CMNCX: Principal Capital Appreciation C

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CMNCX Principal Capital Appreciation C


Profile

CMNCX - Profile

Vitals

  • YTD Return 2.8%
  • 3 Yr Annualized Return -9.8%
  • 5 Yr Annualized Return -7.3%
  • Net Assets $1.85 B
  • Holdings in Top 10 28.1%

52 WEEK LOW AND HIGH

$32.59
$28.57
$35.29

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.70%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 35.40%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 2.8%
  • 3 Yr Annualized Total Return 10.3%
  • 5 Yr Annualized Total Return 8.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.28%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal Capital Appreciation Fund Class C
  • Fund Family Name
    Principal Funds
  • Inception Date
    Mar 01, 2002
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Daniel Coleman

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Categories

Performance

CMNCX - Performance

Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.8% -0.2% 6.2% 58.17%
1 Yr 14.2% -73.2% 44.6% 81.67%
3 Yr -9.8%* -33.7% 55.6% 97.81%
5 Yr -7.3%* -25.1% 29.3% 97.66%
10 Yr 1.1%* -8.6% 16.0% 95.08%

* Annualized

Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
2019 16.6% -72.6% 38.1% 79.82%
2018 -43.3% -67.0% 10.0% 99.22%
2017 9.6% -32.8% 302.5% 72.68%
2016 -3.7% -26.1% 19.7% 96.50%
2015 -4.5% -82.5% 7.8% 42.43%

Total Return Ranking - Trailing

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.8% -0.2% 6.2% 58.17%
1 Yr 14.2% -73.2% 44.6% 81.59%
3 Yr 10.3%* -33.7% 55.6% 54.69%
5 Yr 8.3%* -14.3% 29.3% 50.36%
10 Yr 11.0%* -4.1% 17.8% 54.63%

* Annualized

Total Return Ranking - Calendar

Period CMNCX Return Category Return Low Category Return High Rank in Category (%)
2019 16.6% -72.6% 38.1% 79.82%
2018 -5.2% -67.0% 10.0% 20.30%
2017 19.7% -22.1% 302.5% 47.99%
2016 8.0% -16.4% 23.8% 67.00%
2015 1.2% -26.4% 106.5% 17.38%

NAV & Total Return History


Holdings

CMNCX - Holdings

Concentration Analysis

CMNCX Category Low Category High CMNCX % Rank
Net Assets 1.85 B 135 K 898 B 35.42%
Number of Holdings 91 1 3580 55.62%
Net Assets in Top 10 514 M 46.7 K 169 B 38.03%
Weighting of Top 10 28.12% 2.2% 144.5% 51.38%

Top 10 Holdings

  1. Microsoft Corp 4.77%
  2. Apple Inc 4.61%
  3. JPMorgan Chase & Co 3.87%
  4. Alphabet Inc A 2.69%
  5. Alexandria Real Estate Equities Inc 2.35%
  6. Amazon.com Inc 2.34%
  7. Merck & Co Inc 1.99%
  8. Discover Financial Services 1.95%
  9. NextEra Energy Inc 1.81%
  10. PepsiCo Inc 1.75%

Asset Allocation

Weighting Return Low Return High CMNCX % Rank
Stocks
97.90% 81.61% 145.87% 70.03%
Cash
2.10% -77.63% 18.40% 29.07%
Preferred Stocks
0.00% -17.98% 6.21% 49.43%
Other
0.00% -1.81% 22.43% 49.92%
Convertible Bonds
0.00% 0.00% 9.79% 47.31%
Bonds
0.00% 0.00% 77.09% 52.28%

Stock Sector Breakdown

Weighting Return Low Return High CMNCX % Rank
Technology
20.08% 0.00% 42.83% 36.27%
Financial Services
15.96% 0.00% 49.34% 55.89%
Healthcare
14.47% 0.00% 29.56% 39.24%
Industrials
10.51% 0.00% 30.59% 39.57%
Communication Services
10.11% 0.00% 25.09% 37.84%
Consumer Cyclical
9.15% 0.00% 35.48% 68.26%
Consumer Defense
6.15% 0.00% 28.92% 77.41%
Energy
4.40% -1.47% 14.95% 37.10%
Real Estate
3.61% 0.00% 65.29% 27.78%
Utilities
3.44% 0.00% 19.47% 28.61%
Basic Materials
2.11% -0.14% 13.68% 61.50%

Stock Geographic Breakdown

Weighting Return Low Return High CMNCX % Rank
US
94.37% 80.11% 144.61% 67.26%
Non US
3.53% -1.02% 20.06% 33.22%

Expenses

CMNCX - Expenses

Operational Fees

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.70% 0.00% 119.91% 16.83%
Management Fee 0.47% 0.00% 2.00% 38.84%
12b-1 Fee 1.00% 0.00% 1.00% 90.60%
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.50% 5.75% N/A
Deferred Load 1.00% 0.95% 5.00% 55.80%

Trading Fees

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.25% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CMNCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 35.40% 0.00% 838.00% 50.29%

Distributions

CMNCX - Distributions

Dividend Yield Analysis

CMNCX Category Low Category High CMNCX % Rank
Dividend Yield 0.00% 0.00% 15.67% 62.92%

Dividend Distribution Analysis

CMNCX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

CMNCX Category Low Category High CMNCX % Rank
Net Income Ratio 0.28% -2.85% 3.34% 89.06%

Capital Gain Distribution Analysis

CMNCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Monthly Annually

Dividend Payout History

View More +

Fund Manager Analysis

CMNCX - Fund Manager Analysis

Managers

Daniel Coleman


Start Date

Tenure

Tenure Rank

May 19, 2010

9.62

9.6%

Dan Coleman is the Head of Equities and also serves as a Portfolio Manager of Edge Asset Management, an affiliate of Principal Global Investors. He joined EDGE in 2001 and has been in the investment industry since 1979. Previously, he was Vice President and Senior Business Manager for Info Space, Inc./Go2Net, Inc. His background also includes positions with Brookhaven Capital Management, LLC/Clyde Hill Research and Ragen MacKenzie. Mr. Coleman received an M.B.A. from New York University and a bachelor's degree in finance from the University of Washington.

Theodore Jayne


Start Date

Tenure

Tenure Rank

Sep 30, 2015

4.25

4.3%

Theodore Jayne has been with Principal® since 2015. Prior to that, he was a Managing Director and Portfolio Manager at Wellington Management Company, LLP from 1998 to 2014. He earned a bachelor’s degree in Anthropology from Harvard University. Mr. Jayne has earned the right to use the Chartered Financial Analyst designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.03 33.48 6.07 0.5