OWSMX: Old Westbury Small & Mid Cap Strategies Fund - MutualFunds.com
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Old Westbury Small & Mid Cap Strategies

OWSMX - Snapshot

Vitals

  • YTD Return 7.2%
  • 3 Yr Annualized Return 10.8%
  • 5 Yr Annualized Return 11.9%
  • Net Assets $8.63 B
  • Holdings in Top 10 12.0%

52 WEEK LOW AND HIGH

$19.71
$12.28
$20.11

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.15%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 65.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification


Compare OWSMX to Popular International Mid-Cap Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$86.90

+0.38%

$69.42 B

-

$0.00

9.24%

1.06%

$82.32

-0.07%

$9.42 B

-

$0.00

5.28%

1.10%

$19.75

+0.20%

$8.63 B

0.14%

$0.03

7.22%

1.15%

$14.48

+0.63%

$2.98 B

1.92%

$0.28

5.93%

0.21%

-

-

$1.86 B

-

$0.12

7.92%

0.95%

OWSMX - Profile

Distributions

  • YTD Total Return 7.2%
  • 3 Yr Annualized Total Return 10.8%
  • 5 Yr Annualized Total Return 11.9%
  • Capital Gain Distribution Frequency Semi-Annually
  • Net Income Ratio 0.17%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Old Westbury Small & Mid Cap Strategies Fund
  • Fund Family Name
    Old Westbury
  • Inception Date
    Apr 05, 2005
  • Shares Outstanding
    N/A
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael Morrisroe

Fund Description

The fund invests in a broad, diversified portfolio of securities of small and medium capitalization companies traded on a principal U.S. exchange or U.S. over-the-counter market, and securities of small and medium capitalization non-U.S. companies in foreign countries, including emerging market countries. Under normal circumstances, the fund invests at least 80% of its net assets, including borrowings for investment purposes, in securities of small and medium capitalization companies.


OWSMX - Performance

Return Ranking - Trailing

Period OWSMX Return Category Return Low Category Return High Rank in Category (%)
YTD 7.2% -2.7% 33.4% 72.73%
1 Yr 65.2% 25.2% 124.1% 75.00%
3 Yr 10.8%* -4.8% 29.6% 73.57%
5 Yr 11.9%* 0.1% 22.7% 82.05%
10 Yr 8.8%* 3.4% 14.7% 76.06%

* Annualized

Return Ranking - Calendar

Period OWSMX Return Category Return Low Category Return High Rank in Category (%)
2020 18.2% -27.4% 60.5% 61.49%
2019 18.9% 2.1% 66.4% 84.03%
2018 -21.8% -64.5% 5.6% 59.26%
2017 10.0% -9.3% 49.7% 92.04%
2016 2.4% -23.9% 21.1% 80.43%

Total Return Ranking - Trailing

Period OWSMX Return Category Return Low Category Return High Rank in Category (%)
YTD 7.2% -2.7% 33.4% 72.73%
1 Yr 65.2% 25.2% 124.1% 73.68%
3 Yr 10.8%* -4.8% 29.4% 69.29%
5 Yr 11.9%* 0.1% 22.7% 82.05%
10 Yr 8.8%* 3.4% 14.7% 71.83%

* Annualized

Total Return Ranking - Calendar

Period OWSMX Return Category Return Low Category Return High Rank in Category (%)
2020 18.2% -27.4% 60.5% 61.49%
2019 18.9% 2.1% 66.4% 84.03%
2018 -21.8% -64.5% 5.6% 71.11%
2017 18.2% -9.3% 53.2% 91.15%
2016 8.9% -23.9% 21.1% 29.35%

NAV & Total Return History


OWSMX - Holdings

Concentration Analysis

OWSMX Category Low Category High OWSMX % Rank
Net Assets 8.63 B 2.29 M 69.4 B 16.67%
Number of Holdings 1602 5 8790 1.32%
Net Assets in Top 10 981 M 518 K 7.64 B 17.11%
Weighting of Top 10 11.95% 3.7% 100.0% 86.18%

Top 10 Holdings

  1. Vanguard Small-Cap Growth ETF 3.25%
  2. Nasdaq Inc 1.74%
  3. Advance Auto Parts Inc 1.58%
  4. Ocado Group PLC 1.45%
  5. Ocado Group PLC 1.45%
  6. Ocado Group PLC 1.45%
  7. Ocado Group PLC 1.45%
  8. Ocado Group PLC 1.45%
  9. Ocado Group PLC 1.45%
  10. Ocado Group PLC 1.45%

Asset Allocation

Weighting Return Low Return High OWSMX % Rank
Stocks
96.39% 23.33% 101.00% 42.11%
Cash
3.60% -0.59% 41.87% 30.26%
Preferred Stocks
0.00% 0.00% 0.98% 44.74%
Other
0.00% -1.01% 34.74% 55.26%
Convertible Bonds
0.00% 0.00% 0.51% 36.84%
Bonds
0.00% 0.00% 4.19% 41.45%

Stock Sector Breakdown

Weighting Return Low Return High OWSMX % Rank
Technology
26.18% 0.00% 90.22% 17.76%
Healthcare
20.78% 0.00% 30.85% 15.79%
Industrials
16.12% 0.00% 39.41% 61.84%
Consumer Cyclical
10.34% 0.00% 72.97% 65.79%
Consumer Defense
7.45% 0.00% 20.40% 11.18%
Financial Services
7.15% 0.00% 64.73% 57.24%
Basic Materials
5.11% 0.00% 26.66% 47.37%
Communication Services
3.96% 0.00% 31.68% 43.42%
Real Estate
1.62% 0.00% 45.58% 69.08%
Energy
0.65% 0.00% 15.24% 46.71%
Utilities
0.64% 0.00% 68.11% 46.05%

Stock Geographic Breakdown

Weighting Return Low Return High OWSMX % Rank
US
54.21% 11.16% 69.80% 26.32%
Non US
42.18% 11.76% 85.56% 78.29%

OWSMX - Expenses

Operational Fees

OWSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.15% 0.14% 12.06% 71.33%
Management Fee 0.85% 0.00% 1.50% 53.85%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.04% 0.01% 0.47% 3.57%

Sales Fees

OWSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

OWSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

OWSMX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 65.00% 6.00% 315.00% 71.33%

OWSMX - Distributions

Dividend Yield Analysis

OWSMX Category Low Category High OWSMX % Rank
Dividend Yield 0.00% 0.00% 2.68% 35.90%

Dividend Distribution Analysis

OWSMX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

OWSMX Category Low Category High OWSMX % Rank
Net Income Ratio 0.17% -1.63% 6.62% 42.67%

Capital Gain Distribution Analysis

OWSMX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Semi-Annually Annually Annually Annually

Dividend Payout History

View More +

OWSMX - Fund Manager Analysis

Managers

Michael Morrisroe


Start Date

Tenure

Tenure Rank

Feb 28, 2014

7.09

7.1%

Mr. Michael Morrisroe joined Bessemer Investment Management LLC in June 2005 as an Analyst covering the energy and materials sectors for Mid Cap Equities. Previously, Mr. Morrisroe was with Bear Stearns from 2000 to 2005, where he was a Research Analyst covering the building products and metals/mining sectors. He previously worked as a Financial Analyst in the controller’s office at Credit Suisse First Boston. Mr. Morrisroe received his Bachelor of Science in 1995 from the State University of New York, Albany.

Edward Aw


Start Date

Tenure

Tenure Rank

Jun 30, 2016

4.75

4.8%

Mr. Edward N. Aw, Managing Director and Head of Quantitative Strategies of the Bessemer Investment Management LLC, has managed the Fund since its inception. Mr. Aw joined the Bessemer Investment Management LLC in 2004. Prior to joining the Bessemer Investment Management LLC, Mr. Aw was a quantitative analyst for five years at Deutsche Investment Management Americas. Previously, Mr. Aw also worked for The Dreyfus Corporation, Goldman Sachs, and Morgan Stanley in various analytic roles. Mr. Aw earned a BA from the State University of New York at Stony Brook and an MBA from the Frank G. Zarb School of Business at Hofstra University.

Douglas Brodie


Start Date

Tenure

Tenure Rank

Sep 05, 2017

3.57

3.6%

Douglas graduated BSc in Molecular Biology & Biochemistry from Durham University in 1997 and with a DPhil in Molecular Immunology from the University of Oxford in 2001. He joined Baillie Gifford in 2001 and is Head of the Global Discovery Team. Douglas became a Partner in 2015 is a CFA Charterholder.

Corey Bronner


Start Date

Tenure

Tenure Rank

Mar 01, 2018

3.08

3.1%

Corey brings more than 13 years of financial services experience to his role as a consumer and financial sectors analyst on the small and mid cap investment team. Prior to joining Champlain in 2010, Corey was an Analyst focusing primarily on the financial services industry at Duff & Phelps Corporation. He also spent time as a Credit Analyst with the commercial lending group at Merchants Bank, a subsidiary of Merchant Bancshares, Inc. (now Community Bank Systems), before joining Duff & Phelps Corporation. Corey graduated magna cum laude from the University of Vermont with a Bachelor of Science degree in Business Administration. Corey was inducted into the University of Vermont Athletic Hall of Fame in 2017 for his athletic achievements in soccer during his undergraduate career. Corey earned his Chartered Financial Analyst® (CFA) designation in 2011 and is a member of the CFA Institute and the CFA Society Vermont.

Joseph Farley


Start Date

Tenure

Tenure Rank

Mar 01, 2018

3.08

3.1%

Joe brings more than 28 years of experience as a securities analyst to his role as a technology sector analyst on the small and mid cap investment team. Prior to joining Champlain in 2014, Joe was a Founder and Portfolio Manager of Kelvingrove Partners, LLC, an investment management firm focused on technology, media, and telecommunications. His investment management career began at Private Capital Management in Naples FL where he was the Managing Director of Investment Research and a Portfolio Manager. Joe spent over 10 years as a securities analyst on Wall Street, and held senior investment research and management roles at Morgan Stanley, Donaldson Lufkin & Jenrette, and UBS. Joe began his career as a market analyst with AT&T. Joe earned Master and Bachelor of Arts degrees in Economics from the University at Albany, State University of New York.

Joseph Caligiuri


Start Date

Tenure

Tenure Rank

Mar 01, 2018

3.08

3.1%

Joe joined Champlain in 2008 as an Associate Operations and moved to the small and mid cap investment team in 2010 where he covers the industrials and energy sectors. His prior experience includes internships at Sheaffer & Roland Consulting Engineers as a Business Operations Analyst and Sopher Investment Management as an Assistant Research Analyst. Joe graduated from Saint Michael’s College with a Bachelor of Arts degree in Philosophy. Joe earned his Chartered Financial Analyst® (CFA) designation in 2015 and is a member of the CFA Institute and the CFA Society Vermont. Joe currently serves on the Board of Directors for the Boys & Girls Club of Burlington, VT.

Brendan Bradley


Start Date

Tenure

Tenure Rank

Jul 19, 2018

2.7

2.7%

Brendan joined Acadian in 2004 and is the chief investment officer. Brendan has served as the firm’s director of portfolio management, overseeing portfolio management policy, and was also previously the director of Acadian’s Managed Volatility strategies.

Ryan Taliaferro


Start Date

Tenure

Tenure Rank

Jul 19, 2018

2.7

2.7%

Ryan joined Acadian in 2011 and currently serves as director of equity strategies.

Harry Gakidis


Start Date

Tenure

Tenure Rank

Jul 19, 2018

2.7

2.7%

Harry Gakidis, Ph.D., joined Acadian Asset Management LLC in 2014 and serves as a Senior Vice President and Lead Portfolio Manager for Core Strategies. Prior to joining Acadian, Mr. Gakidis worked as a Senior Quantitative Strategist at Loomis Sayles, where he founded the firm’s quantitative Strategy Lab and co-managed a U.S. equity long/short strategy. Prior to his work at Loomis Sayles, he was Senior Vice President, Fixed Income Quantitative Risk and Relative Value Specialist at Putnam Investments. In this role, Mr. Gakidis built and managed a book of systematic alpha strategies in domestic investment-grade and high-yield credit. Mr. Gakidis began his investment career in 1997.

Rezo Kanovich


Start Date

Tenure

Tenure Rank

Jul 28, 2020

0.67

0.7%

Rezo Kanovich is a managing director of Artisan Partners and the sole portfolio manager for the Artisan Non-U.S. Small-Mid Growth Strategy. Prior to joining Artisan Partners in October 2018, Mr. Kanovich was a portfolio manager for OppenheimerFunds, where he managed the International Small-Mid Cap strategy from January 2012 through September 2018. Before that, Mr. Kanovich worked as an analyst with Boston Biomedical Consultants, an investment banker with the Lehman Brothers mergers & acquisitions team and as a consultant at PricewaterhouseCoopers. Mr. Kanovich holds a bachelor’s and master’s degree in international economics and finance from Brandeis University and a master’s degree in business administration, dual concentration in finance and health care systems, from the Wharton School, University of Pennsylvania.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 38.6 6.37 8.33