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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$27.85

$6.97 B

1.06%

$0.29

0.84%

Vitals

YTD Return

-18.8%

1 yr return

-5.0%

3 Yr Avg Return

10.9%

5 Yr Avg Return

7.9%

Net Assets

$6.97 B

Holdings in Top 10

26.6%

52 WEEK LOW AND HIGH

$28.0
$27.85
$37.73

Expenses

OPERATING FEES

Expense Ratio 0.84%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 14.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$1,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Allocation--70% to 85% Equity


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$27.85

$6.97 B

1.06%

$0.29

0.84%

OAKBX - Profile

Distributions

  • YTD Total Return -18.8%
  • 3 Yr Annualized Total Return 10.9%
  • 5 Yr Annualized Total Return 7.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.97%
DIVIDENDS
  • Dividend Yield 1.1%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Oakmark Equity and Income Fund
  • Fund Family Name
    Oakmark
  • Inception Date
    Nov 01, 1995
  • Shares Outstanding
    N/A
  • Share Class
    Inv
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Clyde McGregor

Fund Description

The fund invests primarily in a diversified portfolio of U.S. equity and debt securities. It is intended to present a balanced investment program between growth and income by investing approximately 40-75% of its total assets in common stock, including securities convertible into common stock, and up to 60% of its total assets in debt securities issued by U.S. government or any of its agencies or instrumentalities, non U.S. governments, and corporate entities rated at the time of purchase within the two highest ratings assigned by Moody's Investors Service, Inc. or by S&P Global Ratings.


OAKBX - Performance

Return Ranking - Trailing

Period OAKBX Return Category Return Low Category Return High Rank in Category (%)
YTD -18.8% -37.0% 26.0% 23.90%
1 Yr -5.0% -15.2% 45.2% 27.90%
3 Yr 10.9%* 2.9% 15.9% 19.87%
5 Yr 7.9%* 0.4% 11.4% 30.74%
10 Yr 8.7%* 1.7% 12.8% 59.71%

* Annualized

Return Ranking - Calendar

Period OAKBX Return Category Return Low Category Return High Rank in Category (%)
2021 11.9% -19.1% 25.4% 15.91%
2020 4.3% -21.0% 25.4% 70.69%
2019 9.3% -19.3% 27.9% 87.23%
2018 -16.5% -27.2% 16.6% 65.44%
2017 5.8% -4.4% 18.0% 84.25%

Total Return Ranking - Trailing

Period OAKBX Return Category Return Low Category Return High Rank in Category (%)
YTD -18.8% -37.0% 26.0% 23.90%
1 Yr -5.0% -16.2% 60.7% 30.32%
3 Yr 10.9%* -3.1% 22.3% 18.02%
5 Yr 7.9%* 0.0% 16.5% 29.52%
10 Yr 8.7%* 1.5% 12.8% 55.83%

* Annualized

Total Return Ranking - Calendar

Period OAKBX Return Category Return Low Category Return High Rank in Category (%)
2021 11.9% -19.1% 25.4% 16.23%
2020 4.3% -21.0% 25.4% 70.69%
2019 9.3% -19.3% 27.9% 87.23%
2018 -8.4% -27.2% 16.6% 27.94%
2017 14.4% -4.4% 22.8% 62.99%

NAV & Total Return History


OAKBX - Holdings

Concentration Analysis

OAKBX Category Low Category High OAKBX % Rank
Net Assets 6.97 B 963 K 126 B 19.50%
Number of Holdings 246 4 7731 18.55%
Net Assets in Top 10 1.96 B 2.04 K 28.9 B 24.93%
Weighting of Top 10 26.56% 11.0% 100.0% 80.25%

Top 10 Holdings

  1. United States Treasury Notes 1.25% 6.10%
  2. Alphabet Inc Class A 4.89%
  3. Mastercard Inc A 3.18%
  4. United States Treasury Notes 2.12% 3.12%
  5. CVS Health Corp 3.02%
  6. Philip Morris International Inc 2.87%
  7. Nestle SA ADR 2.73%
  8. Ally Financial Inc 2.71%
  9. BorgWarner Inc 2.70%
  10. Glencore PLC 2.50%

Asset Allocation

Weighting Return Low Return High OAKBX % Rank
Stocks
61.20% 0.19% 99.72% 94.20%
Bonds
30.49% 0.00% 91.12% 6.96%
Cash
7.75% -7.71% 88.33% 14.78%
Preferred Stocks
0.38% 0.00% 26.97% 33.62%
Convertible Bonds
0.18% 0.00% 26.48% 80.58%
Other
0.00% -2.66% 17.60% 85.51%

Stock Sector Breakdown

Weighting Return Low Return High OAKBX % Rank
Financial Services
20.55% 0.01% 52.80% 11.01%
Communication Services
15.67% 0.00% 26.62% 1.45%
Consumer Cyclical
14.89% 0.00% 22.75% 2.03%
Industrials
11.61% 0.02% 51.90% 30.14%
Consumer Defense
8.55% 0.00% 27.24% 12.17%
Healthcare
7.99% 0.00% 36.30% 93.62%
Technology
7.34% 0.00% 52.93% 92.75%
Energy
7.24% 0.00% 39.46% 21.74%
Basic Materials
4.08% 0.00% 44.18% 71.01%
Real Estate
2.07% 0.00% 33.86% 89.28%
Utilities
0.00% 0.00% 31.67% 97.39%

Stock Geographic Breakdown

Weighting Return Low Return High OAKBX % Rank
US
58.70% 0.19% 96.85% 39.13%
Non US
2.50% 0.00% 38.11% 91.59%

Bond Sector Breakdown

Weighting Return Low Return High OAKBX % Rank
Corporate
59.73% 0.00% 100.00% 19.13%
Cash & Equivalents
19.98% 0.00% 100.00% 46.38%
Government
19.93% 0.00% 100.00% 57.10%
Securitized
0.36% 0.00% 37.97% 74.78%
Derivative
0.00% 0.00% 38.84% 86.96%
Municipal
0.00% 0.00% 19.77% 87.54%

Bond Geographic Breakdown

Weighting Return Low Return High OAKBX % Rank
US
28.90% 0.00% 91.12% 3.48%
Non US
1.59% 0.00% 18.39% 66.09%

OAKBX - Expenses

Operational Fees

OAKBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.84% 0.11% 3.15% 61.38%
Management Fee 0.55% 0.00% 1.25% 75.85%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.28% N/A

Sales Fees

OAKBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

OAKBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

OAKBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 14.00% 4.00% 398.00% 11.67%

OAKBX - Distributions

Dividend Yield Analysis

OAKBX Category Low Category High OAKBX % Rank
Dividend Yield 1.06% 0.00% 11.43% 81.66%

Dividend Distribution Analysis

OAKBX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Monthly

Net Income Ratio Analysis

OAKBX Category Low Category High OAKBX % Rank
Net Income Ratio 0.97% -1.12% 6.07% 55.27%

Capital Gain Distribution Analysis

OAKBX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

OAKBX - Fund Manager Analysis

Managers

Clyde McGregor


Start Date

Tenure

Tenure Rank

Nov 01, 1995

26.6

26.6%

Clyde S. McGregor, CFA, is a Vice President and portfolio manager of Harris Associates L.P.. He joined Harris Associates L.P. in 1981. In 2011, Mr. McGregor became the first recipient of the Lipper Award for Fund Excellence, presented to investment managers for achievements over their career. He holds an M.B.A. in Finance from the University of Wisconsin (1977) and a B.A. in Economics and Religion from Oberlin College (1974).

M. Colin Hudson


Start Date

Tenure

Tenure Rank

Apr 17, 2013

9.13

9.1%

M. Colin Hudson, CFA, is a Vice President, portfolio manager and analyst of Harris Associates L.P.. He joined Harris Associates L.P. in 2005. Mr. Hudson holds an M.B.A. in Finance from Indiana University (1999), an M.S. in Geology from Indiana University (1995) and a B.A. in Economics from DePauw University (1992).

Adam Abbas


Start Date

Tenure

Tenure Rank

Mar 30, 2020

2.17

2.2%

Mr. Abbas received a B.S. in industrial engineering from Northwestern University and is currently pursuing an M.B.A. from the University of Chicago. In 2004, Mr. Abbas joined Huron Consulting Group as a consultant. From 2006 through 2010, Mr. Abbas was an analyst for Neuberger Berman/Lehman Brothers Asset Management where he focused on high yield bond and loan investments within the information technology, media and telecom space. In 2010, he joined the Adviser, where he also serves as a senior research analyst for the Driehaus Active Income Fund and the Driehaus Select Credit Fund.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 41.44 7.47 2.41