Capital Advisors Growth Investor
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
16.2%
1 yr return
28.3%
3 Yr Avg Return
20.0%
5 Yr Avg Return
18.0%
Net Assets
$106 M
Holdings in Top 10
44.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.02%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 42.57%
Redemption Fee 2.00%
Min Investment
Standard (Taxable)
$5,000
IRA
$500
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Large Growth
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
CIAOX - Profile
Distributions
- YTD Total Return 16.2%
- 3 Yr Annualized Total Return 20.0%
- 5 Yr Annualized Total Return 18.0%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.11%
- Dividend Yield 0.1%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameCapital Advisors Growth Fund
-
Fund Family NameCapital Advisors
-
Inception DateDec 31, 1999
-
Shares Outstanding2495831
-
Share ClassInv
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerKeith Goddard
Fund Description
The fund invests primarily in common stocks of domestic (U.S.) companies. Under normal conditions, the fund will invest at least 65% of its total assets in common stocks of companies that the Advisor believes have the potential for long-term growth of capital. The Advisor uses the growth style of investing. Growth stocks are equity securities of companies that have or are expected to have above average earnings growth. The fund may also write covered call options on up to 33% of its net assets for the purpose of generating additional income for the fund.
CIAOX - Performance
Return Ranking - Trailing
| Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 16.2% | -88.2% | 124.0% | 60.95% |
| 1 Yr | 28.3% | -9.0% | 63.8% | 56.05% |
| 3 Yr | 20.0%* | 4.7% | 46.3% | 73.68% |
| 5 Yr | 18.0%* | 11.1% | 42.2% | 88.67% |
| 10 Yr | 14.8%* | 10.6% | 25.9% | 91.09% |
* Annualized
Return Ranking - Calendar
| Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 21.2% | -67.0% | 145.0% | 65.86% |
| 2019 | 29.8% | -28.8% | 76.0% | 20.21% |
| 2018 | -10.6% | -57.9% | 10.6% | 44.39% |
| 2017 | 6.5% | -68.7% | 64.3% | 92.88% |
| 2016 | 9.0% | -47.1% | 53.3% | 4.23% |
Total Return Ranking - Trailing
| Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 16.2% | -88.3% | 124.0% | 60.87% |
| 1 Yr | 28.3% | -9.0% | 63.8% | 49.68% |
| 3 Yr | 20.0%* | 3.4% | 46.3% | 68.20% |
| 5 Yr | 18.0%* | 10.7% | 42.2% | 84.42% |
| 10 Yr | 14.8%* | 10.6% | 25.9% | 89.73% |
* Annualized
Total Return Ranking - Calendar
| Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 21.2% | -67.0% | 145.0% | 65.86% |
| 2019 | 29.8% | -28.8% | 76.0% | 20.38% |
| 2018 | -10.6% | -57.9% | 16.5% | 64.57% |
| 2017 | 15.0% | -24.8% | 64.3% | 90.10% |
| 2016 | 9.7% | -43.3% | 53.3% | 5.95% |
NAV & Total Return History
CIAOX - Holdings
Concentration Analysis
| CIAOX | Category Low | Category High | CIAOX % Rank | |
|---|---|---|---|---|
| Net Assets | 106 M | 229 K | 289 B | 86.51% |
| Number of Holdings | 43 | 2 | 3254 | 70.66% |
| Net Assets in Top 10 | 44.6 M | -20.6 M | 103 B | 77.45% |
| Weighting of Top 10 | 44.00% | 10.7% | 100.0% | 53.00% |
Top 10 Holdings
- First American Government Obligs X 7.44%
- Microsoft Corp 5.02%
- Alphabet Inc Class C 4.64%
- Waste Management Inc 4.36%
- Apple Inc 4.33%
- Amazon.com Inc 4.26%
- Thermo Fisher Scientific Inc 3.89%
- Nxp Semiconductors Nv 3.64%
- Danaher Corp 3.62%
- BlackRock Inc 3.51%
Asset Allocation
| Weighting | Return Low | Return High | CIAOX % Rank | |
|---|---|---|---|---|
| Stocks | 92.55% | 0.00% | 140.21% | 99.25% |
| Cash | 7.45% | -40.21% | 61.69% | 0.55% |
| Preferred Stocks | 0.00% | -0.01% | 4.14% | 74.16% |
| Other | 0.00% | -0.52% | 18.57% | 77.18% |
| Convertible Bonds | 0.00% | 0.00% | 0.59% | 72.17% |
| Bonds | 0.00% | -0.78% | 99.83% | 72.79% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | CIAOX % Rank | |
|---|---|---|---|---|
| Financial Services | 21.94% | 0.00% | 44.03% | 1.78% |
| Technology | 20.16% | 0.00% | 64.42% | 93.90% |
| Healthcare | 18.64% | 0.00% | 40.74% | 11.32% |
| Industrials | 9.95% | 0.00% | 39.00% | 17.76% |
| Consumer Defense | 9.82% | 0.00% | 23.31% | 3.09% |
| Consumer Cyclical | 9.55% | 0.00% | 50.66% | 88.96% |
| Communication Services | 6.61% | 0.00% | 66.36% | 90.26% |
| Energy | 1.94% | 0.00% | 13.60% | 16.53% |
| Basic Materials | 1.39% | 0.00% | 22.40% | 46.98% |
| Utilities | 0.00% | 0.00% | 7.82% | 81.34% |
| Real Estate | 0.00% | 0.00% | 27.24% | 90.81% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | CIAOX % Rank | |
|---|---|---|---|---|
| US | 85.09% | 0.00% | 138.69% | 85.40% |
| Non US | 7.46% | 0.00% | 86.30% | 33.17% |
CIAOX - Expenses
Operational Fees
| CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 1.02% | 0.01% | 13.41% | 33.77% |
| Management Fee | 0.75% | 0.00% | 1.50% | 84.28% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | 53.60% |
| Administrative Fee | N/A | 0.01% | 1.02% | N/A |
Sales Fees
| CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 8.50% | N/A |
| Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
| CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | 2.00% | 1.00% | 5.00% | 42.62% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 42.57% | 0.00% | 414.00% | 52.99% |
CIAOX - Distributions
Dividend Yield Analysis
| CIAOX | Category Low | Category High | CIAOX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.10% | 0.00% | 5.55% | 72.67% |
Dividend Distribution Analysis
| CIAOX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
| CIAOX | Category Low | Category High | CIAOX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 0.11% | -56.00% | 2.90% | 30.95% |
Capital Gain Distribution Analysis
| CIAOX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Dividend Payout History
| Date | Amount |
|---|---|
| Dec 11, 2018 | $0.045 |
| Dec 12, 2017 | $0.050 |
| Dec 12, 2016 | $0.052 |
| Dec 08, 2015 | $0.133 |
| Dec 16, 2014 | $0.261 |
| Dec 16, 2013 | $0.339 |
| Dec 17, 2012 | $0.165 |
| Dec 15, 2011 | $0.110 |
| Dec 21, 2010 | $0.160 |
| Dec 17, 2009 | $0.083 |
| Dec 18, 2008 | $0.008 |
CIAOX - Fund Manager Analysis
Managers
Keith Goddard
Start Date
Tenure
Tenure Rank
Apr 30, 2001
20.35
20.4%
Keith Goddard oversees investment strategies at Capital Advisors. Keith C. Goddard, CFA, CEO and Chief Investment Officer for the Capital Advisor, is a co-portfolio manager. Mr. Goddard has been a Research Analyst and Portfolio Manager with the Capital Advisor since 1991. Keith served as president from 2003 to 2012, and he has been chief executive officer since 2007. Keith holds a B.A. from the University of Colorado, Boulder. He is a CFA charterholder, and he holds FINRA Series 7, 24, 63 & 65 securities licenses
Steven Soranno
Start Date
Tenure
Tenure Rank
Jun 30, 2017
4.17
4.2%
Steven V. Soranno, CFA, CAIA and Director of Equity Research for the Capital Advisors Inc, is a co-portfolio manager. Mr. Soranno joined the firm in May 2017 and oversees equity research for the Advisor. Mr. Soranno earned a Bachelor of Arts Degree from Colgate University in 1989 in Economics and Political Science. Mr. Soranno also earned his Master of Business Administration from the Darden Graduate School of Business Administration at the University of Virginia in 1995. Mr. Soranno has over 25 years of experience in the investment management industry.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.02 | 53.7 | 7.52 | 1.67 |