Xtrackers S&P 500 ESG ETF
ETF
SNPE
Price as of:
$54.11
+ $0.32
+ 0.59%
Primary Theme
fund company
Name
As of 12/23/2024Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
Vitals
YTD Return
25.8%
1 yr return
26.2%
3 Yr Avg Return
10.1%
5 Yr Avg Return
15.9%
Net Assets
$1.7 B
Holdings in Top 10
41.4%
52 WEEK LOW AND HIGH
$53.8
$42.79
$55.55
Expenses
OPERATING FEES
Expense Ratio 0.10%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 13.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 12/23/2024Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
SNPE - Profile
Distributions
- YTD Total Return 25.8%
- 3 Yr Annualized Total Return 10.1%
- 5 Yr Annualized Total Return 15.9%
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 1.41%
- Dividend Yield 1.4%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameXtrackers S&P 500 ESG ETF
-
Fund Family NameXTRACKERS
-
Inception DateJun 26, 2019
-
Shares Outstanding20750001
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerShlomo Bassous
Fund Description
The fund, using a “passive” or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P 500 ESG Index (the “Underlying Index”). The Underlying Index is a broad-based, market capitalization weighted index that is designed to measure the performance of companies meeting environmental, social and governance (ESG) criteria, while maintaining similar overall industry group weights as the S&P 500 Index.Underlying Index – Summary of Construction Methodology. The Underlying Index is derived from the S&P 500 Index. S&P Dow Jones Indices LLC (the “Index Provider”) constructs the Underlying Index by applying a proprietary ESG methodology to the constituent companies of the S&P 500 Index. When constructing the Underlying Index from the S&P 500 Index, the Index Provider first applies various ESG screens to the S&P 500 Index to exclude companies that fail to meet certain minimum ESG requirements. After excluding such companies, the Index Provider utilizes a proprietary methodology to populate the Underlying Index with companies selected from the remaining companies in the S&P 500 Index. The ESG screening and company selection methodologies employed by the Index Provider to create the Underlying Index are summarized below.Underlying Index – ESG Screening Methodology. All constituent companies of the S&P 500 Index are eligible for inclusion in the Underlying Index except for companies that:■ Do not have an S&P Global ESG score at all or have an S&P Global ESG score that falls within the bottom 25% of the S&P Global’s ESG scores from each Global Industry Classification Standard (GICS®) Industry Group.■ Are determined by S&P Global Sustainable1(“S&P GS1”), a centralized group representing S&P Global's integrated sustainability offerings, to engage in any of the following business activities:i. Manufacture tobacco products or hold a 25% or higher stake in a company involved in this activity; or derive 5% or more of their revenue from (i) supplying essential tobacco-related products and services or (ii) the distribution and/or retail sale of tobacco products.ii. Engage in the business of controversial weapons (cluster munitions, anti-personnel mines, biological and chemical weapons, blinding laser weapons, depleted uranium,incendiary weapons, nuclear weapons) or hold a 25% or higher stake in a company involved in this activity. This exclusion applies to companies that (i) are involved in the manufacturing of the components of a weapon,where the components are intended solely for use in the production and are essential for the functioning of the weapon; or (ii) supply products and/or services such as stockpiling, transferring and sales of such weapons.iii. Derive 5% or more of their revenue from (i) the ownership and/or operation of coal mines that engage in thermal coal mining; or (ii) the generation of electricity using coal power plants.iv. Derive 5% or more of their revenue from the extraction and/or production of fossil fuels from oil sands/tar sands.v. Manufacture (i) small arms weaponsfor civilian use, (ii) small arms weapons for non-civilian use, or (iii) key components for assault weapons, or hold a 25% or higher stake in a company involved in these activities; or derive 5% or more of their revenue from the retail and/or distribution of small arms weapons for civilian customers.vi. Derive 10% or more of their revenues from (i) the manufacturing,assembling, sale and transportation of integral military weapons; or (ii) the manufacturing and sales of weapon-related products.((i.)through(vi.)above are referred to as “Business Involvement Exclusions”).■ Are determined by Sustainalytics,a global leader in sustainability research and analysis, to be “non-compliant” with the principles of the United Nations Global Compact (“UNGC”). A company is determined to be “non-compliant” if it does not act in accordance with the UNGC principles and their associated standards, conventions, and treaties (a “Non-Compliant UNGC Company”). Sustainalytics systematically analyzes news reports and other publicly available information on a daily basis to assess a company's compliance with the ten normative principles of the UNGC, which relate to human rights, labor rights, the environment and anti-corruption.Companies without S&P GS1 and/or Sustainalytics coverage are ineligible for Underlying Index inclusion until they receive such coverage.Underlying Index – Company Selection Methodology. After excluding the companies that do not meet the foregoing screens, the Index Provider populates the Underlying Index by selecting from the remaining companies in the S&P 500 Index (the “Eligible Universe”). When making its selections, the Index Provider targets 75% of the float-adjusted market capitalization (i.e., the amount of stock that is available for trading by the general public) of each GICS Industry Group within the S&P 500 Index, using the ESG scores assigned to the companies in the Eligible Universe by the Index Provider as the determining factor.The fund uses a full replication indexing strategy to seek to track the Underlying Index. As such, the fund invests directly in the component securities of the Underlying Index in substantially the same weightings in which they are represented in the Underlying Index. If it is not possible for the fund to acquire component securities due to limited availability or regulatory restrictions, the fund may use a representative sampling indexing strategy to seek to track the Underlying Index instead of a full replication indexing strategy. “Representative sampling” is an indexing strategy that involves investing in a representative sample of securities that collectively has an investment profile similar to the Underlying Index. The securities selected are expected to have, in the aggregate, investment characteristics (based on factors such as market capitalization and industry weightings), fundamental characteristics (such as return variability and yield), and liquidity measures similar to those of the Underlying Index. The fund may or may not hold all of the securities in the Underlying Index when using a representative sampling indexing strategy.The fund will invest at least 80% of its total assets (but typically far more) in component securities of the Underlying Index. The fund will concentrate its investments (i.e., hold 25% or more of its total assets) in a particular industry or group of industries to the extent that its Underlying Index is concentrated.As of October 31, 2024, the Underlying Index consisted of 315 securities, with an average market capitalization of approximately $121.31 billion and a minimum market capitalization of approximately $7.66 billion. As of October 31, 2024, a significant percentage of the Underlying Index was comprised of issuers in the information technology sector. The fund’s exposure to particular sectors may change over time to correspond to changes in the Underlying Index.Under normal circumstances, the Underlying Index rebalances annually after the close of business on the last business day of April based on the last trading date in March. In addition, companies will be removed from the Underlying Index (i) on the last business day of July, October and January, if found to meet a Business Involvement Exclusion as of the last business day of the previous month, or (ii) on the third Friday of March, June, September and December if found to be a Non-Compliant UNGC Company as of the last business day of the previous month. In addition, between Underlying Index rebalances, Underlying Index constituents may be removed from the Underlying Index for their involvement in economic crime and corruption, fraud, illegal commercial practices, human rights abuses, labor disputes, workplace safety catastrophic accidents, environmental disasters, and certain other activities associated with ESG risks. The fund rebalances its portfolio in accordance with the Underlying Index, and, therefore, any changes to the Underlying Index’s rebalance schedule will result in corresponding changes to the fund’s rebalance schedule.While the fund is currently classified as “non-diversified” under the Investment Company Act of 1940, it may operate as or become classified as “diversified” over time. The fund could again become non-diversified solely as a result of a change in relative market capitalization or index weighting of one or more constituents of the index that the fund is designed to track. Shareholder approval will not be sought when the fund crosses from diversified to non-diversified status under such circumstances.Xtrackers ETFs are not sponsored, endorsed, sold or promoted by S&P Dow Jones Indices LLC, Dow Jones Trademark Holdings LLC, Standard & Poor’s Financial Services LLC, or their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such ETFs, nor do they have any liability for any errors, omissions, or interruptions of the S&P 500 ESG Index.Derivatives. The fund may invest in derivatives, which are financial instruments whose performance is derived, at least in part, from the performance of an underlying asset, security or index. In particular, portfolio management may use futures contracts, stock index futures, options on futures, swap contracts and other types of derivatives in seeking performance that corresponds to its Underlying Index and will not use such instruments for speculative purposes.Securities lending. The fund may lend securities (up to one-third of total assets) to approved institutions, such as registered broker-dealers, pooled investment vehicles, banks and other financial institutions. In connection with such loans, the fund receives liquid collateral in an amount that is based on the type and value of the securities being lent, with riskier securities generally requiring higher levels of collateral.
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SNPE - Performance
Return Ranking - Trailing
| Period | SNPE Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 25.8% | -53.4% | 45.5% | 23.59% |
| 1 Yr | 26.2% | -15.0% | 52.9% | 23.92% |
| 3 Yr | 10.1%* | -24.5% | 24.4% | 14.43% |
| 5 Yr | 15.9%* | -10.2% | 109.0% | 3.73% |
| 10 Yr | N/A* | -0.6% | 52.5% | 79.37% |
* Annualized
Return Ranking - Calendar
| Period | SNPE Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 26.0% | -42.6% | 47.4% | 7.15% |
| 2022 | -19.0% | -56.3% | -4.2% | 24.85% |
| 2021 | 29.9% | -27.2% | 537.8% | 2.13% |
| 2020 | 17.7% | -22.5% | 2181.7% | 18.09% |
| 2019 | N/A | -13.5% | 40.4% | N/A |
Total Return Ranking - Trailing
| Period | SNPE Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 25.8% | -53.4% | 45.5% | 23.59% |
| 1 Yr | 26.2% | -15.0% | 52.9% | 23.92% |
| 3 Yr | 10.1%* | -24.5% | 24.4% | 14.43% |
| 5 Yr | 15.9%* | -10.2% | 109.0% | 3.73% |
| 10 Yr | N/A* | -0.6% | 52.5% | N/A |
* Annualized
Total Return Ranking - Calendar
| Period | SNPE Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 27.8% | -5.0% | 47.4% | 13.88% |
| 2022 | -17.7% | -36.8% | -2.2% | 45.02% |
| 2021 | 31.4% | 3.0% | 537.8% | 6.12% |
| 2020 | 19.9% | -15.8% | 2266.0% | 25.51% |
| 2019 | N/A | -0.4% | 241.3% | N/A |
SNPE - Holdings
Concentration Analysis
| SNPE | Category Low | Category High | SNPE % Rank | |
|---|---|---|---|---|
| Net Assets | 1.7 B | 2.34 M | 1.84 T | 46.89% |
| Number of Holdings | 322 | 2 | 3963 | 25.60% |
| Net Assets in Top 10 | 586 M | 880 K | 525 B | 48.55% |
| Weighting of Top 10 | 41.45% | 0.3% | 111.6% | 26.37% |
Top 10 Holdings
- Apple Inc 9.65%
- Microsoft Corp 9.06%
- NVIDIA Corp 8.59%
- Alphabet Inc 2.80%
- Alphabet Inc 2.36%
- Eli Lilly Co 2.24%
- JPMorgan Chase Co 1.89%
- Tesla Inc 1.73%
- UnitedHealth Group Inc 1.58%
- Exxon Mobil Corp 1.55%
Asset Allocation
| Weighting | Return Low | Return High | SNPE % Rank | |
|---|---|---|---|---|
| Stocks | 99.68% | 0.00% | 105.79% | 22.20% |
| Cash | 0.32% | 0.00% | 99.07% | 73.74% |
| Other | 0.01% | -13.91% | 100.00% | 29.74% |
| Preferred Stocks | 0.00% | 0.00% | 2.15% | 93.12% |
| Convertible Bonds | 0.00% | 0.00% | 5.54% | 93.02% |
| Bonds | 0.00% | 0.00% | 93.85% | 92.96% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | SNPE % Rank | |
|---|---|---|---|---|
| Technology | 27.45% | 0.00% | 48.94% | 12.83% |
| Healthcare | 15.43% | 0.00% | 52.29% | 30.38% |
| Financial Services | 13.76% | 0.00% | 55.59% | 43.46% |
| Communication Services | 9.12% | 0.00% | 27.94% | 31.98% |
| Consumer Cyclical | 8.92% | 0.00% | 30.33% | 76.12% |
| Consumer Defense | 6.96% | 0.00% | 47.71% | 43.54% |
| Industrials | 6.21% | 0.00% | 29.90% | 94.26% |
| Energy | 5.08% | 0.00% | 41.64% | 23.38% |
| Real Estate | 2.79% | 0.00% | 31.91% | 46.33% |
| Basic Materials | 2.58% | 0.00% | 25.70% | 48.78% |
| Utilities | 1.70% | 0.00% | 20.91% | 71.65% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | SNPE % Rank | |
|---|---|---|---|---|
| US | 99.68% | 0.00% | 105.79% | 18.97% |
| Non US | 0.00% | 0.00% | 63.83% | 93.45% |
SNPE - Expenses
Operational Fees
| SNPE Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.10% | 0.01% | 19.75% | 94.16% |
| Management Fee | 0.10% | 0.00% | 1.90% | 11.82% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.00% | 0.85% | N/A |
Sales Fees
| SNPE Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 1.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
| SNPE Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 0.25% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| SNPE Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 13.00% | 0.00% | 268.00% | 30.41% |
SNPE - Distributions
Dividend Yield Analysis
| SNPE | Category Low | Category High | SNPE % Rank | |
|---|---|---|---|---|
| Dividend Yield | 1.42% | 0.00% | 25.47% | 55.23% |
Dividend Distribution Analysis
| SNPE | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Quarterly | Annual | Quarterly | Quarterly |
Net Income Ratio Analysis
| SNPE | Category Low | Category High | SNPE % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 1.41% | -54.00% | 2.44% | 7.96% |
Capital Gain Distribution Analysis
| SNPE | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Semi-Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Dec 20, 2024 | $0.191 | OrdinaryDividend |
| Sep 20, 2024 | $0.149 | OrdinaryDividend |
| Jun 21, 2024 | $0.172 | OrdinaryDividend |
| Mar 15, 2024 | $0.109 | OrdinaryDividend |
| Dec 15, 2023 | $0.176 | OrdinaryDividend |
| Sep 15, 2023 | $0.131 | OrdinaryDividend |
| Jun 23, 2023 | $0.145 | OrdinaryDividend |
| Mar 17, 2023 | $0.121 | OrdinaryDividend |
| Dec 16, 2022 | $0.178 | OrdinaryDividend |
| Sep 16, 2022 | $0.125 | OrdinaryDividend |
| Jun 24, 2022 | $0.155 | OrdinaryDividend |
| Mar 18, 2022 | $0.111 | OrdinaryDividend |
| Dec 17, 2021 | $0.152 | OrdinaryDividend |
| Sep 17, 2021 | $0.114 | OrdinaryDividend |
| Jun 18, 2021 | $0.118 | OrdinaryDividend |
| Mar 19, 2021 | $0.077 | OrdinaryDividend |
| Dec 18, 2020 | $0.142 | OrdinaryDividend |
| Sep 18, 2020 | $0.092 | OrdinaryDividend |
| Jun 19, 2020 | $0.085 | OrdinaryDividend |
| Mar 20, 2020 | $0.149 | OrdinaryDividend |
| Dec 20, 2019 | $0.134 | OrdinaryDividend |
| Sep 20, 2019 | $0.200 | OrdinaryDividend |
SNPE - Fund Manager Analysis
Managers
Shlomo Bassous
Start Date
Tenure
Tenure Rank
Jun 25, 2019
2.93
2.9%
Mr. Bassous is a Vice President with Deutsche Asset Management and has served as a Portfolio Manager in the DWS Group GmbH & Co. KGaA in 2017 with 13 years of industry experience. . Prior to joining Deutsche Bank, Mr. Bassous served as Portfolio Manager at Northern Trust Asset Management where he managed equity portfolios across a variety of global benchmarks. While at Northern Trust, he spent several years in Chicago, London and Hong Kong where he managed portfolios on behalf of institutional clients in North America, Europe, the Middle East and Asia. Before joining Northern Trust in 2007, he worked at The Bank of New York Mellon and Morgan Stanley in a variety of roles supporting equity trading and portfolio management. Mr. Bassous received a BS in Finance from Yeshiva University in 2004.
Bryan Richards
Start Date
Tenure
Tenure Rank
Jun 25, 2019
2.93
2.9%
■ Joined DWS Group GmbH & Co. KGaA in 2011 with 11 years of industry experience. ■ Head of Passive Portfolio Management, Americas: New York. Bryan Richards is a Director with Deutsche Asset and Wealth Management and has served as a Portfolio Manager in the Passive Asset Management business since 2011. Mr. Richards began his career as an equity analyst at Fairhaven Capital LLC in Boston supporting two Portfolio Managers in a long-short equity strategy. Mr. Richards joined XShares Advisors, an ETF issuer, as a Vice President in 2007, providing analysis on index and fund construction as well as fund operations and performance before being promoted to Director of Fund Operations in 2009. Mr. Richards holds a BS Degree in Finance from Boston College and is a CFA Charterholder.
Patrick Dwyer
Start Date
Tenure
Tenure Rank
Jun 25, 2019
2.93
2.9%
Joined DWS Group GmbH & Co KGaA in 2016 with 16 years of industry experience. Mr. Dwyer is a Director with Deutsche Asset Management and has served as a Portfolio Manager in the Passive Asset Management business since 2016. Prior to his current role, Mr. Dwyer was the head of Northern Trust’s International Equity Index ETF and Overlay portfolio management team in Chicago, managing portfolios for North American based clients.Patrick Dwyer is a Vice President at The Northern Trust Company, Chicago. He is a Senior Portfolio Manager and Trader in the Quantitative Management Group of Northern Trust Global Investments and is responsible for the management of international index portfolios. His time at Northern Trust included working in New York, Chicago, and in Hong Kong building a portfolio management desk. Mr. Dwyer has a broad range of experience managing developed, emerging, and frontier index mandates, and currency and future overlay portfolios.Before his current role, Patrick was a portfolio manager in the domestic index portfolio team. Prior to joining Northern Trust in 2003, Mr. Dwyer participated in the Deutsche Asset Management graduate training program. He rotated through the domestic fixed income and US structured equity fund management groups. Mr. Dwyer received a BS in Finance from Rutgers University in 2001.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.04 | 39.02 | 7.29 | 2.42 |