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CMNCX Principal Capital Appreciation C

  • Fund
  • CMNCX
  • Price as of: Jul 18, 2019
  • $33.13 + $0.17 + 0.52%
  • Category
  • Large Cap Blend Equities

CMNCX - Profile

Vitals

  • YTD Return 21.8%
  • 3 Yr Annualized Return -11.6%
  • 5 Yr Annualized Return -7.2%
  • Net Assets $1.76 B
  • Holdings in Top 10 26.2%

52 WEEK LOW AND HIGH

$33.13
$25.95
$52.77

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.65%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 36.30%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$1,000

IRA

$1,000

Investment Themes

CATEGORY

Large Cap Blend Equities
  • Fund Type Open End Mutual Fund
  • Investment Style Large Blend

Distributions

  • YTD Total Return 21.8%
  • 3 Yr Annualized Total Return 12.3%
  • 5 Yr Annualized Total Return 9.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.48%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Principal Capital Appreciation Fund
  • Fund Family Name Principal Funds
  • Inception Date Mar 01, 2002
  • Shares Outstanding N/A
  • Share Class C
  • Currency USD
  • Domiciled Country United States
  • Manager Daniel R. Coleman

CMNCX - Performance

Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.8% -12.0% 37.1% 10.84%
1 Yr -34.6% -60.0% 35.1% 99.29%
3 Yr -11.6%* -32.6% 22.3% 98.05%
5 Yr -7.2%* -23.0% 12.8% 94.78%
10 Yr 2.6%* -6.4% 14.4% 89.20%

* Annualized


Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
2018 -43.3% -67.0% 16.7% 99.29%
2017 9.6% -32.8% 34.8% 64.29%
2016 -3.7% -28.0% 20.8% 95.59%
2015 -4.5% -46.9% 5.7% 42.00%
2014 5.8% -24.8% 53.8% 44.92%

Total Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.8% -12.0% 37.1% 10.84%
1 Yr 9.4% -60.0% 35.9% 7.01%
3 Yr 12.3%* -32.6% 22.8% 15.69%
5 Yr 9.5%* -21.7% 13.8% 11.90%
10 Yr 12.7%* -3.1% 18.6% 19.97%

* Annualized


Total Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
2018 -5.2% -67.0% 17.4% 14.95%
2017 19.7% -22.1% 34.8% 43.06%
2016 8.0% -14.7% 21.8% 59.59%
2015 1.2% -23.7% 7.0% 15.27%
2014 11.4% -24.8% 56.3% 36.50%

NAV & Total Return History

CMNCX - Holdings

Concentration Analysis

CMNCX Category Low Category High CMNCX % Rank
Net Assets 1.76 B 1.75 M 814 B 35.48%
Number of Holdings 94 10 3640 49.60%
Net Assets in Top 10 441 M -972 M 144 B 36.79%
Weighting of Top 10 26.24% 2.4% 441.5% 61.09%

Top 10 Holdings

  1. Microsoft Corp 4.47%

  2. JPMorgan Chase & Co 3.38%

  3. Apple Inc 3.35%

  4. Amazon.com Inc 2.67%

  5. Alphabet Inc A 2.59%

  6. Alexandria Real Estate Equities Inc 2.14%

  7. Royal Dutch Shell PLC ADR Class B 2.00%

  8. Merck & Co Inc 1.92%

  9. Discover Financial Services 1.88%

  10. NextEra Energy Inc 1.84%


Asset Allocation

Weighting Return Low Return High CMNCX % Rank
Stocks
97.36% -1.61% 121.22% 63.21%
Cash
2.63% -113.33% 79.66% 28.23%
Preferred Stocks
0.00% -0.31% 6.86% 17.24%
Other
0.00% -21.65% 22.51% 22.38%
Convertible Bonds
0.00% 0.00% 3.11% 13.00%
Bonds
0.00% -49.90% 111.17% 25.10%

Stock Sector Breakdown

Weighting Return Low Return High CMNCX % Rank
Technology
20.49% 0.00% 62.21% 53.99%
Financial Services
15.58% 0.00% 54.06% 54.49%
Healthcare
14.38% 0.00% 27.42% 23.81%
Consumer Cyclical
12.12% -14.17% 32.44% 40.26%
Industrials
10.80% 0.00% 36.25% 33.20%
Consumer Defense
6.14% 0.00% 64.11% 71.24%
Energy
4.92% 0.00% 98.96% 43.69%
Communication Services
4.17% 0.00% 14.58% 21.39%
Utilities
3.42% 0.00% 21.16% 23.51%
Real Estate
3.18% -0.05% 95.70% 27.95%
Basic Materials
1.57% 0.00% 25.02% 77.09%

Stock Geographic Breakdown

Weighting Return Low Return High CMNCX % Rank
US
93.94% -1.61% 119.53% 51.92%
Non US
3.42% 0.00% 92.97% 46.67%

CMNCX - Expenses

Operational Fees

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.65% 0.00% 39.68% 18.46%
Management Fee 0.47% 0.00% 1.50% 39.31%
12b-1 Fee 1.00% 0.00% 1.00% 79.07%
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.00% 5.75% N/A
Deferred Load 1.00% 0.95% 5.00% 16.03%

Trading Fees

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.15% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 36.30% 0.00% 836.00% 48.63%

CMNCX - Distributions

Dividend Yield Analysis

CMNCX Category Low Category High CMNCX % Rank
Dividend Yield 0.01% 0.00% 0.09% 19.86%

Dividend Distribution Analysis

CMNCX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Quarterly Quarterly

Dividend Payout History


Net Income Ratio Analysis

CMNCX Category Low Category High CMNCX % Rank
Net Income Ratio 0.48% -1.49% 3.90% 74.95%

Capital Gain Distribution Analysis

CMNCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

CMNCX - Managers

Daniel R. Coleman

Manager

Start Date

Tenure

Tenure Rank

May 19, 2010

9.12

9.1%

Dan Coleman is the Head of Equities and also serves as a Portfolio Manager of Edge Asset Management, an affiliate of Principal Global Investors. He joined EDGE in 2001 and has been in the investment industry since 1979. Previously, he was Vice President and Senior Business Manager for Info Space, Inc./Go2Net, Inc. His background also includes positions with Brookhaven Capital Management, LLC/Clyde Hill Research and Ragen MacKenzie. Mr. Coleman received an M.B.A. from New York University and a bachelor's degree in finance from the University of Washington.


Theodore Jayne

Manager

Start Date

Tenure

Tenure Rank

Sep 30, 2015

3.75

3.8%

Theodore Jayne has been with Principal® since 2015. Prior to that, he was a Managing Director and Portfolio Manager at Wellington Management Company, LLP from 1998 to 2014. He earned a bachelor’s degree in Anthropology from Harvard University. Mr. Jayne has earned the right to use the Chartered Financial Analyst designation.


Tenure Analysis

Category Low

0.0

Category High

83.67

Category Average

6.97

Category Mode

3.79