Principal Small-MidCap Growth Fund
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
Vitals
YTD Return
-27.6%
1 yr return
-22.4%
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$8.35 M
Holdings in Top 10
27.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.83%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 148.40%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Investment Style
Mid-Cap Growth
Name
Price
Aum/Mkt Cap
YIELD & DIV
Exp Ratio
Watchlist
PSMHX - Profile
Distributions
- YTD Total Return -27.6%
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio -0.33%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NamePrincipal Small-MidCap Growth Fund
-
Fund Family NamePrincipal Funds
-
Inception DateJun 12, 2019
-
Shares OutstandingN/A
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerChristopher Corbett
Fund Description
Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small to medium market capitalizations at the time of purchase. For this fund, companies with small to medium market capitalizations are those with market capitalizations within the range of companies in the Russell 2500 Growth Index.
PSMHX - Performance
Return Ranking - Trailing
| Period | PSMHX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -27.6% | -85.9% | 1570.8% | 29.34% |
| 1 Yr | -22.4% | -60.3% | 32.3% | 63.80% |
| 3 Yr | N/A* | -0.6% | 37.3% | N/A |
| 5 Yr | N/A* | 3.3% | 26.0% | N/A |
| 10 Yr | N/A* | 6.9% | 18.3% | N/A |
* Annualized
Return Ranking - Calendar
| Period | PSMHX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2021 | -19.1% | -80.9% | 21888.9% | 85.24% |
| 2020 | 69.5% | -69.7% | 2474.5% | 5.70% |
| 2019 | N/A | -100.0% | 44.0% | N/A |
| 2018 | N/A | -100.0% | 9.2% | N/A |
| 2017 | N/A | -33.3% | 84.9% | N/A |
Total Return Ranking - Trailing
| Period | PSMHX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | -27.6% | -85.9% | 1570.8% | 25.41% |
| 1 Yr | -22.4% | -61.9% | 73.8% | 62.50% |
| 3 Yr | N/A* | -4.2% | 37.3% | N/A |
| 5 Yr | N/A* | 3.3% | 26.0% | N/A |
| 10 Yr | N/A* | 6.9% | 18.3% | N/A |
* Annualized
Total Return Ranking - Calendar
| Period | PSMHX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2021 | -19.1% | -80.9% | 21888.9% | 85.24% |
| 2020 | 69.5% | -69.7% | 2474.5% | 5.70% |
| 2019 | N/A | -100.0% | 44.0% | N/A |
| 2018 | N/A | -100.0% | 19.9% | N/A |
| 2017 | N/A | -33.3% | 84.9% | N/A |
NAV & Total Return History
PSMHX - Holdings
Concentration Analysis
| PSMHX | Category Low | Category High | PSMHX % Rank | |
|---|---|---|---|---|
| Net Assets | 8.35 M | 710 K | 85.5 B | 95.42% |
| Number of Holdings | 68 | 20 | 3702 | 61.39% |
| Net Assets in Top 10 | 2.43 M | 2.5 K | 10.9 B | 95.48% |
| Weighting of Top 10 | 27.67% | 4.3% | 92.1% | 44.59% |
Top 10 Holdings
- Principal Government Money Market Instl 4.57%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
- Horizon Therapeutics PLC 3.94%
Asset Allocation
| Weighting | Return Low | Return High | PSMHX % Rank | |
|---|---|---|---|---|
| Stocks | 95.58% | 23.99% | 100.52% | 83.84% |
| Cash | 4.42% | -0.52% | 26.94% | 14.22% |
| Preferred Stocks | 0.00% | 0.00% | 2.30% | 77.54% |
| Other | 0.00% | -2.66% | 23.05% | 77.71% |
| Convertible Bonds | 0.00% | 0.00% | 0.40% | 75.77% |
| Bonds | 0.00% | 0.00% | 44.75% | 76.09% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | PSMHX % Rank | |
|---|---|---|---|---|
| Technology | 28.54% | 0.04% | 62.17% | 65.11% |
| Healthcare | 26.80% | 0.00% | 43.77% | 6.30% |
| Consumer Cyclical | 13.90% | 0.00% | 57.41% | 55.09% |
| Industrials | 10.60% | 0.00% | 38.23% | 78.19% |
| Consumer Defense | 8.61% | 0.00% | 16.40% | 4.04% |
| Energy | 3.87% | 0.00% | 62.10% | 22.46% |
| Basic Materials | 3.49% | 0.00% | 17.25% | 30.21% |
| Financial Services | 2.86% | 0.00% | 43.01% | 88.05% |
| Communication Services | 1.35% | 0.00% | 18.33% | 71.08% |
| Utilities | 0.00% | 0.00% | 12.94% | 82.39% |
| Real Estate | 0.00% | 0.00% | 19.28% | 94.35% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | PSMHX % Rank | |
|---|---|---|---|---|
| US | 95.58% | 23.38% | 100.52% | 36.03% |
| Non US | 0.00% | 0.00% | 35.22% | 98.87% |
PSMHX - Expenses
Operational Fees
| PSMHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.83% | 0.02% | 2.69% | 67.97% |
| Management Fee | 0.70% | 0.00% | 1.50% | 48.03% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.00% | 0.40% | N/A |
Sales Fees
| PSMHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 5.50% | N/A |
Trading Fees
| PSMHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| PSMHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 148.40% | 0.00% | 417.06% | 95.45% |
PSMHX - Distributions
Dividend Yield Analysis
| PSMHX | Category Low | Category High | PSMHX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 48.80% | 8.24% |
Dividend Distribution Analysis
| PSMHX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
| PSMHX | Category Low | Category High | PSMHX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | -0.33% | -2.24% | 2.75% | 27.10% |
Capital Gain Distribution Analysis
| PSMHX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Semi-Annually | Annually |
PSMHX - Fund Manager Analysis
Managers
Christopher Corbett
Start Date
Tenure
Tenure Rank
Jun 12, 2019
2.97
3.0%
Mr. Corbett joined Columbus Circle Investors in May, 2006. Prior to becoming Managing Director and Portfolio Manager, Mr. Corbett held the position of Senior Vice President/Co-Portfolio Manager. Prior to becoming Senior Vice President/Co-Portfolio Manager, he held the position of Senior Securities Analyst. Prior to this, he was an Associate Analyst for Banc of America. Mr. Corbett also worked as an Associate Analyst with UBS and as an Investment Analyst for Driehaus Capital Management. Mr. Corbett received his M.B.A. in Finance and Management and B.B.A. in Accounting from the University of Notre Dame. Mr. Corbett has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Society New York (formerly known as the New York Society of Security Analysts).
Marc Shapiro
Start Date
Tenure
Tenure Rank
Jan 01, 2020
2.41
2.4%
Marc R. Shapiro has been with CCI since 2004. He earned a B.A. in Finance and Marketing from Emory University.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.04 | 36.3 | 8.95 | 1.47 |