NAVFX: Sector Rotation Fund

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NAVFX Sector Rotation Fund

  • Fund
  • NAVFX
  • Price as of: Oct 18, 2019
  • $12.89 - $0.07 - 0.54%

NAVFX - Profile

Vitals

  • YTD Return 15.2%
  • 3 Yr Annualized Return 3.9%
  • 5 Yr Annualized Return 0.3%
  • Net Assets $24.9 M
  • Holdings in Top 10 95.1%

52 WEEK LOW AND HIGH

$12.89
$10.95
$13.89

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.96%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 219.74%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

STANDARD (TAXABLE)

$2,500

IRA

N/A

Fund Classification

PRIMARY CATEGORY

  • Fund Type Open End Mutual Fund
  • Investment Style Tactical Allocation

Distributions

  • YTD Total Return 15.2%
  • 3 Yr Annualized Total Return 10.4%
  • 5 Yr Annualized Total Return 8.4%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.71%
DIVIDENDS
  • Dividend Yield 2.9%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name Sector Rotation Fund
  • Fund Family Name Nottingham
  • Inception Date Dec 31, 2009
  • Shares Outstanding N/A
  • Share Class Other
  • Currency USD
  • Domiciled Country United States
  • Manager Mark Anthony Grimaldi

Fund Description

Under normal circumstances, the fund invests in shares of exchange-traded funds ("ETFs"). An ETF is an open-end investment company that holds a portfolio of investments designed to track a particular market segment or underlying index. In seeking to achieve the fund's investment objectives, the Advisor may allocate fund assets among equity ETFs representing various domestic and foreign markets, regions and countries. The fund may invest in ETFs that hold foreign securities and American Depositary Receipts ("ADRs") but will not invest in emerging market securities to a significant extent.

NAVFX - Performance

Return Ranking - Trailing

Period NAVFX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.2% -22.9% 47.5% 18.97%
1 Yr -5.1% -44.7% 33.7% 55.16%
3 Yr 3.9%* -19.4% 25.4% 37.15%
5 Yr 0.3%* -24.8% 22.5% 50.46%
10 Yr N/A* -5.8% 26.4% N/A

* Annualized


Return Ranking - Calendar

Period NAVFX Return Category Return Low Category Return High Rank in Category (%)
2018 -13.9% -35.0% 4.6% 52.72%
2017 13.5% -25.3% 49.9% 21.50%
2016 1.0% -22.0% 47.9% 85.82%
2015 -0.6% -65.1% 127.1% 17.81%
2014 -6.9% -12.5% 39.1% 97.69%

Total Return Ranking - Trailing

Period NAVFX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.2% -22.9% 47.5% 19.25%
1 Yr 4.3% -31.7% 33.7% 21.24%
3 Yr 10.4%* -19.4% 25.4% 6.60%
5 Yr 8.4%* -24.8% 22.5% 8.33%
10 Yr N/A* -5.8% 26.4% N/A

* Annualized


Total Return Ranking - Calendar

Period NAVFX Return Category Return Low Category Return High Rank in Category (%)
2018 -5.4% -31.5% 8.2% 20.13%
2017 20.4% -25.3% 49.9% 9.56%
2016 3.9% -22.0% 65.5% 79.69%
2015 2.5% -65.1% 127.1% 12.33%
2014 11.2% -12.5% 39.1% 12.14%

NAV & Total Return History

NAVFX - Holdings

Concentration Analysis

NAVFX Category Low Category High NAVFX % Rank
Net Assets 24.9 M 1.07 M 8.01 B 82.50%
Number of Holdings 12 6 2019 92.54%
Net Assets in Top 10 22.7 M -877 M 2.4 B 63.81%
Weighting of Top 10 95.08% 10.8% 461.9% 24.31%

Top 10 Holdings

  1. Vanguard Consumer Discretionary ETF 18.13%

  2. Invesco Aerospace & Defense ETF 15.62%

  3. Vanguard Information Technology ETF 14.47%

  4. Vanguard Consumer Staples ETF 13.79%

  5. Vanguard Communication Services ETF 7.64%

  6. Vanguard Health Care ETF 7.03%

  7. Vanguard Utilities ETF 6.63%

  8. SPDR® S&P 500 ETF 6.22%

  9. iShares TIPS Bond ETF 4.88%

  10. iShares Silver Trust 0.67%


Asset Allocation

Weighting Return Low Return High NAVFX % Rank
Stocks
89.04% 80.31% 259.25% 91.44%
Bonds
4.87% -234.98% 40.78% 6.91%
Cash
4.84% -39.89% 36.18% 22.10%
Other
1.25% -47.42% 39.52% 12.98%
Preferred Stocks
0.00% -5.47% 7.20% 10.77%
Convertible Bonds
0.00% -0.03% 3.03% 11.05%

Stock Sector Breakdown

Weighting Return Low Return High NAVFX % Rank
Consumer Cyclical
19.70% 0.00% 31.33% 3.91%
Technology
19.43% 0.00% 60.24% 35.47%
Consumer Defense
15.19% -12.43% 30.80% 6.42%
Industrials
14.26% -7.48% 48.09% 13.13%
Healthcare
7.70% 0.00% 28.15% 57.26%
Utilities
6.79% -10.13% 35.22% 16.48%
Communication Services
2.59% -0.44% 11.49% 40.50%
Financial Services
2.55% 0.00% 91.88% 64.53%
Energy
0.31% -0.45% 152.81% 88.55%
Real Estate
0.26% -2.38% 84.46% 55.87%
Basic Materials
0.26% -1.05% 15.55% 74.30%

Stock Geographic Breakdown

Weighting Return Low Return High NAVFX % Rank
US
88.16% 80.26% 151.48% 72.38%
Non US
0.88% -2.30% 159.65% 66.85%

Bond Sector Breakdown

Weighting Return Low Return High NAVFX % Rank
Government
4.87% -242.10% 40.78% 3.59%
Cash & Equivalents
4.84% -39.89% 34.50% 20.99%
Derivative
0.00% 0.00% 15.64% 4.97%
Securitized
0.00% 0.00% 53.71% 4.70%
Corporate
0.00% -34.42% 15.03% 23.20%
Municipal
0.00% 0.00% 0.42% 7.73%

Bond Geographic Breakdown

Weighting Return Low Return High NAVFX % Rank
US
4.87% -262.85% 40.78% 6.91%
Non US
0.00% -0.45% 27.87% 10.22%

NAVFX - Expenses

Operational Fees

NAVFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.96% -2.86% 37.17% 42.07%
Management Fee 1.00% 0.00% 2.64% 52.21%
12b-1 Fee 0.25% 0.00% 1.00% 18.27%
Administrative Fee 0.10% 0.04% 0.45% 19.86%

Sales Fees

NAVFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.75% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

NAVFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Turnover Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NAVFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 219.74% 0.00% 5155.00% 82.30%

NAVFX - Distributions

Dividend Yield Analysis

NAVFX Category Low Category High NAVFX % Rank
Dividend Yield 2.94% 0.00% 79.01% 29.83%

Dividend Distribution Analysis

NAVFX Category Low Category High Category Mode
Dividend Distribution Frequency Annually Annually Monthly Monthly

Dividend Payout History


Net Income Ratio Analysis

NAVFX Category Low Category High NAVFX % Rank
Net Income Ratio -0.71% -7.28% 9.57% 74.35%

Capital Gain Distribution Analysis

NAVFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

NAVFX - Managers

Mark Anthony Grimaldi

Manager

Start Date

Tenure

Tenure Rank

Dec 31, 2009

9.75

9.8%

Mark A. Grimaldi, CFS, is a founder, President and part owner of Navigator Money Management, Inc. Mr. Grimaldi also serves as Vice President of Prestige Financial, Inc. He began his career in money management in 1986 as an Investment Coordinator at Meyer Handelman Company in New York. After two years, he joined Prime Financial Services as Director of Operations. In 1992, Mr. Grimaldi accepted a position as Manager, Securities Operations at Marshall & Sterling Consultants in Poughkeepsie, New York. In 1997, he earned the Certified Fund Specialist (CFS) designation. Mr. Grimaldi has held various securities licenses including Series 6, 7, 24, & 63. From March of 1989 through October 2005, Mr. Grimaldi coordinated and taught securities training classes at Dutchess Community College, Poughkeepsie, New York. In 2004, Mr. Grimaldi became Chief Portfolio Manager of the Navigator Newsletters for which he currently writes the lead economic forecast article. Mr. Grimaldi co-managed 80% of the original Navigator Fund from January 1, 2008 through January 30, 2009. Mr. Grimaldi graduated Albany State University in 1985 with a BA degree in Economics.


Tenure Analysis

Category Low

0.34

Category High

41.28

Category Average

5.71

Category Mode

9.51