Capital Advisors Growth Investor
- CIAOX
- Price as of: Jan 25, 2021
-
$37.40
N/A N/A
- Primary Theme
- U.S. Large-Cap Growth Equity
- Fund Company
- Capital Advisors
- Share Class
CIAOX - Snapshot
Vitals
- YTD Return 4.0%
- 3 Yr Annualized Return 18.3%
- 5 Yr Annualized Return 15.9%
- Net Assets $88.6 M
- Holdings in Top 10 45.2%
52 WEEK LOW AND HIGH
Expenses
OPERATING RELATED FEES
- Expense Ratio 1.17%
SALES FEES
- Front Load N/A
- Deferred Load N/A
BROKERAGE FEES
- Turnover 43.55%
TRADING FEES
- Max Redemption Fee 2.00%
Min Investment
- Standard (Taxable) $5,000
- IRA $500
Fund Classification
-
Primary Theme
U.S. Large-Cap Growth Equity
- Fund Type Open End Mutual Fund
- Investment Style Large Growth
CIAOX - Profile
Distributions
- YTD Total Return 4.0%
- 3 Yr Annualized Total Return 18.3%
- 5 Yr Annualized Total Return 15.9%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.29%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameCapital Advisors Growth Fund
-
Fund Family NameCapital Advisors
-
Inception DateDec 31, 1999
-
Shares Outstanding2452722
-
Share ClassInv
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerKeith Goddard
Fund Description
The fund invests primarily in common stocks of domestic (U.S.) companies. Under normal conditions, the fund will invest at least 65% of its total assets in common stocks of companies that the Advisor believes have the potential for long-term growth of capital. The Advisor uses the growth style of investing. Growth stocks are equity securities of companies that have or are expected to have above average earnings growth. The fund may also write covered call options on up to 33% of its net assets for the purpose of generating additional income for the fund.
CIAOX - Performance
Return Ranking - Trailing
Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.0% | -2.4% | 18.1% | 25.13% |
1 Yr | 29.0% | -9.0% | 145.0% | 68.71% |
3 Yr | 18.3%* | -6.6% | 51.8% | 67.00% |
5 Yr | 15.9%* | -6.8% | 39.6% | 76.90% |
10 Yr | 12.9%* | 6.9% | 23.9% | 85.24% |
* Annualized
Return Ranking - Calendar
Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2020 | 21.2% | -67.0% | 145.0% | 62.72% |
2019 | 29.8% | -28.8% | 76.0% | 18.86% |
2018 | -10.6% | -64.5% | 19.1% | 42.49% |
2017 | 6.5% | -68.7% | 64.3% | 91.99% |
2016 | 9.0% | -56.6% | 15.3% | 4.23% |
Total Return Ranking - Trailing
Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.0% | -2.4% | 18.1% | 25.42% |
1 Yr | 29.0% | -9.0% | 145.0% | 64.33% |
3 Yr | 18.3%* | -8.4% | 51.8% | 64.89% |
5 Yr | 15.9%* | -7.9% | 39.6% | 75.25% |
10 Yr | 12.9%* | 6.9% | 23.9% | 84.20% |
* Annualized
Total Return Ranking - Calendar
Period | CIAOX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2020 | 21.2% | -67.0% | 145.0% | 62.72% |
2019 | 29.8% | -28.8% | 76.0% | 19.02% |
2018 | -10.6% | -64.5% | 29.5% | 63.15% |
2017 | 15.0% | -24.8% | 64.3% | 89.23% |
2016 | 9.7% | -56.6% | 17.1% | 6.59% |
NAV & Total Return History
CIAOX - Holdings
Concentration Analysis
CIAOX | Category Low | Category High | CIAOX % Rank | |
---|---|---|---|---|
Net Assets | 88.6 M | 10.3 K | 256 B | 86.30% |
Number of Holdings | 37 | 1 | 2373 | 84.64% |
Net Assets in Top 10 | 40.1 M | 378 K | 96.2 B | 85.83% |
Weighting of Top 10 | 45.19% | 10.8% | 100.0% | 44.61% |
Top 10 Holdings
- First American Government Obligs X 8.88%
- Apple Inc 4.80%
- Microsoft Corp 4.71%
- Accenture PLC Class A 4.64%
- Amazon.Com Inc 4.61%
- Danaher Corp 4.13%
- Thermo Fisher Scientific Inc 3.89%
- BlackRock Inc 3.73%
- Alphabet Inc Class C 3.71%
- Nxp Semiconductors Nv 3.64%
Asset Allocation
Weighting | Return Low | Return High | CIAOX % Rank | |
---|---|---|---|---|
Stocks | 91.09% | 51.75% | 123.35% | 98.60% |
Cash | 8.92% | -23.35% | 48.25% | 0.89% |
Preferred Stocks | 0.00% | 0.00% | 2.61% | 86.05% |
Other | 0.00% | -5.20% | 20.97% | 86.65% |
Convertible Bonds | 0.00% | 0.00% | 7.90% | 84.64% |
Bonds | 0.00% | -0.73% | 20.94% | 84.92% |
Stock Sector Breakdown
Weighting | Return Low | Return High | CIAOX % Rank | |
---|---|---|---|---|
Technology | 24.16% | 0.00% | 88.51% | 85.09% |
Healthcare | 22.08% | 0.00% | 61.09% | 7.86% |
Financial Services | 21.72% | 0.00% | 41.22% | 2.74% |
Consumer Cyclical | 10.68% | 0.00% | 37.58% | 88.13% |
Consumer Defense | 9.46% | 0.00% | 19.49% | 4.53% |
Industrials | 6.93% | 0.00% | 29.82% | 38.80% |
Communication Services | 4.96% | 0.00% | 68.14% | 94.96% |
Utilities | 0.00% | 0.00% | 11.81% | 89.76% |
Real Estate | 0.00% | 0.00% | 22.68% | 95.62% |
Energy | 0.00% | 0.00% | 8.49% | 89.99% |
Basic Materials | 0.00% | 0.00% | 19.40% | 95.25% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | CIAOX % Rank | |
---|---|---|---|---|
US | 81.88% | 11.31% | 121.24% | 93.77% |
Non US | 9.21% | 0.00% | 80.40% | 23.96% |
CIAOX - Expenses
Operational Fees
CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.17% | 0.01% | 23.28% | 38.33% |
Management Fee | 0.75% | 0.00% | 1.50% | 84.22% |
12b-1 Fee | N/A | 0.00% | 1.00% | 53.60% |
Administrative Fee | N/A | 0.01% | 1.02% | N/A |
Sales Fees
CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.25% | 8.50% | N/A |
Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | 2.00% | 0.50% | 5.00% | 43.08% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
CIAOX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 43.55% | 0.00% | 358.00% | 51.28% |
CIAOX - Distributions
Dividend Yield Analysis
CIAOX | Category Low | Category High | CIAOX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 5.91% | 85.23% |
Dividend Distribution Analysis
CIAOX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
CIAOX | Category Low | Category High | CIAOX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.29% | -56.00% | 1.99% | 29.83% |
Capital Gain Distribution Analysis
CIAOX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Dividend Payout History
Date | Amount |
---|---|
Dec 11, 2018 | $0.045 |
Dec 12, 2017 | $0.050 |
Dec 12, 2016 | $0.052 |
Dec 08, 2015 | $0.133 |
Dec 16, 2014 | $0.261 |
Dec 16, 2013 | $0.339 |
Dec 17, 2012 | $0.165 |
Dec 15, 2011 | $0.110 |
Dec 21, 2010 | $0.160 |
Dec 17, 2009 | $0.083 |
Dec 18, 2008 | $0.008 |
CIAOX - Fund Manager Analysis
Managers
Keith Goddard
Start Date
Tenure
Tenure Rank
Apr 30, 2001
19.68
19.7%
Keith Goddard oversees investment strategies at Capital Advisors. Keith C. Goddard, CFA, CEO and Chief Investment Officer for the Capital Advisor, is a co-portfolio manager. Mr. Goddard has been a Research Analyst and Portfolio Manager with the Capital Advisor since 1991. Keith served as president from 2003 to 2012, and he has been chief executive officer since 2007. Keith holds a B.A. from the University of Colorado, Boulder. He is a CFA charterholder, and he holds FINRA Series 7, 24, 63 & 65 securities licenses
Steven Soranno
Start Date
Tenure
Tenure Rank
Jun 30, 2017
3.51
3.5%
Steven V. Soranno, CFA, CAIA and Director of Equity Research for the Capital Advisors Inc, is a co-portfolio manager. Mr. Soranno joined the firm in May 2017 and oversees equity research for the Advisor. Mr. Soranno earned a Bachelor of Arts Degree from Colgate University in 1989 in Economics and Political Science. Mr. Soranno also earned his Master of Business Administration from the Darden Graduate School of Business Administration at the University of Virginia in 1995. Mr. Soranno has over 25 years of experience in the investment management industry.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.01 | 53.03 | 7.61 | 1.0 |