Goldman Sachs Small/Mid Cap Growth C
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
-21.0%
1 yr return
-26.0%
3 Yr Avg Return
10.0%
5 Yr Avg Return
10.6%
Net Assets
$2.15 B
Holdings in Top 10
18.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.97%
SALES FEES
Front Load N/A
Deferred Load 1.00%
TRADING FEES
Turnover 60.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Mid-Cap Growth
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
GSMGX - Profile
Distributions
- YTD Total Return -21.0%
- 3 Yr Annualized Total Return 10.0%
- 5 Yr Annualized Total Return 10.6%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -1.69%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Monthly
Fund Details
-
Legal NameGoldman Sachs Small/Mid Cap Growth Fund
-
Fund Family NameGoldman Sachs
-
Inception DateJun 30, 2005
-
Shares OutstandingN/A
-
Share ClassC
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerJessica Katz
Fund Description
The fund normally invests at least 80% of its net assets plus any borrowings for investment purposes (measured at the time of purchase) ("Net Assets") in a diversified portfolio of equity investments in small and mid-cap issuers. It may invest up to 25% of its Net Assets in foreign securities, including securities of issuers in countries with emerging markets or economies and securities quoted in foreign currencies. The fund may invest up to 20% of its net assets in fixed income securities, such as government, corporate and bank debt obligations.
GSMGX - Performance
Return Ranking - Trailing
| Period | GSMGX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -21.0% | -84.0% | 1838.5% | 66.18% |
| 1 Yr | -26.0% | -60.3% | 18.5% | 81.18% |
| 3 Yr | 10.0%* | -0.6% | 37.3% | 48.55% |
| 5 Yr | 10.6%* | 3.3% | 25.3% | 51.21% |
| 10 Yr | 11.5%* | 6.9% | 18.3% | 60.24% |
* Annualized
Return Ranking - Calendar
| Period | GSMGX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2021 | -13.6% | -80.9% | 21888.9% | 81.40% |
| 2020 | 25.3% | -69.7% | 2474.5% | 54.96% |
| 2019 | 13.7% | -100.0% | 44.0% | 86.47% |
| 2018 | -25.9% | -100.0% | 9.2% | 87.45% |
| 2017 | 9.1% | -33.3% | 84.9% | 78.79% |
Total Return Ranking - Trailing
| Period | GSMGX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -21.0% | -84.0% | 1838.5% | 60.95% |
| 1 Yr | -26.6% | -61.9% | 73.8% | 80.63% |
| 3 Yr | 10.0%* | -4.2% | 37.3% | 47.68% |
| 5 Yr | 10.6%* | 3.3% | 25.3% | 49.44% |
| 10 Yr | 11.5%* | 6.9% | 18.3% | 58.91% |
* Annualized
Total Return Ranking - Calendar
| Period | GSMGX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2021 | -13.6% | -80.9% | 21888.9% | 81.40% |
| 2020 | 25.3% | -69.7% | 2474.5% | 54.96% |
| 2019 | 13.7% | -100.0% | 44.0% | 86.47% |
| 2018 | -6.7% | -100.0% | 19.9% | 34.90% |
| 2017 | 26.8% | -33.3% | 84.9% | 25.99% |
NAV & Total Return History
GSMGX - Holdings
Concentration Analysis
| GSMGX | Category Low | Category High | GSMGX % Rank | |
|---|---|---|---|---|
| Net Assets | 2.15 B | 710 K | 85.5 B | 29.58% |
| Number of Holdings | 101 | 20 | 3702 | 21.99% |
| Net Assets in Top 10 | 512 M | 2.5 K | 10.9 B | 34.19% |
| Weighting of Top 10 | 18.89% | 4.3% | 92.1% | 88.44% |
Top 10 Holdings
- Entegris Inc 2.16%
- Generac Holdings Inc 2.16%
- PerkinElmer Inc 2.15%
- Teledyne Technologies Inc 2.10%
- Novanta Inc 2.07%
- Bio-Techne Corp 2.02%
- Neurocrine Biosciences Inc 1.99%
- West Pharmaceutical Services Inc 1.93%
- HubSpot Inc 1.93%
- Tandem Diabetes Care Inc 1.88%
Asset Allocation
| Weighting | Return Low | Return High | GSMGX % Rank | |
|---|---|---|---|---|
| Stocks | 98.65% | 23.99% | 100.52% | 40.61% |
| Cash | 1.35% | -0.52% | 26.94% | 57.14% |
| Preferred Stocks | 0.00% | 0.00% | 2.30% | 22.63% |
| Other | 0.00% | -2.66% | 23.05% | 26.97% |
| Convertible Bonds | 0.00% | 0.00% | 0.40% | 17.50% |
| Bonds | 0.00% | 0.00% | 44.75% | 20.39% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | GSMGX % Rank | |
|---|---|---|---|---|
| Technology | 31.88% | 0.04% | 62.17% | 51.36% |
| Healthcare | 23.58% | 0.00% | 43.77% | 10.75% |
| Industrials | 20.20% | 0.00% | 38.23% | 11.40% |
| Consumer Cyclical | 14.21% | 0.00% | 57.41% | 49.60% |
| Financial Services | 4.02% | 0.00% | 43.01% | 78.17% |
| Basic Materials | 3.63% | 0.00% | 17.25% | 28.89% |
| Consumer Defense | 2.49% | 0.00% | 16.40% | 42.54% |
| Utilities | 0.00% | 0.00% | 12.94% | 37.24% |
| Real Estate | 0.00% | 0.00% | 19.28% | 84.75% |
| Energy | 0.00% | 0.00% | 62.10% | 67.74% |
| Communication Services | 0.00% | 0.00% | 18.33% | 88.60% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | GSMGX % Rank | |
|---|---|---|---|---|
| US | 97.49% | 23.38% | 100.52% | 20.22% |
| Non US | 1.16% | 0.00% | 35.22% | 75.44% |
GSMGX - Expenses
Operational Fees
| GSMGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 1.97% | 0.02% | 2.69% | 4.71% |
| Management Fee | 0.82% | 0.00% | 1.50% | 76.76% |
| 12b-1 Fee | 0.75% | 0.00% | 1.00% | 79.35% |
| Administrative Fee | N/A | 0.00% | 0.40% | N/A |
Sales Fees
| GSMGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | 1.00% | 1.00% | 5.50% | 31.25% |
Trading Fees
| GSMGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| GSMGX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 60.00% | 0.00% | 417.06% | 64.65% |
GSMGX - Distributions
Dividend Yield Analysis
| GSMGX | Category Low | Category High | GSMGX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 41.69% | 25.20% |
Dividend Distribution Analysis
| GSMGX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Monthly | Annually | Monthly | Annually |
Net Income Ratio Analysis
| GSMGX | Category Low | Category High | GSMGX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -1.69% | -2.24% | 2.75% | 97.31% |
Capital Gain Distribution Analysis
| GSMGX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
GSMGX - Fund Manager Analysis
Managers
Jessica Katz
Start Date
Tenure
Tenure Rank
Feb 04, 2019
3.32
3.3%
Jessica is a Co-Lead portfolio manager on the Goldman Sachs Asset Management (GSAM) Fundamental Equity team focused on the US Small and Small/Mid Cap Growth strategies, in which she has broad research responsibilities and oversees the portfolio construction and investment research. Prior to joining the firm, she spent over 7 years as a Research Analyst at Eaton Vance Management. Jessica began her investment career at Fidelity Investments, where she was an Industrials Specialist. Jessica has 13 years of investment experience. She earned a BS in Mathematics and Computer Science from Salem State University in 2005.
Steven Barry
Start Date
Tenure
Tenure Rank
Feb 25, 2019
3.26
3.3%
Mr. Barry, Managing Director, Co-Chief Investment Officer of Fundamental Equity U.S. Equity, joined GSAM as a portfolio manager in 1999. Mr. Leahy, Managing Director and Co-Lead Portfolio Manager-Strategic Growth, joined GSAM as a portfolio manager in 2005. Mr. Becker, Managing Director and Co-Lead Portfolio Manager-Strategic Growth, joined GSAM in 1999. He also serves as a portfolio manager for the Growth Team and is a member of the U.S. Equity Investment Committee.
Greg Tuorto
Start Date
Tenure
Tenure Rank
Sep 30, 2019
2.67
2.7%
Greg is a Co-Lead portfolio manager on the Goldman Sachs Asset Management (GSAM) Fundamental Equity team focused on the US Small and Small/Mid Cap Growth strategies, in which he has broad research responsibilities and oversees portfolio construction and investment research. Prior to joining Goldman Sachs, he spent over 11 years at J.P. Morgan Asset Management, where he was a portfolio manager focused on small cap growth as well as a technology-focused strategy, in addition to having responsibility for the technology sector across several additional funds. He was previously a senior technology analyst for the small and mid cap team at Jennison Associates and prior to that, he was a small cap portfolio manager and technology analyst at The Guardian Park Avenue Funds. He also was a technology analyst at the Dreyfus Corporation and Tocqueville Asset Management. Greg has 26 years of investment experience. He has an MBA from Monmouth University and a BA from Catholic University.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.04 | 36.3 | 8.93 | 1.47 |