Principal Capital Appreciation C
Name
Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-17.5%
1 yr return
-16.7%
3 Yr Avg Return
-1.0%
5 Yr Avg Return
-8.5%
Net Assets
$3.16 B
Holdings in Top 10
32.1%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.64%
SALES FEES
Front Load N/A
Deferred Load 1.00%
TRADING FEES
Turnover 29.90%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
CMNCX - Profile
Distributions
- YTD Total Return -17.5%
- 3 Yr Annualized Total Return -1.0%
- 5 Yr Annualized Total Return 1.4%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.22%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NamePrincipal Capital Appreciation Fund
-
Fund Family NamePrincipal Funds
-
Inception DateMar 01, 2002
-
Shares OutstandingN/A
-
Share ClassC
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerDaniel Coleman
CMNCX - Performance
Return Ranking - Trailing
| Period | CMNCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -17.5% | -51.8% | 22.1% | 98.28% |
| 1 Yr | -16.7% | -58.9% | 46.9% | 92.92% |
| 3 Yr | -1.0%* | -25.7% | 197.6% | 85.79% |
| 5 Yr | -8.5%* | -29.1% | 93.8% | 94.84% |
| 10 Yr | -1.3%* | -17.2% | 37.0% | 86.67% |
* Annualized
Return Ranking - Calendar
| Period | CMNCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2022 | 8.8% | -69.4% | 53.7% | 3.19% |
| 2021 | 4.2% | -94.0% | 152.6% | 81.48% |
| 2020 | 5.2% | -13.9% | 183.6% | 28.31% |
| 2019 | -13.2% | -18.2% | 8.9% | 99.75% |
| 2018 | 1.9% | -80.2% | 35.2% | 2.96% |
Total Return Ranking - Trailing
| Period | CMNCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -17.5% | -97.2% | 22.1% | 95.64% |
| 1 Yr | -16.7% | -58.9% | 67.6% | 93.09% |
| 3 Yr | -1.0%* | -25.7% | 197.6% | 85.98% |
| 5 Yr | 1.4%* | -28.1% | 93.8% | 61.13% |
| 10 Yr | 7.5%* | -11.8% | 37.0% | 41.72% |
* Annualized
Total Return Ranking - Calendar
| Period | CMNCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2022 | 8.8% | -69.4% | 53.7% | 3.19% |
| 2021 | 4.2% | -94.0% | 152.6% | 81.55% |
| 2020 | 5.2% | -13.9% | 183.6% | 28.71% |
| 2019 | -1.3% | -12.8% | 8.9% | 95.51% |
| 2018 | 3.7% | -60.0% | 35.2% | 2.88% |
NAV & Total Return History
CMNCX - Holdings
Concentration Analysis
| CMNCX | Category Low | Category High | CMNCX % Rank | |
|---|---|---|---|---|
| Net Assets | 3.16 B | 177 K | 1.21 T | 31.28% |
| Number of Holdings | 93 | 2 | 4154 | 53.46% |
| Net Assets in Top 10 | 1.02 B | 1.74 K | 270 B | 31.81% |
| Weighting of Top 10 | 32.14% | 1.8% | 100.0% | 46.47% |
Top 10 Holdings
- Microsoft Corp 5.80%
- Apple Inc 5.10%
- Alphabet Inc Class A 3.48%
- Visa Inc Class A 3.06%
- Costco Wholesale Corp 2.69%
- Principal Government Money Market Instl 2.68%
- UnitedHealth Group Inc 2.66%
- Amazon.com Inc 2.54%
- Chevron Corp 2.47%
- JPMorgan Chase & Co 2.39%
Asset Allocation
| Weighting | Return Low | Return High | CMNCX % Rank | |
|---|---|---|---|---|
| Stocks | 97.10% | 0.00% | 130.24% | 80.64% |
| Cash | 2.90% | -102.29% | 100.00% | 17.08% |
| Preferred Stocks | 0.00% | 0.00% | 2.23% | 40.18% |
| Other | 0.00% | -13.91% | 134.98% | 40.66% |
| Convertible Bonds | 0.00% | 0.00% | 5.54% | 36.79% |
| Bonds | 0.00% | -0.04% | 95.81% | 37.21% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | CMNCX % Rank | |
|---|---|---|---|---|
| Technology | 20.70% | 0.00% | 48.94% | 72.13% |
| Financial Services | 14.65% | 0.00% | 55.59% | 32.84% |
| Healthcare | 14.17% | 0.00% | 60.70% | 59.52% |
| Consumer Cyclical | 10.16% | 0.00% | 50.47% | 61.27% |
| Communication Services | 9.39% | 0.00% | 27.94% | 25.21% |
| Industrials | 8.90% | 0.00% | 29.90% | 52.59% |
| Energy | 6.17% | 0.00% | 41.64% | 13.66% |
| Consumer Defense | 6.02% | 0.00% | 49.14% | 72.62% |
| Real Estate | 3.92% | 0.00% | 37.52% | 16.67% |
| Utilities | 3.28% | 0.00% | 25.44% | 21.01% |
| Basic Materials | 2.65% | 0.00% | 26.10% | 45.45% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | CMNCX % Rank | |
|---|---|---|---|---|
| US | 94.72% | 0.00% | 127.77% | 63.69% |
| Non US | 2.38% | 0.00% | 33.51% | 43.08% |
CMNCX - Expenses
Operational Fees
| CMNCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 1.64% | 0.01% | 2.95% | 8.73% |
| Management Fee | 0.46% | 0.00% | 2.00% | 42.23% |
| 12b-1 Fee | 1.00% | 0.00% | 1.00% | 88.07% |
| Administrative Fee | N/A | 0.00% | 0.85% | N/A |
Sales Fees
| CMNCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | 1.00% | 1.00% | 5.00% | 52.44% |
Trading Fees
| CMNCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 0.25% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| CMNCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 29.90% | 0.00% | 496.00% | 57.29% |
CMNCX - Distributions
Dividend Yield Analysis
| CMNCX | Category Low | Category High | CMNCX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.04% | 0.00% | 19.15% | 49.86% |
Dividend Distribution Analysis
| CMNCX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
| CMNCX | Category Low | Category High | CMNCX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -0.22% | -54.00% | 6.06% | 90.32% |
Capital Gain Distribution Analysis
| CMNCX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Dec 29, 2021 | $0.013 | OrdinaryDividend |
| Dec 29, 2020 | $0.215 | OrdinaryDividend |
| Dec 27, 2019 | $0.234 | OrdinaryDividend |
| Dec 27, 2018 | $0.449 | OrdinaryDividend |
| Dec 21, 2017 | $0.293 | OrdinaryDividend |
| Dec 22, 2016 | $0.269 | OrdinaryDividend |
| Dec 21, 2015 | $0.347 | OrdinaryDividend |
| Dec 19, 2014 | $0.196 | OrdinaryDividend |
| Dec 20, 2013 | $0.159 | OrdinaryDividend |
| Dec 21, 2012 | $0.272 | OrdinaryDividend |
| Dec 21, 2011 | $0.038 | OrdinaryDividend |
| Dec 21, 2010 | $0.161 | OrdinaryDividend |
CMNCX - Fund Manager Analysis
Managers
Daniel Coleman
Start Date
Tenure
Tenure Rank
May 19, 2010
12.04
12.0%
Dan is the Chief Investment Officer at Edge Asset Management, an investment boutique within Principal Global Investors, and serves as a Portfolio Manager. He is responsible for security selection and overseeing the firm’s equity strategies. Dan joined Edge as a Portfolio Manager in 2001 and was promoted to the Head of Equities in 2005. He has been in the investment industry since 1979. Previously, he was Vice President and Senior Business Manager for Info Space, Inc./Go2Net, Inc. His background also includes positions with Brookhaven Capital Management, LLC/Clyde Hill Research and Ragen MacKenzie. Dan received an MBA from New York University and a bachelor's degree in finance from the University of
Theodore Jayne
Start Date
Tenure
Tenure Rank
Sep 30, 2015
6.67
6.7%
Theodore Jayne has been with Principal® since 2015. Prior to that, he was a Managing Director and Portfolio Manager at Wellington Management Company, LLP from 1998 to 2014. He earned a bachelor’s degree in Anthropology from Harvard University. Mr. Jayne has earned the right to use the Chartered Financial Analyst designation.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.04 | 39.02 | 7.17 | 2.42 |