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Name

As of 11/28/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Hartford Climate Opportunities Fund

HEOMX | Fund

$14.35

$126 M

0.72%

$0.10

1.21%

Vitals

YTD Return

2.9%

1 yr return

0.8%

3 Yr Avg Return

0.5%

5 Yr Avg Return

10.6%

Net Assets

$126 M

Holdings in Top 10

23.2%

52 WEEK LOW AND HIGH

$14.4
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.21%

SALES FEES

Front Load 5.50%

Deferred Load N/A

TRADING FEES

Turnover 36.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$5,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 11/28/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Hartford Climate Opportunities Fund

HEOMX | Fund

$14.35

$126 M

0.72%

$0.10

1.21%

HEOMX - Profile

Distributions

  • YTD Total Return 2.9%
  • 3 Yr Annualized Total Return 0.5%
  • 5 Yr Annualized Total Return 10.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.36%
DIVIDENDS
  • Dividend Yield 0.7%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Hartford Climate Opportunities Fund
  • Fund Family Name
    Hartford Mutual Funds
  • Inception Date
    Mar 01, 2016
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    G. Thomas Levering

Fund Description

The Fund seeks to achieve its objective by investing in securities of U.S. and foreign issuers, including non-dollar securities and securities of emerging market issuers. The Fund may invest in common and preferred stocks, convertible securities and warrants of companies of any market capitalization. The Fund focuses its investments on equity securities and equity related investments. Under normal market conditions, the Fund invests at least 80% of its assets in securities of issuers that seek opportunities to address or benefit from climate change, which include but are not limited to companies classified as promoting clean and/or efficient energy, sustainable transportation, water and/or resource management, companies exhibiting low-carbon leadership and businesses that service such companies. The Fund employs a “multi-manager” approach whereby portions of the Fund’s assets are allocated among sub-advisers. Hartford Funds Management Company, LLC (the “Investment Manager”) is responsible for the management of the Fund and supervision of the Fund’s sub-advisers: Wellington Management Company LLP (“Wellington Management”), and Schroders, comprised of Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Ltd.,” together with SIMNA, “Schroders”). Each sub-adviser manages its segment of the Fund’s assets to correspond with its distinct investment style and strategy, as described below, in a manner consistent with the Fund’s investment objective, strategies, and restrictions. The Investment Manager may allocate assets from or towards each sub-adviser from time to time and may reallocate assets between the sub-advisers. Wellington Management and Schroders act independently of each other and each uses its own methodology for selecting investments. The Fund generally does not invest in major fossil fuel companies.Wellington Management: For its portion of the Fund, Wellington Management uses fundamental research, bottom-up approach and analysis to identify companies it believes represent attractive investments and also address climate challenges and/or seek to improve the efficiency of resource consumption. In doing so, Wellington Management invests the Fund’s assets in companies engaged in climate mitigation or adaptation solutions across the following categories, which could change over time: low carbon electricity, energy efficiency, low carbon transportation, water and resource management, and/or climate resilient infrastructure, or otherwise involved in seeking to address climate mitigation or adaptation. Companies offering climate mitigation or adaptation solutions are not necessarily low carbon emitters.Although Wellington Management may invest the Fund’s assets across different sectors and countries, including emerging market issuers, and has no limit on the amount it may invest in any single sector or country, it generally can be expected to emphasize investments in the utilities and industrial sectors, as these sectors tend to include companies that address climate mitigation and adaptation and/or seek to improve the efficiency of resource consumption. The Fund may invest in securities of issuers of any market capitalization, including mid- capitalization and small-capitalization securities. In addition to its focus on climate stewardship, Wellington Management also integrates the evaluation of environmental, social and/or governance (“ESG”) characteristics (where available for a company)intoits fundamental analysis.ESG characteristics are one of severalfactors that contribute to Wellington Management’s overall evaluation of the risk and return potential of a company.Schroders: For its portion of the Fund, Schroders seeks to exploit opportunities in the securities of companies that it believes have already recognized threats posed by climate change and are embracing these challenges ahead of their peers, companies that form part of the solution to problems arising from climate change or companies that seek to benefit from efforts to accommodate or limit the impact of global climate change. These companies can typically be classified as contributing to one or more themes related to climate change, including clean energy, energy efficiency, environmental resources, sustainable transportation, and low carbon leaders. Schroders currently considers a company to be a low carbon leader if such company has a low carbon cost structure relative to peers or if such company’s products/services/corporate cultures promote new, low carbon business models. Schroders relies on a fundamental, research-driven, bottom-up approach to identify issuers it believes will benefit from efforts to accommodate or limit the impact of global climate change and have the potential for capital growth. Schroders considers factors such as a company’s potential for above average earnings growth, a security’s attractive relative valuation, and whether a company has proprietary advantages. In addition, Schroders integrates ESG characteristics (where available for an issuer) into their investment process. ESG characteristics are one of several factors that contribute to Schroders overallevaluation of the risk and return potential of an investment. Although Schroders may invest the Fund’s assets across different sectors and countries, including emerging markets, and has no limit on the amount it may invest in any single sector or country, it generally can be expected to emphasize investments in the industrial sector, as this sector tends to include companies that are beneficiaries of efforts to mitigate or adapt to the impact of climate change.
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HEOMX - Performance

Return Ranking - Trailing

Period HEOMX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.9% -44.3% 9.5% 30.77%
1 Yr 0.8% -51.1% 24.7% 34.84%
3 Yr 0.5%* -6.4% 28.0% 14.19%
5 Yr 10.6%* -4.2% 18.3% 30.40%
10 Yr N/A* 1.0% 13.7% N/A

* Annualized

Return Ranking - Calendar

Period HEOMX Return Category Return Low Category Return High Rank in Category (%)
2022 -19.2% -50.5% 18.8% 20.95%
2021 8.7% -27.4% 103.5% 17.48%
2020 39.4% 3.5% 66.4% 12.14%
2019 30.0% -64.5% 5.6% 84.92%
2018 -30.0% -9.3% 49.7% 78.30%

Total Return Ranking - Trailing

Period HEOMX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.9% -44.3% 9.5% 27.56%
1 Yr 0.8% -51.1% 24.7% 60.65%
3 Yr 0.5%* -6.4% 28.0% 22.30%
5 Yr 10.6%* -4.2% 18.3% 48.80%
10 Yr N/A* 1.0% 13.7% N/A

* Annualized

Total Return Ranking - Calendar

Period HEOMX Return Category Return Low Category Return High Rank in Category (%)
2022 -18.6% -50.6% 18.8% 20.95%
2021 14.3% -27.4% 103.5% 17.48%
2020 41.0% 3.5% 66.4% 12.14%
2019 33.3% -64.5% 5.6% 59.52%
2018 -17.9% -9.3% 53.2% 67.92%

NAV & Total Return History

HEOMX - Holdings

Concentration Analysis

HEOMX Category Low Category High HEOMX % Rank
Net Assets 126 M 2.31 M 71.6 B 51.25%
Number of Holdings 103 31 9561 50.63%
Net Assets in Top 10 31.4 M 452 K 5.44 B 55.00%
Weighting of Top 10 23.20% 4.2% 63.4% 46.88%

Top 10 Holdings

  1. Weyerhaeuser Co 2.99%
  2. ON Semiconductor Corp 2.79%
  3. Siemens AG 2.47%
  4. Microsoft Corp 2.37%
  5. Morgan Stanley Institutional Liquidity Funds - Treasury Securities Portfolio 2.31%
  6. Kubota Corp 2.14%
  7. Alphabet Inc 2.10%
  8. First Solar Inc 2.06%
  9. Vestas Wind Systems A/S 2.03%
  10. A O Smith Corp 1.94%

Asset Allocation

Weighting Return Low Return High HEOMX % Rank
Stocks 		94.71% 40.59% 104.41% 63.13%
Cash 		4.78% -4.41% 47.07% 31.88%
Other 		0.51% -7.94% 19.71% 87.50%
Preferred Stocks 		0.00% 0.00% 1.04% 82.50%
Convertible Bonds 		0.00% 0.00% 7.55% 82.50%
Bonds 		0.00% 0.00% 8.07% 82.50%

Stock Sector Breakdown

Weighting Return Low Return High HEOMX % Rank
Industrials 		38.17% 0.00% 53.77% 8.13%
Utilities 		18.41% 0.00% 70.33% 8.75%
Technology 		14.78% 0.00% 93.40% 65.00%
Consumer Cyclical 		8.69% 0.00% 71.20% 71.25%
Basic Materials 		4.38% 0.00% 26.39% 48.13%
Consumer Defense 		4.03% 0.00% 52.28% 60.63%
Real Estate 		3.98% 0.00% 43.48% 39.38%
Financial Services 		3.72% 0.00% 75.07% 74.38%
Communication Services 		2.39% 0.00% 23.15% 63.75%
Healthcare 		1.45% 0.00% 28.38% 84.38%
Energy 		0.00% 0.00% 36.56% 87.50%

Stock Geographic Breakdown

Weighting Return Low Return High HEOMX % Rank
US 		53.47% 6.76% 79.19% 40.63%
Non US 		41.24% 12.39% 83.06% 58.75%

HEOMX - Expenses

Operational Fees

HEOMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.21% 0.43% 2.93% 52.50%
Management Fee 0.62% 0.30% 1.25% 25.63%
12b-1 Fee 0.25% 0.00% 1.00% 44.44%
Administrative Fee N/A 0.03% 0.15% N/A

Sales Fees

HEOMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.50% 2.50% 5.75% 60.00%
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

HEOMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HEOMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 36.00% 7.00% 145.00% 47.41%

HEOMX - Distributions

Dividend Yield Analysis

HEOMX Category Low Category High HEOMX % Rank
Dividend Yield 0.72% 0.00% 14.18% 85.63%

Dividend Distribution Analysis

HEOMX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annually Annually Annually

Net Income Ratio Analysis

HEOMX Category Low Category High HEOMX % Rank
Net Income Ratio 0.36% -1.92% 6.98% 28.03%

Capital Gain Distribution Analysis

HEOMX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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HEOMX - Fund Manager Analysis

Managers

G. Thomas Levering

Start Date

Tenure

Tenure Rank

Feb 29, 2016

6.25

6.3%

G. Thomas Levering Senior Managing Director, Partner, and Global Industry Analyst As an analyst in Wellington Management’s Global Industry Research Group, Tom concentrates on global utilities and related energy infrastructure. He conducts fundamental analysis on the companies within this industry group and makes buy/sell recommendations to portfolio managers based on his findings and market conditions. He has studied the investment potential of companies in global utilities and energy infrastructure for over 20 years. Tom also manages portfolios for institutional clients, including Enduring Assets, an investment approach focused on companies that possess a competitive advantage through long-lived physical assets. Prior to joining the firm in 2000, Tom was an associate with McKinsey & Co. (1998 – 2000). He also worked with The Northbridge Group as an associate and research analyst (1993 – 1996). In both instances, Tom served exclusively as a specialist consultant to power and gas sector clients. Tom received his MBA from the University of Pennsylvania (Wharton, 1997) and his AB in economics, cum laude, from Harvard University (1993).

Alan Hsu

Start Date

Tenure

Tenure Rank

Feb 29, 2016

6.25

6.3%

Alan Hsu, Managing Director, Portfolio Manager and Global Industry Analyst of Wellington Management, Mr. Hsu joined Wellington Management as an investment professional in 2008.

Simon Webber

Start Date

Tenure

Tenure Rank

Nov 08, 2019

2.56

2.6%

Simon joined Schroders in 1999 as an analyst on the Global Technology and US teams, before becoming a Global Sector Specialist for the consumer discretionary and telecom sectors. Currently, he is also a portfolio manager on the Global Equity team. In 2006, Simon began to develop the philosophy and investment universe behind the Schroder Global Climate Change strategy, and has co-managed the fund since launch.

Isabella Hervey-Bathurst

Start Date

Tenure

Tenure Rank

Mar 01, 2021

1.25

1.3%

Isabella joined Schroders in 2014 as a graduate on the Global and International Equities team. She provides research support for the Global Climate Change strategy. Prior to joining Schroders, she worked as an investment associate at Ruffer. In this role, she worked closely with a senior fund manager looking after pension fund and charity client portfolios. Isabella has a M.A. from Cambridge and an MSc in International Political Economy from The London School of Economics. She has completed the IMC and is a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 39.6 7.02 9.33

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