Oakmark Equity And Income Investor
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
17.3%
1 yr return
35.4%
3 Yr Avg Return
11.8%
5 Yr Avg Return
11.3%
Net Assets
$8.05 B
Holdings in Top 10
33.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.84%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 15.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Allocation--50% to 70% Equity
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
OAKBX - Profile
Distributions
- YTD Total Return 17.3%
- 3 Yr Annualized Total Return 11.8%
- 5 Yr Annualized Total Return 11.3%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 1.52%
- Dividend Yield 1.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameOakmark Equity and Income Fund
-
Fund Family NameOakmark
-
Inception DateNov 01, 1995
-
Shares OutstandingN/A
-
Share ClassInv
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerClyde McGregor
Fund Description
The fund invests primarily in a diversified portfolio of U.S. equity and debt securities. It is intended to present a balanced investment program between growth and income by investing approximately 40-75% of its total assets in common stock, including securities convertible into common stock, and up to 60% of its total assets in debt securities issued by U.S. government or any of its agencies or instrumentalities, non U.S. governments, and corporate entities rated at the time of purchase within the two highest ratings assigned by Moody's Investors Service, Inc. or by S&P Global Ratings.
OAKBX - Performance
Return Ranking - Trailing
| Period | OAKBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 17.3% | -3.6% | 95.9% | 2.79% |
| 1 Yr | 35.4% | -5.2% | 64.4% | 4.44% |
| 3 Yr | 11.8%* | -3.2% | 18.8% | 31.33% |
| 5 Yr | 11.3%* | 0.6% | 18.8% | 25.89% |
| 10 Yr | 9.8%* | 2.0% | 14.0% | 40.93% |
* Annualized
Return Ranking - Calendar
| Period | OAKBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 4.3% | -39.0% | 28.7% | 71.97% |
| 2019 | 9.3% | -5.8% | 26.1% | 89.23% |
| 2018 | -16.5% | -32.7% | 0.0% | 89.05% |
| 2017 | 5.8% | -6.5% | 22.4% | 74.92% |
| 2016 | 6.5% | -43.7% | 18.6% | 15.33% |
Total Return Ranking - Trailing
| Period | OAKBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 17.3% | -3.6% | 95.9% | 2.79% |
| 1 Yr | 35.4% | -5.2% | 64.4% | 4.31% |
| 3 Yr | 11.8%* | -3.2% | 18.8% | 24.91% |
| 5 Yr | 11.3%* | -0.5% | 18.8% | 21.27% |
| 10 Yr | 9.8%* | 1.9% | 14.0% | 37.66% |
* Annualized
Total Return Ranking - Calendar
| Period | OAKBX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2020 | 4.3% | -39.0% | 28.7% | 71.97% |
| 2019 | 9.3% | -5.8% | 26.1% | 89.23% |
| 2018 | -8.4% | -32.7% | 0.8% | 48.98% |
| 2017 | 14.4% | -3.7% | 31.9% | 30.64% |
| 2016 | 10.9% | -43.7% | 19.8% | 7.14% |
NAV & Total Return History
OAKBX - Holdings
Concentration Analysis
| OAKBX | Category Low | Category High | OAKBX % Rank | |
|---|---|---|---|---|
| Net Assets | 8.05 B | 786 K | 215 B | 15.80% |
| Number of Holdings | 247 | 1 | 15392 | 32.70% |
| Net Assets in Top 10 | 2.72 B | -201 M | 47.4 B | 15.93% |
| Weighting of Top 10 | 33.89% | 8.1% | 100.0% | 60.66% |
Top 10 Holdings
- United States Treasury Notes 1.25% 6.10%
- Alphabet Inc Class A 5.68%
- Bank of America Corp 4.56%
- CVS Health Corp 3.68%
- General Motors Co 3.47%
- Mastercard Inc A 3.18%
- United States Treasury Notes 2.12% 3.12%
- Philip Morris International Inc 2.95%
- TE Connectivity Ltd 2.89%
- Nestle SA ADR 2.73%
Asset Allocation
| Weighting | Return Low | Return High | OAKBX % Rank | |
|---|---|---|---|---|
| Stocks | 64.02% | 0.00% | 135.66% | 39.36% |
| Bonds | 20.44% | 0.00% | 118.02% | 89.66% |
| Cash | 14.63% | -54.99% | 100.00% | 5.95% |
| Preferred Stocks | 0.51% | 0.00% | 21.17% | 21.76% |
| Convertible Bonds | 0.41% | 0.00% | 26.00% | 61.71% |
| Other | 0.00% | -6.69% | 67.29% | 82.40% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | OAKBX % Rank | |
|---|---|---|---|---|
| Financial Services | 19.64% | 0.00% | 100.00% | 10.25% |
| Communication Services | 16.33% | 0.00% | 28.21% | 3.93% |
| Consumer Cyclical | 15.24% | 0.00% | 38.28% | 3.81% |
| Healthcare | 13.55% | 0.00% | 52.26% | 38.26% |
| Industrials | 10.18% | 0.00% | 33.21% | 53.64% |
| Consumer Defense | 9.76% | 0.00% | 25.55% | 16.21% |
| Technology | 6.58% | 0.00% | 57.21% | 93.56% |
| Energy | 5.18% | 0.00% | 57.95% | 19.79% |
| Basic Materials | 2.36% | 0.00% | 34.29% | 79.62% |
| Real Estate | 1.18% | 0.00% | 99.15% | 84.86% |
| Utilities | 0.00% | 0.00% | 99.15% | 99.05% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | OAKBX % Rank | |
|---|---|---|---|---|
| US | 61.38% | 0.00% | 134.30% | 16.88% |
| Non US | 2.64% | 0.00% | 38.24% | 81.09% |
Bond Sector Breakdown
| Weighting | Return Low | Return High | OAKBX % Rank | |
|---|---|---|---|---|
| Corporate | 50.20% | 0.00% | 99.71% | 24.97% |
| Cash & Equivalents | 40.66% | 0.00% | 100.00% | 4.99% |
| Government | 8.77% | 0.00% | 100.00% | 85.97% |
| Securitized | 0.36% | 0.00% | 90.03% | 86.56% |
| Derivative | 0.00% | 0.00% | 32.51% | 88.94% |
| Municipal | 0.00% | 0.00% | 98.19% | 96.20% |
Bond Geographic Breakdown
| Weighting | Return Low | Return High | OAKBX % Rank | |
|---|---|---|---|---|
| US | 19.49% | 0.00% | 65.90% | 82.88% |
| Non US | 0.95% | -17.26% | 95.28% | 88.70% |
OAKBX - Expenses
Operational Fees
| OAKBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.84% | 0.06% | 5.49% | 62.19% |
| Management Fee | 0.54% | 0.00% | 2.00% | 62.95% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.01% | 0.83% | N/A |
Sales Fees
| OAKBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
| OAKBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| OAKBX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 15.00% | 0.00% | 435.00% | 13.41% |
OAKBX - Distributions
Dividend Yield Analysis
| OAKBX | Category Low | Category High | OAKBX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.98% | 0.00% | 3.74% | 84.14% |
Dividend Distribution Analysis
| OAKBX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Monthly | Monthly | Monthly |
Net Income Ratio Analysis
| OAKBX | Category Low | Category High | OAKBX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 1.52% | -1.95% | 11.02% | 42.61% |
Capital Gain Distribution Analysis
| OAKBX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually |
Dividend Payout History
| Date | Amount |
|---|---|
| Dec 13, 2018 | $0.505 |
| Dec 14, 2017 | $0.433 |
| Nov 28, 2016 | $0.466 |
| Dec 17, 2015 | $0.337 |
| Dec 18, 2014 | $0.270 |
| Dec 19, 2013 | $0.166 |
| Dec 14, 2012 | $0.275 |
| Dec 17, 2010 | $0.225 |
| Dec 18, 2009 | $0.293 |
| Nov 21, 2003 | $0.138 |
| Nov 22, 2002 | $0.242 |
| Dec 12, 1996 | $0.120 |
OAKBX - Fund Manager Analysis
Managers
Clyde McGregor
Start Date
Tenure
Tenure Rank
Nov 01, 1995
25.85
25.9%
Clyde S. McGregor, CFA, is a Vice President and portfolio manager of Harris Associates L.P.. He joined Harris Associates L.P. in 1981. In 2011, Mr. McGregor became the first recipient of the Lipper Award for Fund Excellence, presented to investment managers for achievements over their career. He holds an M.B.A. in Finance from the University of Wisconsin (1977) and a B.A. in Economics and Religion from Oberlin College (1974).
M. Colin Hudson
Start Date
Tenure
Tenure Rank
Apr 17, 2013
8.38
8.4%
M. Colin Hudson, CFA, is a Vice President, portfolio manager and analyst of Harris Associates L.P.. He joined Harris Associates L.P. in 2005. Mr. Hudson holds an M.B.A. in Finance from Indiana University (1999), an M.S. in Geology from Indiana University (1995) and a B.A. in Economics from DePauw University (1992).
Adam Abbas
Start Date
Tenure
Tenure Rank
Mar 30, 2020
1.42
1.4%
Mr. Abbas received a B.S. in industrial engineering from Northwestern University and is currently pursuing an M.B.A. from the University of Chicago. In 2004, Mr. Abbas joined Huron Consulting Group as a consultant. From 2006 through 2010, Mr. Abbas was an analyst for Neuberger Berman/Lehman Brothers Asset Management where he focused on high yield bond and loan investments within the information technology, media and telecom space. In 2010, he joined the Adviser, where he also serves as a senior research analyst for the Driehaus Active Income Fund and the Driehaus Select Credit Fund.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.07 | 37.69 | 6.27 | 1.67 |