TAXATION
Mutual Fund Distributions: How Capital Gain Distributions Are Taxed
For mutual fund investors, taxes are inevitable. Even if you’re a long-term buy...
Hartford Capital Appreciation HLS IB
- HIBCX
- Price as of: Oct 16, 2020
-
$47.70
N/A N/A
- Primary Theme
- U.S. Large-Cap Growth Equity
- Fund Company
- Hartford
- Share Class
HIBCX - Snapshot
Vitals
- YTD Return 5.4%
- 3 Yr Annualized Return 10.5%
- 5 Yr Annualized Return 12.0%
- Net Assets $4.14 B
- Holdings in Top 10 14.6%
52 WEEK LOW AND HIGH
$47.70
$31.01
$48.23
Expenses
OPERATING RELATED FEES
- Expense Ratio 0.93%
SALES FEES
- Front Load N/A
- Deferred Load N/A
BROKERAGE FEES
- Turnover 56.00%
TRADING FEES
- Max Redemption Fee N/A
Min Investment
- Standard (Taxable) $0
- IRA N/A
Fund Classification
-
Primary Theme
U.S. Large-Cap Growth Equity
- Fund Type Open End Mutual Fund
- Investment Style Large Growth
HIBCX - Profile
Distributions
- YTD Total Return 5.4%
- 3 Yr Annualized Total Return 10.5%
- 5 Yr Annualized Total Return 12.0%
- Capital Gain Distribution Frequency Semi-Annually
- Net Income Ratio 0.81%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Semi-Annually
Fund Details
-
Legal NameHartford Capital Appreciation HLS Fund
-
Fund Family NameHartford Mutual Funds
-
Inception DateApr 01, 1998
-
Shares OutstandingN/A
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerGregg Thomas
Fund Description
The fund normally invests at least 65% of its net assets in common stocks of small, medium and large companies. It may also invest up to 25% of its net assets in equity securities of foreign issuers and non-dollar securities. The fund may trade securities actively.
HIBCX - Performance
Return Ranking - Trailing
| Period | HIBCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 5.4% | -29.2% | 112.2% | 94.34% |
| 1 Yr | 14.4% | -9.0% | 155.9% | 91.75% |
| 3 Yr | 10.5%* | -5.1% | 45.9% | 92.91% |
| 5 Yr | 12.0%* | -9.5% | 35.0% | 91.73% |
| 10 Yr | 11.3%* | 5.5% | 23.4% | 94.09% |
* Annualized
Return Ranking - Calendar
| Period | HIBCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2019 | 15.2% | -28.8% | 76.0% | 87.87% |
| 2018 | -17.3% | -64.5% | 10.6% | 78.80% |
| 2017 | 14.4% | -68.7% | 64.3% | 75.00% |
| 2016 | -5.5% | -56.6% | 15.3% | 79.28% |
| 2015 | -18.9% | -82.5% | 11.4% | 96.69% |
Total Return Ranking - Trailing
| Period | HIBCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 5.4% | -29.2% | 112.2% | 94.34% |
| 1 Yr | 14.4% | -10.5% | 153.3% | 89.40% |
| 3 Yr | 10.5%* | -7.0% | 45.9% | 91.21% |
| 5 Yr | 12.0%* | -10.5% | 35.0% | 90.45% |
| 10 Yr | 11.3%* | 5.5% | 23.4% | 93.44% |
* Annualized
Total Return Ranking - Calendar
| Period | HIBCX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2019 | 15.2% | -28.8% | 76.0% | 88.03% |
| 2018 | -9.6% | -64.5% | 16.5% | 59.92% |
| 2017 | 21.8% | -24.8% | 64.3% | 72.27% |
| 2016 | 5.2% | -56.6% | 17.1% | 29.91% |
| 2015 | 0.6% | -38.0% | 17.3% | 60.62% |
NAV & Total Return History
HIBCX - Holdings
Concentration Analysis
| HIBCX | Category Low | Category High | HIBCX % Rank | |
|---|---|---|---|---|
| Net Assets | 4.14 B | 10.3 K | 225 B | 32.40% |
| Number of Holdings | 264 | 1 | 2370 | 8.27% |
| Net Assets in Top 10 | 626 M | 526 K | 75.8 B | 48.22% |
| Weighting of Top 10 | 14.57% | 10.7% | 100.0% | 99.19% |
Top 10 Holdings
- Apple Inc 2.62%
- Amazon.com Inc 2.06%
- TJX Companies Inc 1.78%
- McDonald's Corp 1.56%
- Medtronic PLC 1.21%
- NVIDIA Corp 1.20%
- UnitedHealth Group Inc 1.10%
- Chubb Ltd 1.04%
- International Business Machines Corp 1.02%
- Johnson & Johnson 1.01%
Asset Allocation
| Weighting | Return Low | Return High | HIBCX % Rank | |
|---|---|---|---|---|
| Stocks | 97.93% | 56.28% | 104.19% | 67.68% |
| Cash | 1.64% | -5.73% | 40.08% | 35.82% |
| Other | 0.28% | -1.64% | 18.70% | 9.72% |
| Preferred Stocks | 0.15% | 0.00% | 2.39% | 10.73% |
| Convertible Bonds | 0.00% | 0.00% | 6.89% | 86.66% |
| Bonds | 0.00% | -0.47% | 13.73% | 87.35% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | HIBCX % Rank | |
|---|---|---|---|---|
| Technology | 21.25% | 0.00% | 54.96% | 89.78% |
| Healthcare | 15.73% | 0.00% | 60.93% | 32.99% |
| Consumer Cyclical | 13.81% | 0.00% | 44.53% | 65.48% |
| Consumer Defense | 12.64% | 0.00% | 18.61% | 0.65% |
| Financial Services | 10.39% | 0.00% | 41.61% | 50.25% |
| Industrials | 9.99% | 0.00% | 27.72% | 10.08% |
| Communication Services | 6.81% | 0.00% | 67.67% | 93.11% |
| Real Estate | 4.21% | 0.00% | 23.28% | 12.04% |
| Basic Materials | 2.80% | 0.00% | 13.33% | 16.97% |
| Utilities | 1.50% | 0.00% | 11.79% | 14.07% |
| Energy | 0.88% | 0.00% | 19.81% | 19.36% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | HIBCX % Rank | |
|---|---|---|---|---|
| US | 88.80% | 54.86% | 100.22% | 74.91% |
| Non US | 9.13% | 0.00% | 36.31% | 25.31% |
HIBCX - Expenses
Operational Fees
| HIBCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.93% | 0.01% | 23.28% | 57.34% |
| Management Fee | 0.64% | 0.00% | 1.50% | 51.84% |
| 12b-1 Fee | 0.25% | 0.00% | 1.00% | 53.32% |
| Administrative Fee | N/A | 0.01% | 1.02% | 4.80% |
Sales Fees
| HIBCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.50% | 8.50% | N/A |
| Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
| HIBCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| HIBCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 56.00% | 0.00% | 464.00% | 67.38% |
HIBCX - Distributions
Dividend Yield Analysis
| HIBCX | Category Low | Category High | HIBCX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 18.55% | 88.29% |
Dividend Distribution Analysis
| HIBCX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Semi-Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
| HIBCX | Category Low | Category High | HIBCX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 0.81% | -10.71% | 2.43% | 11.77% |
Capital Gain Distribution Analysis
| HIBCX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Semi-Annually | Annually | Semi-Annually | Annually |
Dividend Payout History
| Date | Amount |
|---|---|
| Dec 21, 2018 | $0.250 |
| Dec 20, 2017 | $0.339 |
| Dec 21, 2016 | $0.353 |
| Dec 22, 2015 | $0.226 |
| Dec 22, 2014 | $0.287 |
| Dec 20, 2013 | $0.369 |
| Dec 27, 2012 | $0.481 |
| Aug 17, 2012 | $0.023 |
| Dec 28, 2011 | $0.214 |
| Dec 30, 2010 | $0.132 |
| Aug 26, 2010 | $0.059 |
| Dec 30, 2009 | $0.213 |
| Dec 16, 2008 | $0.601 |
| Jun 19, 2007 | $0.035 |
| Dec 13, 2006 | $0.602 |
| Dec 15, 2004 | $0.092 |
| Dec 29, 2003 | $0.149 |
| Dec 27, 2002 | $0.137 |
HIBCX - Fund Manager Analysis
Managers
Gregg Thomas
Start Date
Tenure
Tenure Rank
May 01, 2013
7.42
7.4%
Mr. Thomas joined Wellington Management in 2002, where he currently serves as Senior Managing Director and Associate Director, Investment Strategy and Risk. As associate director of Investment Strategy and Risk, Gregg conducts original research on portfolio and risk-management topics, leads various Wellington Management internal investment oversight processes, and analyzes key trends and investment risks across the equity, fixed income, asset allocation, and hedge fund product suites. In addition, he is a portfolio manager on certain multi-manager solutions offered by the firm, including Global Equities, International Equities, Hedged Equities, Japan Equities, and US Alpha strategies. Gregg is a member of a number of Wellington Management’s committees and oversight groups, including the Risk Management Committee, Fixed Income Risk Advisory Council, Equity Risk Advisory Council, Multi Asset Strategy Review Group, Equity Review Group II, New Product Working Group, and Philosophy and Process Panel, and represents Wellington Management as a member of the Buy Side Risk Managers Forum. Previously, Gregg was an equity portfolio specialist and analyst at Wellington Management (2002 – 2006). Prior to rejoining the firm in 2002, he worked as a quantitative business analyst at Zurich Scudder Investments (2001), as a business analyst and data analyst in Wellington Management’s Information Services Group (1997 – 2001), and in various financial markets-related positions at IDD Information Services (1993 – 1997). Gregg received his BS in finance, with high distinction, from the University of Rhode Island (1992). He holds the Chartered Financial Analyst designation.
Thomas Simon
Start Date
Tenure
Tenure Rank
Mar 01, 2019
1.59
1.6%
Mr. Simon is Senior Managing Director and portfolio manager of the Wellington Management Company LLP. Mr. Simon joined the Wellington Management Company LLP in 2009 and has been an investment professional since 2001.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.06 | 52.78 | 7.88 | 0.75 |
