39.82

+1.14%

$12.90 B

-

$0.00

3.48%

-

$74.06

+0.60%

$11.84 B

-

$0.00

5.21%

-

SMCP - Profile

Distributions

  • YTD Total Return 7.0%
  • 3 Yr Annualized Total Return 0.8%
  • 5 Yr Annualized Total Return 4.0%
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 1.07%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    AlphaMark Actively Managed Small Cap ETF
  • Fund Family Name
    AlphaMark
  • Inception Date
    Apr 20, 2015
  • Shares Outstanding
    900000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael Simon

Fund Description

Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) directly or indirectly in small cap companies. The fund invests primarily in ETFs that invest in equity securities of small cap companies listed on a U.S. or international exchange (including in emerging markets).


SMCP - Performance

Return Ranking - Trailing

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
YTD 7.0% -0.5% 29.1% 54.99%
1 Yr 5.1% 0.5% 150.8% 98.42%
3 Yr 0.8%* -3.4% 51.1% 99.51%
5 Yr 4.0%* 1.8% 33.2% 99.32%
10 Yr N/A* -3.4% 22.1% N/A

* Annualized

Return Ranking - Calendar

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
2020 4.1% -63.0% 340.3% 97.22%
2019 21.1% -22.8% 42.9% 53.36%
2018 -20.2% -76.3% 13.6% 59.23%
2017 17.0% -52.6% 37.0% 42.03%
2016 1.6% -49.0% 25.6% 83.54%

Total Return Ranking - Trailing

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
YTD 7.0% -0.5% 29.1% 54.83%
1 Yr 5.1% -4.5% 150.8% 98.41%
3 Yr 0.8%* -4.5% 51.1% 99.51%
5 Yr 4.0%* 1.3% 33.2% 99.32%
10 Yr N/A* -3.7% 22.1% N/A

* Annualized

Total Return Ranking - Calendar

Period SMCP Return Category Return Low Category Return High Rank in Category (%)
2020 4.1% -63.0% 340.3% 97.22%
2019 21.1% -22.8% 42.9% 53.36%
2018 -20.2% -54.2% 14.5% 69.86%
2017 17.0% -8.4% 42.0% 70.44%
2016 1.6% -16.4% 31.4% 91.06%

SMCP - Holdings

Concentration Analysis

SMCP Category Low Category High SMCP % Rank
Net Assets 23.6 M 1.67 M 34.5 B 94.94%
Number of Holdings 6 1 2028 99.21%
Net Assets in Top 10 23.7 M 556 K 3.63 B 82.94%
Weighting of Top 10 100.00% 6.7% 100.0% 1.11%

Top 10 Holdings

  1. iShares Russell 2000 Value ETF 51.66%
  2. iShares Russell 2000 Growth ETF 18.07%
  3. iShares MSCI Emerging Markets Sm-Cp ETF 12.49%
  4. iShares MSCI EAFE Small-Cap ETF 9.78%
  5. iShares Russell 2000 ETF 4.49%

Asset Allocation

Weighting Return Low Return High SMCP % Rank
Stocks
96.17% 52.72% 100.90% 78.36%
Cash
3.78% -3.62% 23.24% 16.90%
Other
0.05% -1.28% 24.04% 15.80%
Preferred Stocks
0.00% 0.00% 3.79% 46.13%
Convertible Bonds
0.00% 0.00% 0.15% 42.18%
Bonds
0.00% -0.04% 1.94% 41.39%

Stock Sector Breakdown

Weighting Return Low Return High SMCP % Rank
Industrials
17.01% 0.00% 34.13% 46.29%
Financial Services
16.95% 0.00% 100.00% 2.37%
Healthcare
13.11% 0.00% 49.47% 94.31%
Consumer Cyclical
12.67% 0.00% 30.88% 44.08%
Technology
11.56% 0.00% 77.76% 98.74%
Real Estate
9.28% 0.00% 14.81% 1.11%
Basic Materials
5.67% 0.00% 24.17% 5.69%
Consumer Defense
4.28% 0.00% 14.47% 40.44%
Utilities
3.54% 0.00% 3.88% 2.05%
Communication Services
3.11% 0.00% 19.93% 28.12%
Energy
2.82% 0.00% 39.36% 3.95%

Stock Geographic Breakdown

Weighting Return Low Return High SMCP % Rank
US
73.52% 0.00% 100.90% 97.47%
Non US
22.65% 0.00% 94.78% 0.95%

SMCP - Expenses

Operational Fees

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.90% 0.01% 10.10% 81.00%
Management Fee 0.90% 0.05% 1.50% 76.58%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMCP Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 62.00% 4.00% 442.00% 52.39%

SMCP - Distributions

Dividend Yield Analysis

SMCP Category Low Category High SMCP % Rank
Dividend Yield 0.00% 0.00% 7.82% 44.23%

Dividend Distribution Analysis

SMCP Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

SMCP Category Low Category High SMCP % Rank
Net Income Ratio 1.07% -3.17% 1.48% 0.80%

Capital Gain Distribution Analysis

SMCP Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

SMCP - Fund Manager Analysis

Managers

Michael Simon


Start Date

Tenure

Tenure Rank

Apr 20, 2015

5.7

5.7%

Mr. Simon founded AlphaMark Advisors, LLC in 1999 and is the President and Chief Investment Officer of AlphaMark Advisors. Mr. Simon has worked in the financial analysis and investment fields since 1991 and previously worked as a Managing Financial Service Advisor at a money management firm and a Senior Portfolio Manager at a regional bank.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 29.02 8.26 3.84