Nuveen Santa Barbara Dividend Growth R3
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
11.9%
1 yr return
30.3%
3 Yr Avg Return
15.3%
5 Yr Avg Return
13.9%
Net Assets
$6.4 B
Holdings in Top 10
32.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.20%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 49.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NBDRX - Profile
Distributions
- YTD Total Return 11.9%
- 3 Yr Annualized Total Return 15.3%
- 5 Yr Annualized Total Return 13.9%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 1.16%
- Dividend Yield 0.9%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameNuveen Santa Barbara Dividend Growth Fund
-
Fund Family NameNuveen
-
Inception DateMar 03, 2009
-
Shares OutstandingN/A
-
Share ClassRetirement
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerDavid Chalupnik
Fund Description
NBDRX - Performance
Return Ranking - Trailing
Period | NBDRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 11.9% | -72.5% | 38.4% | 73.73% |
1 Yr | 30.3% | 2.1% | 104.8% | 94.71% |
3 Yr | 15.3%* | -3.5% | 25.0% | 68.27% |
5 Yr | 13.9%* | 4.0% | 24.5% | 83.74% |
10 Yr | 11.7%* | 3.1% | 15.8% | 83.74% |
* Annualized
Return Ranking - Calendar
Period | NBDRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 4.6% | -94.0% | 2181.7% | 82.41% |
2022 | 21.1% | -22.7% | 41.1% | 61.92% |
2021 | -9.9% | -100.0% | 17.1% | 27.38% |
2020 | 14.6% | -100.0% | 33.2% | 45.19% |
2019 | 9.7% | -44.8% | 25.0% | 20.35% |
Total Return Ranking - Trailing
Period | NBDRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 11.9% | -72.6% | 38.4% | 72.85% |
1 Yr | 30.3% | 2.1% | 104.8% | 92.22% |
3 Yr | 15.3%* | -3.5% | 25.0% | 63.99% |
5 Yr | 13.9%* | 4.0% | 24.5% | 81.18% |
10 Yr | 11.7%* | 3.1% | 15.8% | 81.98% |
* Annualized
Total Return Ranking - Calendar
Period | NBDRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 4.6% | -94.0% | 2181.7% | 82.41% |
2022 | 21.1% | -21.6% | 41.1% | 61.92% |
2021 | -4.6% | -100.0% | 17.1% | 14.30% |
2020 | 19.5% | -100.0% | 33.2% | 52.73% |
2019 | 11.3% | -13.4% | 26.8% | 26.09% |
NAV & Total Return History
NBDRX - Holdings
Concentration Analysis
NBDRX | Category Low | Category High | NBDRX % Rank | |
---|---|---|---|---|
Net Assets | 6.4 B | 1.09 M | 1.22 T | 19.00% |
Number of Holdings | 44 | 2 | 3783 | 83.63% |
Net Assets in Top 10 | 2.11 B | -247 M | 267 B | 17.83% |
Weighting of Top 10 | 32.88% | 1.9% | 100.0% | 41.71% |
Top 10 Holdings
- Microsoft Corp 4.72%
- Apple Inc 4.62%
- Accenture PLC Class A 3.32%
- UnitedHealth Group Inc 3.12%
- NextEra Energy Inc 3.07%
- Cisco Systems Inc 3.04%
- Merck & Co Inc 2.88%
- Texas Instruments Inc 2.86%
- Fidelity National Information Services Inc 2.84%
- JPMorgan Chase & Co 2.81%
Asset Allocation
Weighting | Return Low | Return High | NBDRX % Rank | |
---|---|---|---|---|
Stocks | 98.53% | 0.00% | 154.58% | 64.80% |
Cash | 1.47% | -87.42% | 100.00% | 31.40% |
Preferred Stocks | 0.00% | 0.00% | 6.48% | 31.94% |
Other | 0.00% | -15.45% | 100.00% | 32.87% |
Convertible Bonds | 0.00% | 0.00% | 8.98% | 28.81% |
Bonds | 0.00% | -0.36% | 82.68% | 32.40% |
Stock Sector Breakdown
Weighting | Return Low | Return High | NBDRX % Rank | |
---|---|---|---|---|
Technology | 25.74% | 0.00% | 51.07% | 15.15% |
Healthcare | 15.48% | 0.00% | 53.47% | 18.52% |
Financial Services | 12.67% | 0.00% | 67.99% | 77.71% |
Industrials | 9.07% | 0.00% | 34.60% | 65.99% |
Consumer Cyclical | 8.72% | 0.00% | 40.26% | 81.68% |
Consumer Defense | 7.83% | 0.00% | 49.19% | 24.58% |
Basic Materials | 4.89% | 0.00% | 31.64% | 14.68% |
Communication Services | 4.76% | 0.00% | 28.93% | 90.24% |
Utilities | 4.50% | 0.00% | 32.20% | 8.62% |
Energy | 3.26% | 0.00% | 19.92% | 16.97% |
Real Estate | 3.08% | 0.00% | 68.36% | 28.89% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | NBDRX % Rank | |
---|---|---|---|---|
US | 94.14% | 0.00% | 151.93% | 67.00% |
Non US | 4.39% | 0.00% | 62.89% | 30.07% |
NBDRX - Expenses
Operational Fees
NBDRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.20% | 0.01% | 31.14% | 30.96% |
Management Fee | 0.61% | 0.00% | 2.00% | 62.44% |
12b-1 Fee | 0.50% | 0.00% | 1.00% | 69.40% |
Administrative Fee | N/A | 0.00% | 0.95% | N/A |
Sales Fees
NBDRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 1.00% | 5.75% | N/A |
Deferred Load | N/A | 0.95% | 5.00% | N/A |
Trading Fees
NBDRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.25% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NBDRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 49.00% | 0.00% | 363.00% | 64.93% |
NBDRX - Distributions
Dividend Yield Analysis
NBDRX | Category Low | Category High | NBDRX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.89% | 0.00% | 2.06% | 35.73% |
Dividend Distribution Analysis
NBDRX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annually | Monthly | Quarterly |
Net Income Ratio Analysis
NBDRX | Category Low | Category High | NBDRX % Rank | |
---|---|---|---|---|
Net Income Ratio | 1.16% | -3.04% | 2.71% | 42.37% |
Capital Gain Distribution Analysis
NBDRX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Apr 01, 2019 | $0.131 | |
Dec 31, 2018 | $0.086 | |
Oct 01, 2018 | $0.128 | |
Jul 02, 2018 | $0.136 | |
Apr 02, 2018 | $0.104 | |
Dec 29, 2017 | $0.098 | |
Oct 02, 2017 | $0.127 | |
Jul 03, 2017 | $0.109 | |
Apr 03, 2017 | $0.123 | |
Dec 30, 2016 | $0.169 | |
Oct 03, 2016 | $0.118 | |
Jul 01, 2016 | $0.098 | |
Apr 01, 2016 | $0.120 | |
Dec 31, 2015 | $0.120 | |
Oct 01, 2015 | $0.110 | |
Jul 01, 2015 | $0.107 | |
Apr 01, 2015 | $0.105 | |
Dec 31, 2014 | $0.097 | |
Oct 01, 2014 | $0.106 | |
Jul 01, 2014 | $0.115 | |
Apr 01, 2014 | $0.111 | |
Dec 31, 2013 | $0.114 | |
Oct 01, 2013 | $0.108 | |
Jul 01, 2013 | $0.105 | |
Apr 01, 2013 | $0.094 | |
Dec 31, 2012 | $0.199 | |
Oct 01, 2012 | $0.099 | |
Jul 02, 2012 | $0.114 | |
Apr 02, 2012 | $0.102 | |
Dec 30, 2011 | $0.117 | |
Oct 03, 2011 | $0.097 | |
Jul 01, 2011 | $0.078 | |
Apr 01, 2011 | $0.080 | |
Dec 31, 2010 | $0.092 | |
Oct 01, 2010 | $0.092 | |
Jul 01, 2010 | $0.078 | |
Apr 01, 2010 | $0.079 | |
Dec 31, 2009 | $0.080 | |
Oct 01, 2009 | $0.075 | |
Jul 01, 2009 | $0.034 | |
Apr 01, 2009 | $0.039 |
NBDRX - Fund Manager Analysis
Managers
David Chalupnik
Start Date
Tenure
Tenure Rank
Jun 10, 2019
1.98
2.0%
David oversees all portfolio management activities for Nuveen’s actively managed U.S. equities strategies. He is the lead portfolio manager for several core and value-focused equities strategies and related institutional portfolios. David also manages several Santa Barbara Asset Management Dividend Growth strategies. Prior to joining the firm in 2002, David served as chief investment officer for Duff & Phelps Investment Management Company. David was also head of the equity investment division of Allstate Insurance Company. He began working in the investment industry in 1984. David graduated with a B.S. in Commerce and an M.B.A. from DePaul University. He holds the CFA® designation and is a member of the CFA® Institute.
David Park
Start Date
Tenure
Tenure Rank
Jun 10, 2019
1.98
2.0%
David Park joined Santa Barbara Asset Management in 2011. Prior to joining the firm, Mr. Park was an Equity Analyst at HighMark Capital Management, focusing on consumer, technology, telecom and industrials. Preceding this, he held several positions in finance and transactions as a Manager for M&A Transaction Support at Ernst & Young, Senior Analyst at Move, Inc. and as a Senior Associate at PricewaterhouseCoopers. Mr. Park received a B.A. from the University of California, Los Angeles and an MBA from New York University, Leonard N. Stern School of Business. Mr. Park holds the Chartered Financial Analyst designation and is a Certified Public Accountant.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.02 | 38.02 | 6.46 | 1.42 |