Rational NuWave Enhanced Mkt Opp C
Name
As of 12/18/2020Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-58.7%
1 yr return
-46.2%
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$11.8 M
Holdings in Top 10
63.8%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 3.31%
SALES FEES
Front Load N/A
Deferred Load 1.00%
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 12/18/2020Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NUXCX - Profile
Distributions
- YTD Total Return -58.7%
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -1.20%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameRational NuWave Enhanced Market Opportunity Fund
-
Fund Family NameRational Funds
-
Inception DateFeb 28, 2018
-
Shares OutstandingN/A
-
Share ClassC
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerTroy Buckner
Fund Description
NUXCX - Performance
Return Ranking - Trailing
Period | NUXCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -58.7% | -59.4% | 43.7% | 99.66% |
1 Yr | -46.2% | -46.2% | 165.4% | 100.00% |
3 Yr | N/A* | -8.8% | 46.4% | N/A |
5 Yr | N/A* | 0.5% | 32.8% | N/A |
10 Yr | N/A* | 3.5% | 12.3% | N/A |
* Annualized
Return Ranking - Calendar
Period | NUXCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 8.4% | 1.1% | 24.7% | 95.56% |
2022 | N/A | -48.9% | -3.9% | N/A |
2021 | N/A | -4.4% | 23.6% | N/A |
2020 | N/A | -7.8% | 13.8% | N/A |
2019 | N/A | -20.0% | -0.1% | N/A |
Total Return Ranking - Trailing
Period | NUXCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -58.7% | -59.4% | 43.7% | 99.66% |
1 Yr | -46.7% | -48.9% | 162.7% | 99.68% |
3 Yr | N/A* | -8.8% | 45.9% | N/A |
5 Yr | N/A* | 0.1% | 32.5% | N/A |
10 Yr | N/A* | 3.5% | 12.3% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | NUXCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 8.4% | 1.1% | 25.0% | 95.56% |
2022 | N/A | -48.9% | -2.5% | N/A |
2021 | N/A | -4.4% | 32.2% | N/A |
2020 | N/A | -7.8% | 22.5% | N/A |
2019 | N/A | -20.0% | 7.6% | N/A |
NAV & Total Return History
NUXCX - Holdings
Concentration Analysis
NUXCX | Category Low | Category High | NUXCX % Rank | |
---|---|---|---|---|
Net Assets | 11.8 M | 897 K | 114 B | 97.81% |
Number of Holdings | 574 | 4 | 20056 | 17.30% |
Net Assets in Top 10 | 9.48 M | 749 K | 28.6 B | 96.23% |
Weighting of Top 10 | 63.77% | 12.0% | 100.0% | 59.32% |
Top 10 Holdings
- First American Government Obligs U 44.77%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
- Rnu Fund Ltd 9.90%
Asset Allocation
Weighting | Return Low | Return High | NUXCX % Rank | |
---|---|---|---|---|
Cash | 58.08% | -9.14% | 58.08% | 0.94% |
Stocks | 32.82% | 32.82% | 98.08% | 100.00% |
Other | 9.10% | -0.95% | 15.81% | 1.89% |
Preferred Stocks | 0.00% | 0.00% | 12.66% | 91.51% |
Convertible Bonds | 0.00% | 0.00% | 27.81% | 94.34% |
Bonds | 0.00% | 0.00% | 46.65% | 98.43% |
Stock Sector Breakdown
Weighting | Return Low | Return High | NUXCX % Rank | |
---|---|---|---|---|
Healthcare | 15.97% | 0.00% | 37.12% | 20.13% |
Technology | 14.80% | 0.00% | 51.67% | 82.08% |
Financial Services | 12.72% | 0.00% | 48.42% | 68.87% |
Industrials | 10.91% | 0.00% | 26.49% | 36.16% |
Consumer Cyclical | 10.09% | 0.00% | 68.75% | 74.21% |
Energy | 8.16% | 0.00% | 23.25% | 2.83% |
Consumer Defense | 6.73% | 0.00% | 17.30% | 76.73% |
Communication Services | 6.19% | 0.00% | 16.93% | 83.65% |
Basic Materials | 5.08% | 0.00% | 18.42% | 26.73% |
Utilities | 4.81% | 0.00% | 18.90% | 16.04% |
Real Estate | 4.54% | 0.00% | 66.67% | 38.68% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | NUXCX % Rank | |
---|---|---|---|---|
US | 31.39% | 31.39% | 86.60% | 100.00% |
Non US | 1.43% | 0.00% | 38.50% | 94.97% |
NUXCX - Expenses
Operational Fees
NUXCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 3.31% | 0.01% | 3.97% | 0.68% |
Management Fee | 1.75% | 0.00% | 1.75% | 100.00% |
12b-1 Fee | 1.00% | 0.00% | 1.00% | 92.23% |
Administrative Fee | N/A | 0.01% | 0.28% | N/A |
Sales Fees
NUXCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.50% | 5.75% | N/A |
Deferred Load | 1.00% | 1.00% | 5.00% | 68.89% |
Trading Fees
NUXCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NUXCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 0.00% | 442.00% | 98.81% |
NUXCX - Distributions
Dividend Yield Analysis
NUXCX | Category Low | Category High | NUXCX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 8.46% | 68.97% |
Dividend Distribution Analysis
NUXCX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Monthly | Annually |
Net Income Ratio Analysis
NUXCX | Category Low | Category High | NUXCX % Rank | |
---|---|---|---|---|
Net Income Ratio | -1.20% | -1.20% | 6.39% | 100.00% |
Capital Gain Distribution Analysis
NUXCX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
NUXCX - Fund Manager Analysis
Managers
Troy Buckner
Start Date
Tenure
Tenure Rank
Feb 28, 2018
2.76
2.8%
Troy W. Buckner is the Founder and Managing Principal of NuWave Investment Management, LLC (“NuWave”). Mr. Buckner founded NuWave in 2000 and has for more than a decade directly overseen the firm’s investment activities. Mr. Buckner’s primary responsibilities include the strategic management of the firm, as well as serving as Co-Head of Research and Chairman of NuWave’s Management and Risk Committees. As the primary architect of NuWave’s investment style, Mr. Buckner remains intimately involved in the firm’s ongoing research efforts, as well as playing an active role in the design and implementation of NuWave’s proprietary modeling platform and trade execution infrastructure. Mr. Buckner’s extensive market experience is complemented years of experience developing innovative investment methods. Prior to founding NuWave, Mr. Buckner had significant experience in the investment industry, having begun his career as an equities derivatives and portfolio sales specialist at Salomon Brothers, Inc. (1986 – 1989) before developing futures and equity based trading strategies at such firms as George E. Warren Corporation (1989-1991), Classic Capital (1994 – 1995) and Hyman Beck & Company (1995 - 2000). Mr. Buckner graduated Magna Cum Laude from the University of Delaware with a double major (finance/accounting) and a minor (economics) before earning his M.B.A from the University of Chicago.
Yury Orlov
Start Date
Tenure
Tenure Rank
May 01, 2019
1.59
1.6%
Mr. Orlov, Head of Research and a Principal of NuWave Investment Management, LLC . Dr. Orlov is directly responsible for the firm’s research and development efforts, including the design and implementation of NuWave’s proprietary modeling platform and trade execution infrastructure, as well as the managerial oversight of the firm’s team of research professionals. Prior to joining the NuWave in 2003, Dr. Orlov was a consultant to the Sub-Advisor commencing in 2000, and served as a Research Scientist at the Nuclear Physics Institute, Moscow State University (1986-2003). Dr. Orlov received a Master’s Degree in Physics and a PhD in Pattern Recognition for Data Analysis and Time Series Segmentation from Moscow State University.
Thomas Braddock
Start Date
Tenure
Tenure Rank
May 01, 2019
1.59
1.6%
Mr. Braddock, Managing Director and Head Trader of NuWave Investment Management, LLC. Mr. Braddock is responsible for directing all aspects of the firm’s futures execution and clearing efforts across both managed account and fund offerings. Prior to joining the firm in 2002, Mr. Braddock had significant experience in servicing the global execution and clearing needs of a number of leading commodity trading advisors, having directly supervised and/or engineered a variety of futures execution strategies while effectively implementing same day and T+1 trade reconciliation procedures at such firms as Dean Witter Reynolds (1992-1997), Hyman Beck & Company (1997-2000) and Salomon Smith Barney (2000-2002). Mr. Braddock received a B.A. from Western New England College with a major in Business Management.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.03 | 39.94 | 6.29 | 0.92 |