Continue to site >
Trending ETFs
You have successfully subscribed to Advisor Access. Thank you!
Help us personalize your experience.
Which type of investor describes you best?
Help us personalize your experience.
What is your AUM?
Knowing your investable assets will help us build and prioritize features that will suit your investment needs.

Congratulations on personalizing your experience.

Email is verified. Thank you!

Name

As of 04/25/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Rockefeller Climate Solutions Fund

RKCIX | Fund

$9.75

$92.5 M

0.41%

$0.04

1.30%

Vitals

YTD Return

0.9%

1 yr return

9.8%

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$92.5 M

Holdings in Top 10

32.6%

52 WEEK LOW AND HIGH

$9.7
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.30%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 13.14%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$1,000,000

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 04/25/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Rockefeller Climate Solutions Fund

RKCIX | Fund

$9.75

$92.5 M

0.41%

$0.04

1.30%

RKCIX - Profile

Distributions

  • YTD Total Return 0.9%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -0.69%
DIVIDENDS
  • Dividend Yield 0.4%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Rockefeller Climate Solutions Fund
  • Fund Family Name
    Rockefeller
  • Inception Date
    Jun 01, 2012
  • Shares Outstanding
    11117987
  • Share Class
    Instl
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Casey Clark

Fund Description

Under normal market conditions, the Fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of public companies offering climate change mitigation or adaptation products and services. The Adviser typically considers a company to be focused on climate mitigation or adaptation solutions where it generates revenue (as further detailed below) by delivering products or services related to water infrastructure and technologies, waste management and technologies, energy efficiency, food, agriculture and forestry, renewable and alternative energy, healthcare, pollution control, and/or climate support systems (the “Climate Solution Activities”). The Fund may invest in companies operating in any industry or sector. However, due to its focus on Climate Solution Activities and in order to achieve its objective, the Fund historically has had more meaningful exposure to companies operating in the Industrial and Utilities sectors, and to a lesser extent, to companies operating in the Energy and Financials sectors and expects this tilt to continue.
Equity securities in which the Fund may invest include common stocks, preferred stocks, depositary receipts, and interests in real estate investment trusts (“REITs”) and master limited partnerships (“MLPs”) which engage in Climate Solution Activities. The Fund may also invest in other investment companies and exchange-traded funds (“ETFs”) that invest in equity securities, and these investments will count for the purpose of meeting the requirement that 80% of the Fund’s net assets be invested in equity securities of public companies offering climate change mitigation or adaptation products and services. The Fund may invest in equity securities of U.S. and foreign companies (including issuers domiciled in emerging markets or less developed countries) with market capitalizations of any size. The Fund’s investments in common stocks of foreign companies may include depositary receipts, such as American Depositary Receipts (“ADRs”) and Global Depositary Receipts (“GDRs”). The Fund invests a portion of its assets in securities that are traded in currencies other than U.S. dollars, so the Fund may buy and sell foreign currencies to facilitate transactions in portfolio securities. The Fund does not currently expect to hedge against currency risks, although the Fund retains the discretion to engage in such hedging strategies if the Adviser determines that it may be advantageous to do so.
Ideas for potential investments are sourced by the Adviser utilizing internal and external research, including from relationships with climate focused organizations and industry collaborations such as non-governmental organizations (NGOs) and other non-profit organizations. The Adviser employs a bottom-up, fundamental investment approach to build an actively managed portfolio of public companies engaging in Climate Solution Activities across key environmental themes such as water infrastructure & technology, waste management & technologies, renewable energy, energy efficiency, pollution control, climate support services, healthcare mitigation, and food & agriculture. Companies considered for the Fund’s portfolio will derive material revenue (50% or greater) from Climate Solution Activities or which have a lower level of revenue exposure (generally at least 20%) with the potential to grow the revenue associated with Climate Solution Activities.
Read More

RKCIX - Performance

Return Ranking - Trailing

Period RKCIX Return Category Return Low Category Return High Rank in Category (%)
YTD 0.9% -53.4% 35.0% 96.97%
1 Yr 9.8% -31.7% 59.0% N/A
3 Yr N/A* -1.0% 26.3% N/A
5 Yr N/A* 0.9% 20.2% N/A
10 Yr N/A* 4.8% 15.9% N/A

* Annualized

Return Ranking - Calendar

Period RKCIX Return Category Return Low Category Return High Rank in Category (%)
2023 16.0% -69.4% 537.8% N/A
2022 -19.3% -94.0% 2181.7% N/A
2021 N/A -100.0% 41.1% N/A
2020 N/A -100.0% 17.3% N/A
2019 N/A -100.0% 36.4% N/A

Total Return Ranking - Trailing

Period RKCIX Return Category Return Low Category Return High Rank in Category (%)
YTD 0.9% -91.7% 35.0% 95.93%
1 Yr 9.8% -31.7% 67.6% N/A
3 Yr N/A* -1.0% 26.3% N/A
5 Yr N/A* 0.9% 20.3% N/A
10 Yr N/A* 4.8% 15.9% N/A

* Annualized

Total Return Ranking - Calendar

Period RKCIX Return Category Return Low Category Return High Rank in Category (%)
2023 16.5% -69.4% 537.8% N/A
2022 -19.2% -94.0% 2181.7% N/A
2021 N/A -100.0% 41.8% N/A
2020 N/A -100.0% 17.3% N/A
2019 N/A -100.0% 32.4% N/A

NAV & Total Return History

RKCIX - Holdings

Concentration Analysis

RKCIX Category Low Category High RKCIX % Rank
Net Assets 92.5 M 741 K 1.31 T 80.30%
Number of Holdings 49 2 4128 N/A
Net Assets in Top 10 30.1 M 971 322 B N/A
Weighting of Top 10 32.60% 2.3% 100.0% N/A

Top 10 Holdings

  1. Mueller Industries Inc 4.23%
  2. Schneider Electric SE 3.61%
  3. Bureau Veritas SA 3.50%
  4. Trimble Inc 3.30%
  5. Atkore Inc 3.27%
  6. Cie de Saint-Gobain SA 3.25%
  7. Invesco Government Agency Portfolio 3.08%
  8. Badger Meter Inc 2.83%
  9. Air Products and Chemicals Inc 2.77%
  10. SSE PLC 2.76%

Asset Allocation

Weighting Return Low Return High RKCIX % Rank
Stocks 		97.10% 0.00% 116.88% N/A
Cash 		3.08% -102.29% 72.89% N/A
Preferred Stocks 		0.00% 0.00% 3.21% N/A
Other 		0.00% -13.91% 134.98% N/A
Convertible Bonds 		0.00% 0.00% 6.59% N/A
Bonds 		0.00% -0.06% 93.16% N/A

Stock Sector Breakdown

Weighting Return Low Return High RKCIX % Rank
Utilities 		0.00% 0.00% 23.68% N/A
Technology 		0.00% 0.00% 77.07% N/A
Real Estate 		0.00% 0.00% 37.72% N/A
Industrials 		0.00% 0.00% 62.11% N/A
Healthcare 		0.00% 0.00% 59.20% N/A
Financial Services 		0.00% 0.00% 55.07% N/A
Energy 		0.00% 0.00% 21.70% N/A
Communication Services 		0.00% 0.00% 35.35% N/A
Consumer Defense 		0.00% 0.00% 61.53% N/A
Consumer Cyclical 		0.00% 0.00% 53.38% N/A
Basic Materials 		0.00% 0.00% 30.96% N/A

Stock Geographic Breakdown

Weighting Return Low Return High RKCIX % Rank
US 		63.34% 0.00% 115.70% N/A
Non US 		33.75% -1.08% 54.06% N/A

RKCIX - Expenses

Operational Fees

RKCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.30% 0.01% 3.38% 26.54%
Management Fee 0.85% 0.00% 2.00% 92.62%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.00% 0.95% N/A

Sales Fees

RKCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

RKCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.25% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

RKCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 13.14% 0.00% 496.00% 28.75%

RKCIX - Distributions

Dividend Yield Analysis

RKCIX Category Low Category High RKCIX % Rank
Dividend Yield 0.41% 0.00% 11.74% 74.51%

Dividend Distribution Analysis

RKCIX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Semi-Annually Monthly Monthly

Net Income Ratio Analysis

RKCIX Category Low Category High RKCIX % Rank
Net Income Ratio -0.69% -54.00% 19.41% 96.76%

Capital Gain Distribution Analysis

RKCIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Distributions History

View More +

RKCIX - Fund Manager Analysis

Managers

Casey Clark

Start Date

Tenure

Tenure Rank

Jul 21, 2021

0.86

0.9%

Casey C. Clark, CFA, is President and CIO, Director of Environmental, Social and Governance (ESG) Research and Engagement of Rockefeller Asset Management. Prior to being named President and CIO in 2022, he was Managing Director, Deputy CIO, and Director of Environmental, Social and Governance (ESG) Research and Engagement. Mr. Clark also manages RAM’s thematic equity offerings, including the Climate Solutions and Ocean Engagement strategies.Prior to joining Rockefeller in 2019, Mr. Clark worked as Managing Director and Director of Sustainable and Impact Investing at Glenmede.

Rolando Morillo

Start Date

Tenure

Tenure Rank

Jul 21, 2021

0.86

0.9%

Rolando F. Morillo is Senior Vice President and serves as Portfolio Manager for Rockefeller Asset Management’s thematic equity offerings, including the Climate Solutions Strategy and the Credit Suisse RockefellerSM Ocean Engagement Strategy. Mr. Morillo first joined the firm in October 2000 serving as an Equity Analyst focused on Latin America and renewable energy. Prior to joining Rockefeller, Mr. Morillo served as a portfolio assistant with UBS Private Banking-Latin America Division. Mr. Morillo serves on the board of directors for the foundation arm of the American Rainwater Catchment Sys

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 38.86 6.58 2.25

Advertisement

×

Wait! Do you know all the important aspects of mutual funds?

×

Free Advisor Access newsletter emailed to you.

Receive free and exclusive email updates for financial advisors about best performers, news, CE accredited webcasts and more.

Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.

Disclaimer: By registering, you agree to share your data with MutualFunds.com and opt-in to receiving occasional communications about projects and events. The contents of this form are subject to the MutualFunds.com Privacy Policy. You can unsubscribe at any time.